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BF.B Brown Forman Corp

48.945
-0.595 (-1.20%)
Last Updated: 18:51:07
Delayed by 15 minutes
Share Name Share Symbol Market Type
Brown Forman Corp NYSE:BF.B NYSE Common Stock
  Price Change % Change Share Price High Price Low Price Open Price Shares Traded Last Trade
  -0.595 -1.20% 48.945 49.89 48.36 49.88 1,096,517 18:51:07

- Statement of Changes in Beneficial Ownership (4)

21/06/2012 2:44pm

Edgar (US Regulatory)


FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

BERG DONALD C
2. Issuer Name and Ticker or Trading Symbol

BROWN FORMAN CORP [ BFA/BFB ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                      _____ 10% Owner
__ X __ Officer (give title below)      _____ Other (specify below)
Chief Financial Officer
(Last)          (First)          (Middle)

850 DIXIE HIGHWAY
3. Date of Earliest Transaction (MM/DD/YYYY)

6/20/2012
(Street)

LOUISVILLE, KY 40210
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common                  15070   D  
 
Class B Common   6/20/2012     M    4000   A $35.83   30593   D  
 
Class B Common   6/20/2012     F    2612   D $93.17   27981   D  
 
Class B Common                  2622.633   (1) I   By 401(k) Plan  

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Non-Qualified Stock Option (right to buy)   $35.83   6/20/2012     M         4000    5/1/2007   4/30/2014   Class B Common   4000   $0   11358   D  
 
Stock Appreciation Right   $45.53                    5/1/2008   4/30/2015   Class B Common   13251     13251   D  
 
Stock Appreciation Right   $55.69                    5/1/2009   4/30/2016   Class B Common   10251     10251   D  
 
Stock Appreciation Right   $53.80                    5/1/2010   4/30/2017   Class B Common   11735     11735   D  
 
Stock Appreciation Right   $56.58                    5/1/2011   4/30/2018   Class B Common   13785     13785   D  
 
Stock Appreciation Right   $43.10                    5/1/2012   4/30/2019   Class B Common   22587     22587   D  
 
Stock Appreciation Right   $61.24                    5/1/2013   4/30/2020   Class B Common   12341     12341   D  
 
Stock Appreciation Right   $73.95                    5/1/2014   4/30/2021   Class B Common   13085     13085   D  
 

Explanation of Responses:
( 1)  Number of shares the reporting person has acquired under the Brown-Forman 401(k) plan as of June 19, 2012.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
BERG DONALD C
850 DIXIE HIGHWAY
LOUISVILLE, KY 40210


Chief Financial Officer

Signatures
Diane M. Barhorst, Attorney in Fact for Donald C. Berg 6/21/2012
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

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