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| Share Name | Share Symbol | Market | Type |
|---|---|---|---|
| Franklin Resources Inc | NYSE:BEN | NYSE | Common Stock |
| Price Change | % Change | Share Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
|---|---|---|---|---|---|---|---|---|
| 0.63 | 2.74% | 23.60 | 23.88 | 23.245 | 23.35 | 5,865,161 | 01:00:00 |
| 1. Name and Address of Reporting Person * JOHNSON JENNIFER M | 2. Issuer Name and Ticker or Trading SymbolFRANKLIN RESOURCES INC [BEN] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) President and COO |
| 3. Statement for Issuer's Fiscal Year Ended (MM/DD/YYYY) | ||
| 4. If Amendment, Date Original Filed(MM/DD/YYYY) | 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form Filed by One Reporting Person ___ Form Filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
| 1.Title of Security (Instr. 3) | 2. Trans. Date | 2A. Deemed Execution Date, if any | 3. Trans. Code (Instr. 8) | 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
| Amount | (A) or (D) | Price | ||||||||
| Common Stock, par value $.10 | 9/5/2019 | G | 1114 | A | $0 (1) | 1678972.5439 | D | |||
| Common Stock, par value $.10 | 9/5/2019 | G | 5570 | A | $0 (1) | 183414 | I | As A Trustee For Children (2) | ||
| Common Stock, par value $.10 | 1984.9894 | I | By 401(k) (3) | |||||||
| Common Stock, par value $.10 | 2610000 | I | By Business Limited Partnership (4) | |||||||
| Common Stock, par value $.10 | 15000 | I | By Business Trust (5) | |||||||
| Common Stock, par value $.10 | 198000 | I | By Venture Limited Partnership (6) | |||||||
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
| 1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (MM/DD/YYYY) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
| (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||||
| Reporting Owners | |||||
| Reporting Owner Name / Address | |||||
| Director | 10% Owner | Officer | Other | ||
| JOHNSON JENNIFER M C/O FRANKLIN RESOURCES, INC. ONE FRANKLIN PARKWAY SAN MATEO, CA 94403-1906 | President and COO | ||||
| Signatures | ||
| /s/ Jennifer M. Johnson | 10/28/2019 | |
| **Signature of Reporting Person | Date | |
1 Year Franklin Resources Chart |
1 Month Franklin Resources Chart |
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