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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Bain Capital Specialty Finance Inc | NYSE:BCSF | NYSE | Common Stock |
Price Change | % Change | Share Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 16.55 | 16.66 | 16.46 | 16.58 | 323,159 | 21:00:03 |
| | |
Per Note
|
| |
Total
|
| ||||||
Public offering price(1)
|
| | | | 98.933% | | | | | $ | 296,799,000 | | |
Underwriting discounts and commissions (sales load)
|
| | | | 1.000% | | | | | $ | 3,000,000 | | |
Proceeds to us before expenses(2)
|
| | | | 97.933% | | | | | $ | 293,799,000 | | |
| | |
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Arrangement
|
| |
As of June 30, 2021
|
| | | | |||||||||||||||
|
Type of Arrangement
|
| |
Rate
|
| |
Amount
Outstanding |
| |
Amount
Available |
| |
Maturity Date
|
| ||||||||
2018-1 Notes
|
| |
CLO Notes
|
| |
L+1.99%
|
| | | | 365,700 | | | | | | — | | | |
October 20, 2030
|
|
JPM Credit Facility
|
| |
Revolving Credit Facility
|
| |
L+2.375%
|
| | | | 103,233 | | | | | | 346,767 | | | |
January 29, 2025
|
|
2019-1 Debt
|
| |
CLO Notes
|
| |
L + 2.30%
|
| | | | 398,750 | | | | | | — | | | |
October 15, 2031
|
|
Revolving Advisor Loan
|
| |
Revolving Credit Facility
|
| |
AFR
|
| | | | — | | | | | | 50,000 | | | |
March 27, 2023
|
|
2023 Notes
|
| |
Unsecured Notes
|
| |
8.50%
|
| | | | 150,000 | | | | | | — | | | |
June 10, 2023
|
|
2026 Notes
|
| |
Unsecured Notes
|
| |
2.950%
|
| | | | 300,000 | | | | | | — | | | |
March 10, 2026
|
|
Total
|
| | | | | | | | | $ | 1,317,683 | | | | | $ | 396,767 | | | | | |
| | |
As of June 30, 2021
|
| |||||||||
|
Actual
|
| |
As Adjusted for
this Offering |
| ||||||||
Assets | | | | | | | | | | | | | |
Investments, at fair value
|
| | | $ | 2,319,540 | | | | | $ | 2,319,540 | | |
Cash and cash equivalents
|
| | | | 29,869 | | | | | | 157,147 | | |
Other assets
|
| | | | 99,882 | | | | | | 99,882 | | |
Total Assets
|
| | | $ | 2,449,291 | | | | | $ | 2,576,569 | | |
Liabilities | | | | | | | | | | | | | |
Credit facilities payable
|
| | | $ | 103,233 | | | | | $ | — | | |
Unsecured notes payable (net of unamortized debt issuance costs of $7,675)
|
| | | | 442,325 | | | | | | 442,325 | | |
Collateralized loan obligations (net of unamortized debt issuance costs of $3,979)
|
| | | | 760,471 | | | | | | 697,971 | | |
Notes offered hereby
|
| | | | — | | | | | | 293,011 | | |
Other liabilities
|
| | | | 44,974 | | | | | | 44,974 | | |
Total Liabilities
|
| | | $ | 1,351,003 | | | | | $ | 1,478,281 | | |
Net Assets | | | | | | | | | | | | | |
Common stock, par value $0.001 per share, 100,000,000,000 shares authorized, 64,562,265 shares issued and outstanding(2)
|
| | | $ | 65 | | | | | $ | 65 | | |
Paid in capital in excess of par value
|
| | | | 1,166,453 | | | | | | 1,166,453 | | |
Total distributable earnings (loss)
|
| | | | (68,230) | | | | | | (68,230) | | |
Total net assets
|
| | | | 1,098,288 | | | | | | 1,098,288 | | |
Total Liabilities and Total Net Assets
|
| | | $ | 2,449,291 | | | | | $ | 2,576,569 | | |
Underwriter
|
| |
Principal
Amount |
| |||
Goldman Sachs & Co. LLC
|
| | | $ | 150,000,000 | | |
SMBC Nikko Securities America, Inc.
