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BF.B Brown Forman Corp

47.92
0.43 (0.91%)
04 May 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
Brown Forman Corp NYSE:BF.B NYSE Common Stock
  Price Change % Change Share Price High Price Low Price Open Price Shares Traded Last Trade
  0.43 0.91% 47.92 48.60 47.615 48.11 1,338,072 01:00:00

Initial Statement of Beneficial Ownership (3)

22/06/2018 12:10am

Edgar (US Regulatory)


FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Hinrichs Thomas

2. Date of Event Requiring Statement (MM/DD/YYYY)
6/15/2018 

3. Issuer Name and Ticker or Trading Symbol

BROWN FORMAN CORP [BFA, BFB]

(Last)        (First)        (Middle)

850 DIXIE HIGHWAY

4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                            _____ 10% Owner
___ X ___ Officer (give title below)          _____ Other (specify below)
Pres., International Division /

(Street)

LOUISVILLE, KY 40210       

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed (MM/DD/YYYY)

 

6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person


Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Class A Common   2662   D    
Class A Common   6.3471   I   DRIP  
Class B Common   3180   D    
Class B Common   3.2636   I   DRIP  

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Appreciation Right   5/1/2012   4/30/2019   Class B Common   8604.0   $10.62   D    
Stock Appreciation Right   5/1/2013   4/30/2020   Class B Common   6503.0   $15.088   D    
Stock Appreciation Right   5/1/2014   4/30/2021   Class B Common   12302.0   $18.217   D    
Stock Appreciation Right   5/1/2015   4/30/2022   Class B Common   14457.0   $23.047   D    
Stock Appreciation Right   5/1/2016   4/30/2023   Class B Common   11134.0   $28.433   D    
Stock Appreciation Right   5/1/2017   4/30/2024   Class B Common   8808.0   $36.109   D    
Stock Appreciation Right   5/1/2018   4/30/2025   Class B Common   11134.0   $40.145   D    
Stock Appreciation Right   5/1/2019   4/30/2026   Class B Common   14966.0   $38.481   D    
Stock Appreciation Right   5/1/2020   4/30/2027   Class B Common   12647.0   $39.757   D    

Explanation of Responses:

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
Hinrichs Thomas
850 DIXIE HIGHWAY
LOUISVILLE, KY 40210


Pres., International Division

Signatures
Michael E. Carr, Jr., Attorney in Fact for Thomas Hinrichs 6/21/2018
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

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