ADVFN Logo ADVFN

We could not find any results for:
Make sure your spelling is correct or try broadening your search.

Trending Now

Toplists

It looks like you aren't logged in.
Click the button below to log in and view your recent history.

Hot Features

Registration Strip Icon for discussion Register to chat with like-minded investors on our interactive forums.

BF.B Brown Forman Corp

43.76
-0.16 (-0.36%)
After Hours
Last Updated: 21:15:04
Delayed by 15 minutes
Share Name Share Symbol Market Type
Brown Forman Corp NYSE:BF.B NYSE Common Stock
  Price Change % Change Share Price High Price Low Price Open Price Shares Traded Last Trade
  -0.16 -0.36% 43.76 44.22 43.22 43.73 2,020,191 21:15:04

- Statement of Changes in Beneficial Ownership (4)

01/08/2011 11:32pm

Edgar (US Regulatory)


FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Expires: February 28, 2011
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Brown George Garvin IV
2. Issuer Name and Ticker or Trading Symbol

BROWN FORMAN CORP [ BFA/BFB ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__ X __ Director                      _____ 10% Owner
__ X __ Officer (give title below)      _____ Other (specify below)
Executive Vice President
(Last)          (First)          (Middle)

850 DIXIE HWY
3. Date of Earliest Transaction (MM/DD/YYYY)

7/28/2011
(Street)

LOUISVILLE, KY 40210
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common                  331250   D  
 
Class A Common                  381811   I   George Garvin Brown III Trust UW  
Class A Common                  2642357   I   CBGB LLC  
Class A Common                  38447   I   Trust u/a FBO Geo. Garvin Brown IV  
Class A Common                  353036   I   GGB4 2010#1 LLC  
Class B Common                  71429   I   GGB4 2010 #2 LLC  
Class B Common                  100777.7   (1) D  
 
Class B Common                  6567.644   (2) I   By 401(k) Plan  
Class B Common                  95452   I   George Garvin Brown III Trust UW  
Class B Common                  360589   I   CBGB, LLC  
Class B Common                  9987   I   Trust u/a FBO Geo. Garvin Brown IV  

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Non-Qualified Stock Option (right to buy)   $24.70                    5/1/2005   4/30/2012   Class B Common   820     820   D  
 
Non-Qualified Stock Option (right to buy)   $30.18                    5/1/2006   4/30/2013   Class B Common   1179     1179   D  
 
Non-Qualified Stock Option (right to buy)   $35.83                    5/1/2007   4/30/2014   Class B Common   1938     1938   D  
 
Stock Appreciation Right   $45.53                    5/1/2008   4/30/2015   Class B Common   670     670   D  
 
Stock Appreciation Right   $55.69                    5/1/2009   4/30/2016   Class B Common   920     920   D  
 
Stock Appreciation Right   $53.80                    5/1/2010   4/30/2017   Class B Common   1053     1053   D  
 
Stock Appreciation Right   $56.58                    5/1/2011   7/24/2018   Class B Common   967     967   D  
 
Stock Appreciation Right   $43.10                    5/1/2012   4/30/2019   Class B Common   2957     2957   D  
 
Restricted Stock Unit     (3)                    (4)   (4) Class B Common   545     545   D  
 
Restricted Stock Unit     (3) 7/28/2011     A      2078         (5)   (5) Class B Common   2078   $0   2078   D  
 

Explanation of Responses:
( 1)  Includes shares held under the Brown-Forman Dividend Reinvestment Plan as of July 28, 2011.
( 2)  Held in 401(k) plan as of July 28, 2011.
( 3)  Each restricted stock unit represents a contingent right to receive one share of Brown-Forman Class B common stock.
( 4)  The restricted stock units were granted July 22, 2010, and vest April 30, 2014.
( 5)  The restricted stock units vest April 30, 2015.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
Brown George Garvin IV
850 DIXIE HWY
LOUISVILLE, KY 40210
X
Executive Vice President

Signatures
Diane M. Barhorst, Atty. in Fact for George Garvin Brown IV 8/1/2011
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

1 Year Brown Forman Chart

1 Year Brown Forman Chart

1 Month Brown Forman Chart

1 Month Brown Forman Chart

Your Recent History

Delayed Upgrade Clock