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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Brown Forman Corp | NYSE:BF.B | NYSE | Common Stock |
Price Change | % Change | Share Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|
-0.16 | -0.36% | 43.76 | 44.22 | 43.22 | 43.73 | 2,020,192 | 23:35:34 |
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
|
OMB APPROVAL
OMB Number: 3235-0287 Expires: February 28, 2011 Estimated average burden hours per response... 0.5 |
|
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 |
|
1. Name and Address of Reporting Person
*
STUBBS DACE BROWN |
2. Issuer Name
and
Ticker or Trading Symbol
BROWN FORMAN CORP [ BFA, BFB ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__ X __ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below) |
850 DIXIE HIGHWAY |
3. Date of Earliest Transaction
(MM/DD/YYYY)
|
|
LOUISVILLE, KY 40210 |
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_ X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
||||||||||
1.Title of Security
(Instr. 3) |
2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Class A Common | 2000 | D |
|
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Class A Common | 2885323 | I | Log House Partners Ltd. | |||||||
Class B Common | 4/8/2010 | M | 9018 | A | $19.68 | 13239 | D |
|
||
Class B Common | 4/8/2010 | F | 2992 | D | $59.32 | 10247 | D |
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||
Class B Common | 4/8/2010 | S | 6026 | D | $59.2151 (1) | 4221 | D |
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Class B Common | 721330 | I | Log House Partners Ltd. |
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) |
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1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Non-Qualified Stock Option (right to buy) | $19.68 | 4/8/2010 | M | 9018 | 5/1/2003 | 4/30/2010 | Class B Common | 9018 | $0 | 0 | D |
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Non-Qualified Stock Option (right to buy) | $26.67 | 7/31/2001 | 4/30/2011 | Class B Common | 6619 | 6619 | D |
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Non-Qualified Stock Option (right to buy) | $25.06 | 5/1/2002 | 4/30/2012 | Class B Common | 4027 | 4027 | D |
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Non-Qualified Stock Option (right to buy) | $30.62 | 5/1/2003 | 4/30/2013 | Class B Common | 3867 | 3867 | D |
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Non-Qualified Stock Option (right to buy) | $36.35 | 7/22/2004 | 4/30/2014 | Class B Common | 3009 | 3009 | D |
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Stock Appreciation Rights | $46.19 | 7/28/2005 | 4/30/2015 | Class B Common | 3499 | 3499 | D |
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Stock Appreciation Right | $56.50 | 7/27/2006 | 4/30/2016 | Class B Common | 2980 | 2980 | D |
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Stock Appreciation Right | $54.58 | 7/26/2007 | 4/30/2017 | Class B Common | 3702 | 3702 | D |
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Stock Appreciation Right | $57.40 | 7/24/2008 | 4/30/2018 | Class B Common | 3398 | 3398 | D |
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Stock Appreciation Right | $43.72 | 7/23/2009 | 4/30/2019 | Class B Common | 4175 | 4175 | D |
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Explanation of Responses: | |
( 1) | Price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.17 to $59.235, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within this range. |
Reporting Owners
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Reporting Owner Name / Address |
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Director | 10% Owner | Officer | Other | ||
STUBBS DACE BROWN
850 DIXIE HIGHWAY LOUISVILLE, KY 40210 |
X |
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|
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Signatures
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||
Diane M. Barhorst, Atty. in Fact for: Dace Brown Stubbs | 4/12/2010 | |
** Signature of Reporting Person |
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1 Year Brown Forman Chart |
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