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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Brown Forman Corp | NYSE:BF.B | NYSE | Common Stock |
Price Change | % Change | Share Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|
-0.355 | -0.81% | 43.565 | 44.22 | 43.22 | 43.73 | 1,081,222 | 20:09:41 |
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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OMB APPROVAL
OMB Number: 3235-0287 Estimated average burden hours per response... 0.5 |
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1. Name and Address of Reporting Person
*
Brown George Garvin IV |
2. Issuer Name
and
Ticker or Trading Symbol
BROWN FORMAN CORP [ BFA, BFB ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__ X __ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below) |
850 DIXIE HIGHWAY |
3. Date of Earliest Transaction
(MM/DD/YYYY)
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LOUISVILLE, KY 40210 |
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_ X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
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1.Title of Security
(Instr. 3) |
2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Class B Common | 9/4/2015 | G | V | 36 | D | $0 | 273427 | D | ||
Class B Common | 10/9/2015 | G | V | 1630 | D | $0 | 271797 | D | ||
Class B Common | 10/9/2015 | G | V | 520 | A | $0 | 3095 | I | Crummey Trust | |
Class B Common | 10/9/2015 | G | V | 1370 | A | $0 | 2973 | I | Spouse's trust | |
Class A Common | 3/22/2016 | G | V | 47625 | D | $0 | 69010 | D | ||
Class A Common | 3/22/2016 | G | V | 47625 | A | $0 | 47625 | I | Sullivan Street Partners | |
Class A Common | 3/23/2016 | G | V | 1650 | D | $0 | 67360 | D | ||
Class A Common | 3/23/2016 | G | V | 1400 | A | $0 | 7471 | I | Spouse's trust | |
Class A Common | 3/23/2016 | J (1) | 9523 | D | $105.225 (2) | 57837 | D | |||
Class A Common | 3/23/2016 | J (1) | 9523 | A | $105.225 (2) | 104457 | I | 2012 GRAT | ||
Class B Common | 12891.1691 | I | By 401k (3) | |||||||
Class A Common | 57837 | D | ||||||||
Class A Common | 10190 | I | 2010 GRAT | |||||||
Class B Common | 17418 | I | 2010 GRAT | |||||||
Class B Common | 2746 | I | CBGB LLC | |||||||
Class A Common | 7346 | I | Crummey Trust | |||||||
Class A Common | 11620 | I | GGB IV CLAT | |||||||
Class A Common | 529554 | I | GGB4 2010 #1 LP | |||||||
Class B Common | 78300 | I | GGB4 2010#2 LLC | |||||||
Class A Common | 496 | I | GGB4 2010#2 LLC | |||||||
Class A Common | 2580235.50 | I | GGB4 2012 LP | |||||||
Class B Common | 255168 | I | GGB4 2012 LP |
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) |
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1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Deferred Stock Units | (4) | (5) | (5) | Class A Common | 3161.58 | 3161.58 | D | ||||||||
Stock Appreciation Right | $34.95 | 5/1/2009 | 4/30/2016 | Class B Common | 1467.0 | 1467 | D | ||||||||
Stock Appreciation Right | $35.51 | 5/1/2011 | 4/30/2018 | Class B Common | 1542.0 | 1542 | D | ||||||||
Stock Appreciation Right | $27.05 | 5/1/2012 | 4/30/2019 | Class B Common | 4714.0 | 4714 | D | ||||||||
Restricted Stock Units | (6) | 4/30/2016 (7) | (7) | Class B Common | 3124.0 | 3124 | D | ||||||||
Restricted Stock Units | (6) | 4/30/2017 (8) | (8) | Class B Common | 3936.0 | 3936 | D | ||||||||
Restricted Stock Units | (6) | 4/30/2018 (9) | (9) | Class B Common | 3426.0 | 3426 | D | ||||||||
Restricted Stock Units | (6) | 4/30/2019 (10) | (10) | Class B Common | 380.0 | 380 | D | ||||||||
Stock Appreciation Right | $33.76 | 5/1/2010 | 4/30/2017 | Class B Common | 1679.0 | 1679 | D |
Remarks:
The reporting person disclaims beneficial ownership of the shares held by trusts and entities set forth in this form except to the extent of his pecuniary interest therein. |
Reporting Owners
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Reporting Owner Name / Address |
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Director | 10% Owner | Officer | Other | ||
Brown George Garvin IV
850 DIXIE HIGHWAY LOUISVILLE, KY 40210 |
X |
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Signatures
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Kelly Bowen, Atty. in Fact for George Garvin Brown IV | 3/25/2016 | |
** Signature of Reporting Person |
Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1 Year Brown Forman Chart |
1 Month Brown Forman Chart |
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