|
| | | | 120,000,000 | | |
MUFG Securities Americas Inc.
|
| | | | 15,000,000 | | |
SG Americas Securities, LLC
|
| | | | 15,000,000 | | |
Total
|
| | | $ | 300,000,000 | | |
| | |
Per Note
|
| |
Total
|
| ||||||
Public offering price
|
| | | | 98.933% | | | | | $ | 296,799,000 | | |
Underwriting discount (sales load)
|
| | | | 1.000% | | | | | $ | 3,000,000 | | |
Proceeds, before expenses, to us
|
| | | | 97.933% | | | | | $ | 293,799,000 | | |
| | |
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| Stockholder transaction expenses (as a percentage of offering price): | | | | | | | |
|
Sales load
|
| | | | —(1) | | |
|
Offering expenses
|
| | | | —(2) | | |
|
Dividend reinvestment plan expenses
|
| | | | None(3) | | |
|
Total stockholder transaction expenses
|
| | | | —% | | |
| Annual expenses (as a percentage of net assets attributable to common stock):(4) | | | | | | | |
|
Base management fee
|
| | | | 3.48%(5) | | |
|
Incentive fees payable under the Investment Advisory Agreement
|
| | | | 0.00%(6) | | |
|
Interest payments on borrowed funds
|
| | | | 4.78%(7) | | |
|
Other expenses
|
| | | | 0.81%(8) | | |
|
Acquired fund fees and expenses
|
| | | | 0.00%(9) | | |
|
Total annual expenses
|
| | | | 9.07% | | |
| | Example | | |
| | The following example demonstrates the projected dollar amount of total cumulative expenses that would be incurred over various periods with respect to a hypothetical investment in our common stock. This example and the expenses in the table above should not be considered a representation of our future expenses, and actual expenses (including the cost of debt, if any, and other expenses) may be greater or less than those shown. | | |
| | |
1 year
|
| |
3 years
|
| |
5 years
|
| |
10 years
|
| ||||||||||||
You would pay the following expenses on a $1,000 common stock investment, assuming a 5% annual return (none of which is subject to the incentive fee based on capital gains)(1)
|
| | | $ | 89 | | | | | $ | 256 | | | | | $ | 410 | | | | | $ | 745 | | |
You would pay the following expenses on a $1,000 common stock investment, assuming a 5% annual return resulting entirely from net realized capital gains (all of which is subject to the incentive fee based on capital gains)(2)
|
| | | $ | 89 | | | | | $ | 256 | | | | | $ | 410 | | | | | $ | 745 | | |
Date Declared
|
| |
Record Date
|
| |
Payment Date
|
| |
Amount
Per Share |
| |
Total
Distributions |
| ||||||
February 20, 2020
|
| |
March 31, 2020
|
| |
April 30, 2020
|
| | | $ | 0.41 | | | | | $ | 21,176,423 | | |
May 4, 2020
|
| |
June 30, 2020
|
| |
July 30, 2020
|
| | | $ | 0.34 | | | | | $ | 21,951,170 | | |
July 30, 2020
|
| |
September 30, 2020
|
| |
October 30, 2020
|
| | | $ | 0.34 | | | | | $ | 21,951,170 | | |
October 28, 2020
|
| |
December 31, 2020
|
| |
January 29, 2021
|
| | | $ | 0.34 | | | | | $ | 21,951,170 | | |
Total distributions for 2020
|
| | | | | | | | | $ | 1.43 | | | | | $ | 87,029,933 | | |
February 21, 2019
|
| |
March 29, 2019
|
| |
April 12, 2019
|
| | | $ | 0.41 | | | | | $ | 21,107,677 | | |
May 7, 2019
|
| |
June 28, 2019
|
| |
July 29, 2019
|
| | | $ | 0.41 | | | | | $ | 21,176,423 | | |
August 1, 2019
