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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Brown Forman Corp | NYSE:BF.B | NYSE | Common Stock |
Price Change | % Change | Share Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|
-0.16 | -0.36% | 43.76 | 44.22 | 43.22 | 43.73 | 2,020,191 | 21:15:04 |
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
|
OMB APPROVAL
OMB Number: 3235-0287 Expires: November 30, 2011 Estimated average burden hours per response... 0.5 |
|
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 |
|
1. Name and Address of Reporting Person
*
BROWN OWSLEY II |
2. Issuer Name
and
Ticker or Trading Symbol
BROWN FORMAN CORP [ BFA, BFB ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director __ X __ 10% Owner _____ Officer (give title below) _____ Other (specify below) |
850 DIXIE HIGHWAY |
3. Date of Earliest Transaction
(MM/DD/YYYY)
|
|
LOUISVILLE, KY 40210 |
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_ X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
||||||||||
1.Title of Security
(Instr. 3) |
2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Class A Common | 6/7/2011 | W | V | 334 | A | $ 0 | 121975 | D |
|
|
Class A Common | 6/8/2011 | W | V | 67 | A | $ 0 | 122042 | D |
|
|
Class A Common | 336517 | I | GRAT 1994 | |||||||
Class A Common | 544084 | I | GRAT 2001 | |||||||
Class A Common | 198032 | I | GRAT 2002 | |||||||
Class A Common | 99964 | I | Longview LP | |||||||
Class A Common | 1612 | I | Guilford-Brown LP | |||||||
Class A Common | 438009 | I | Ganymede LP | |||||||
Class A Common | 2113839 | I | Olympus Three, LLC | |||||||
Class A Common | 57255 | I | Driftwood Holding LLC | |||||||
Class A Common | 173579 | I | Spouse | |||||||
Class B Common | 6/8/2011 | W | V | 129261 | A | $ 0 | 197938 | D |
|
|
Class B Common | 84129 | I | GRAT 1994 | |||||||
Class B Common | 140482 | I | GRAT 2001 | |||||||
Class B Common | 52643 | I | GRAT 2002 | |||||||
Class B Common | 43499 | I | Longview, LP | |||||||
Class B Common | 488932 | I | Hebe, LP | |||||||
Class B Common | 3171 | I | Hebe Non-Exempt Trust fbo Owsley Brown II | |||||||
Class B Common | 1092 | I | Hebe Exempt Trust fbo Owsley Brown II | |||||||
Class B Common | 1208770.5 | I | Ganymede, LP | |||||||
Class B Common | 4075678 | I | Olympus Three, LLC | |||||||
Class B Common | 24 | I | Owsley Brown Trust B | |||||||
Class B Common | 14.975 | I | Driftwood Holding, LLC | |||||||
Class B Common | 26298 | I | Grandchildren's Equalization Trust 1998 | |||||||
Class B Common | 43270 | I | Spouse |
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) |
|||||||||||||||
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Non-Qualified Stock Option (right to buy) | $24.7 | 5/1/2005 | 4/30/2012 | Class B Common | 103041 | 103041 | D |
|
|||||||
Non-Qualified Stock Option (right to buy) | $30.18 | 5/1/2006 | 4/30/2013 | Class B Common | 102960 | 102960 | D |
|
|||||||
Non-Qualified Stock Option (right to buy) | $35.83 | 5/1/2007 | 4/30/2014 | Class B Common | 82386 | 82386 | D |
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|||||||
Stock Appreciation Right | $53.62 | 11/15/2007 | 4/30/2017 | Class B Common | 3332 | 3332 | D |
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Explanation of Responses: |
Remarks:
Filing of this form should not be construed as an admission that the filing person is, for purposes of Section 16 of the Securities Exchange Act of 1934, the "beneficial owner" of any equity securities held in a limited partnership or in trust and reported on this form. |
Reporting Owners
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Reporting Owner Name / Address |
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||||
Director | 10% Owner | Officer | Other | ||
BROWN OWSLEY II
850 DIXIE HIGHWAY LOUISVILLE, KY 40210 |
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X |
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Signatures
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||
Diane M. Barhorst, Atty In Fact for: Owsley Brown II | 8/11/2011 | |
** Signature of Reporting Person |
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1 Year Brown Forman Chart |
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