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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Brown Forman Corp | NYSE:BF.B | NYSE | Common Stock |
Price Change | % Change | Share Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|
0.43 | 0.91% | 47.92 | 48.60 | 47.615 | 48.11 | 1,338,072 | 01:00:00 |
FORM 3
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Washington, D.C. 20549 |
OMB APPROVAL
OMB Number: 3235-0104 Estimated average burden hours per response... 0.5 |
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1. Name and Address of Reporting Person * Alvarez Alejandro A |
2. Date of Event Requiring Statement (MM/DD/YYYY)
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3. Issuer Name and Ticker or Trading Symbol BROWN FORMAN CORP [BFA, BFB] |
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
_____ 10% Owner
___ X ___ Officer (give title below) _____ Other (specify below) SVP, CPO / |
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
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X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Beneficially Owned |
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1.Title of Security
(Instr. 4) |
2. Amount of Securities Beneficially Owned
(Instr. 4) |
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) |
4. Nature of Indirect Beneficial Ownership
(Instr. 5) |
Class A Common | 2505 | D | |
Class B Common | 1274 | D | |
Class B Common | 1425.5616 | I | By 401k |
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) |
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1. Title of Derivate Security
(Instr. 4) |
2. Date Exercisable and Expiration Date
(MM/DD/YYYY) |
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5) |
6. Nature of Indirect Beneficial Ownership
(Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Appreciation Right | 5/1/2014 | 4/30/2021 | Class B Common | 10589.0 | $18.217 | D | |
Stock Appreciation Right | 5/1/2015 | 4/30/2022 | Class B Common | 7769.0 | $23.047 | D | |
Stock Appreciation Right | 5/1/2016 | 4/30/2023 | Class B Common | 8808.0 | $28.433 | D | |
Stock Appreciation Right | 5/1/2017 | 4/30/2024 | Class B Common | 10365.0 | $36.109 | D | |
Stock Appreciation Right | 5/1/2018 | 4/30/2025 | Class B Common | 18041.0 | $40.145 | D | |
Stock Appreciation Right | 5/1/2019 | 4/30/2026 | Class B Common | 21344.0 | $38.481 | D | |
Stock Appreciation Right | 5/1/2020 | 4/30/2027 | Class B Common | 18005.0 | $39.757 | D |
Explanation of Responses: |
Reporting Owners
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Reporting Owner Name / Address |
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Director | 10% Owner | Officer | Other | ||
Alvarez Alejandro A
850 DIXIE HIGHWAY LOUISVILLE, KY 40210 |
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SVP, CPO |
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Signatures
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Michael E. Carr, Jr., Attorney in Fact for Alejandro A. Alvarez | 6/21/2018 | |
** Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1 Year Brown Forman Chart |
1 Month Brown Forman Chart |
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