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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Brown Forman Corp | NYSE:BF.B | NYSE | Common Stock |
Price Change | % Change | Share Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|
-0.64 | -1.46% | 43.28 | 44.22 | 43.25 | 43.73 | 800,293 | 18:12:44 |
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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OMB APPROVAL
OMB Number: 3235-0287 Estimated average burden hours per response... 0.5 |
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1. Name and Address of Reporting Person
*
Holland Augusta Brown |
2. Issuer Name
and
Ticker or Trading Symbol
BROWN FORMAN CORP [ BFA, BFB ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__ X __ Director __ X __ 10% Owner _____ Officer (give title below) _____ Other (specify below) |
850 DIXIE HIGHWAY |
3. Date of Earliest Transaction
(MM/DD/YYYY)
|
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LOUISVILLE, KY 40210 |
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_ X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
||||||||||
1.Title of Security
(Instr. 3) |
2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Class B Common | 1/12/2017 | G | V | 157000 | D | $0 | 24546 (1) | I | CLB 2012 Trust | |
Class B Common | 3/17/2017 | G | V | 212850 | D | $0 | 22270 (2) | I | CLB 2012 Trust | |
Class B Common | 3/17/2017 | J (3) | 2150 | D | (3) | 23640 | I | Eleanor Lee Trusts | ||
Class B Common | 12907116 (4) | I | Olympus Three LLC | |||||||
Class B Common | 20007 (4) | I | ABH GRAT 2011 | |||||||
Class B Common | 148235 (4) | D | ||||||||
Class A Common | 1032701 | D | ||||||||
Class A Common | 482284 | I | ABH GRAT 2007 | |||||||
Class B Common | 107476 | I | ABH GRAT 2007 | |||||||
Class A Common | 84308 | I | ABH GRAT 2011 | |||||||
Class A Common | 5033 | I | By Spouse | |||||||
Class B Common | 4712 | I | By Spouse | |||||||
Class A Common | 4580 | I | CLB 2012 Trust | |||||||
Class A Common | 62984 | I | CLB Grandchildren Eq. Tr. | |||||||
Class B Common | 41610 | I | CLB Grandchildren Eq. Tr. | |||||||
Class A Common | 41374 | I | CLB Trust fbo Child-1 | |||||||
Class B Common | 22668 | I | CLB Trust fbo Child-1 | |||||||
Class A Common | 43456 | I | CLB Trust fbo Child-2 | |||||||
Class B Common | 24488 | I | CLB Trust fbo Child-2 | |||||||
Class A Common | 43456 | I | CLB Trust fbo Child-3 | |||||||
Class B Common | 24488 | I | CLB Trust fbo Child-3 | |||||||
Class A Common | 36 | I | Eleanor Lee Trusts | |||||||
Class B Common | 1092 | I | Hebe Exempt Trust | |||||||
Class A Common | 633674 | I | Hebe Three Limited Partnership | |||||||
Class B Common | 430568 | I | Hebe Three Limited Partnership | |||||||
Class B Common | 1930 | I | Holland Family Trust | |||||||
Class B Common | 404678 | I | OB2 Marital Trust | |||||||
Class A Common | 1770 | I | OB2 Martial Trust | |||||||
Class A Common | 24 | I | OB2 Reverse QTIP Trust | |||||||
Class B Common | 102896 | I | OB2 Reverse QTIP Trust |
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) |
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1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Deferred Stock Units | (5) | (6) | (6) | Class A Common | 3381.661 | 3381.661 | D | ||||||||
Deferred Stock Units | (7) | (6) | (6) | Class A Common | 1183.28 | 1183.28 | D |
Remarks:
The reporting person disclaims beneficial ownership of shares held by entities set forth on this form except to the extent of her pecuniary interest therein. |
Reporting Owners
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Reporting Owner Name / Address |
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Director | 10% Owner | Officer | Other | ||
Holland Augusta Brown
850 DIXIE HIGHWAY LOUISVILLE, KY 40210 |
X | X |
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Signatures
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Michael E. Carr, Jr., Attorney in Fact for Augusta Brown Holland | 3/21/2017 | |
** Signature of Reporting Person |
Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1 Year Brown Forman Chart |
1 Month Brown Forman Chart |
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