ADVFN Logo ADVFN

We could not find any results for:
Make sure your spelling is correct or try broadening your search.

Trending Now

Toplists

It looks like you aren't logged in.
Click the button below to log in and view your recent history.

Hot Features

Registration Strip Icon for discussion Register to chat with like-minded investors on our interactive forums.

BF.B Brown Forman Corp

43.545
-0.375 (-0.85%)
Last Updated: 15:28:07
Delayed by 15 minutes
Share Name Share Symbol Market Type
Brown Forman Corp NYSE:BF.B NYSE Common Stock
  Price Change % Change Share Price High Price Low Price Open Price Shares Traded Last Trade
  -0.375 -0.85% 43.545 44.22 43.43 43.73 327,813 15:28:07

Statement of Changes in Beneficial Ownership (4)

03/06/2020 10:21pm

Edgar (US Regulatory)


FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Brown Stuart R
2. Issuer Name and Ticker or Trading Symbol

BROWN FORMAN CORP [ BFA, BFB ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__X__ Director                    _____ 10% Owner
_____ Officer (give title below)    _____ Other (specify below)
(Last)          (First)          (Middle)

850 DIXIE HIGHWAY
3. Date of Earliest Transaction (MM/DD/YYYY)

7/5/2019
(Street)

LOUISVILLE, KY 40210
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common 1/3/2020  G  V 478 A$0 1111920 D  
Class A Common 1/10/2020  G  V 1908 D$0 210012 (1)D  
Class A Common 7/5/2019  G  V 10624 A$0 10624 I Hebe Trust 
Class B Common 7/5/2019  G  V 26507 A$0 26507 I Hebe Trust 
Class B Common 12/18/2019  G  V 460 A$0 10199 I By Spouse 
Class B Common         309321 D  
Class A Common         300000 (1)I GRAT-1 
Class A Common         300000 (1)I GRAT-2 
Class A Common         300000 (1)I GRAT-3 
Class A Common         228302 I SKCJ Investments LLC 
Class A Common         36104 I Hedge Street Partners LLC 
Class A Common         40878 I 2015 Trust 
Class B Common         22616 I 2015 Trust 
Class B Common         20306 I Hedge Street Partners LLC 
Class B Common         126217 I SKCJ Investments LLC 

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares

Explanation of Responses:
(1) On April 6, 2020, the reporting person transferred 900,000 shares to three grantor retained annuity trusts.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Brown Stuart R
850 DIXIE HIGHWAY
LOUISVILLE, KY 40210
X



Signatures
Jaileah X. Huddleston, Attorney in Fact for Stuart R. Brown6/3/2020
**Signature of Reporting PersonDate

1 Year Brown Forman Chart

1 Year Brown Forman Chart

1 Month Brown Forman Chart

1 Month Brown Forman Chart

Your Recent History

Delayed Upgrade Clock