|
| |
September 30, 2019
|
| |
October 30, 2019
|
| | | $ | 0.41 | | | | | $ | 21,176,423 | | |
October 31, 2019
|
| |
December 31, 2019
|
| |
January 30, 2020
|
| | | $ | 0.41 | | | | | $ | 21,176,423 | | |
Total distributions for 2019
|
| | | | | | | | | $ | 1.64 | | | | | $ | 84,636,946 | | |
March 28, 2018
|
| |
March 28, 2018
|
| |
May 17, 2018
|
| | | $ | 0.34 | | | | | $ | 10,609,643 | | |
June 28, 2018
|
| |
June 28, 2018
|
| |
August 10, 2018
|
| | | $ | 0.36 | | | | | $ | 13,484,328 | | |
September 26, 2018
|
| |
September 26, 2018
|
| |
October 19, 2018
|
| | | $ | 0.41 | | | | | $ | 17,966,855 | | |
December 19, 2018
|
| |
December 31, 2018
|
| |
January 14, 2019
|
| | | $ | 0.41 | | | | | $ | 21,107,677 | | |
Total distributions for 2018
|
| | | | | | | | | $ | 1.52 | | | | | $ | 63,168,503 | | |
May 9, 2017
|
| |
May 12, 2017
|
| |
May 19, 2017
|
| | | $ | 0.07 | | | | | $ | 1,174,052 | | |
June 21, 2017
|
| |
June 29, 2017
|
| |
August 11, 2017
|
| | | $ | 0.11 | | | | | $ | 2,739,972 | | |
September 27, 2017
|
| |
September 28, 2017
|
| |
November 14, 2017
|
| | | $ | 0.21 | | | | | $ | 5,235,687 | | |
December 26, 2017
|
| |
December 28, 2017
|
| |
January 24, 2018
|
| | | $ | 0.31 | | | | | $ | 7,742,502 | | |
Total distributions for 2017
|
| | | | | | | | | $ | 0.70 | | | | | $ | 16,892,213 | | |
December 22, 2016
|
| |
December 22, 2016
|
| |
January 17, 2017
|
| | | $ | 0.015 | | | | | $ | 82,363 | | |
Total distributions for 2016
|
| | | | | | | | | $ | 0.015 | | | | | $ | 82,363 | | |
| | |
Closing Market Price
|
| |
Premium
(Discount) of High Market Price to NAV(2) |
| |
(Discount)
of Low Market Price to NAV(2) |
| |||||||||||||||||||||
| | |
NAV(1)
|
| |
High
|
| |
Low
|
| |||||||||||||||||||||
Fiscal year ending December 31, 2020 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Third Quarter
|
| | | $ | 16.27 | | | | | $ | 11.03 | | | | | $ | 9.48 | | | | | | 68% | | | | | | 58% | | |
Second Quarter
|
| | | | 15.81 | | | | | | 13.01 | | | | | | 7.26 | | | | | | 82 | | | | | | 46 | | |
First Quarter
|
| | | | 17.29 | | | | | | 20.07 | | | | | | 7.69 | | | | | | 116 | | | | | | 44 | | |
Fiscal year ending December 31, 2019 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Fourth Quarter
|
| | | $ | 19.72 | | | | | $ | 20.15 | | | | | $ | 18.47 | | | | | | 102% | | | | | | 94% | | |
Third Quarter
|
| | | | 19.71 | | | | | | 19.07 | | | | | | 17.91 | | | | | | 97 | | | | | | 91 | | |
Second Quarter
|
| | | | 19.77 | | | | | | 20.44 | | | | | | 18.41 | | | | | | 103 | | | | | | 93 | | |
First Quarter
|
| | | | 19.81 | | | | | | 20.47 | | | | | | 17.28 | | | | | | 103 | | | | | | 87 | | |
| | | | | | | | |
Example 1
5% Offering at 5% Discount |
| |
Example 2
10% Offering at 10% Discount |
| |
Example 3
25% Offering at 25% Discount |
| |||||||||||||||||||||||||||
| | |
Prior to Sale
Below NAV |
| |
Following
Sale |
| |
%
Change |
| |
Following
Sale |
| |
%
Change |
| |
Following
Sale |
| |
%
Change |
| |||||||||||||||||||||
Offering Price | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Price per share to
public |
| | | | — | | | | | $ | 10.00 | | | | | | — | | | | | $ | 9.47 | | | | | | — | | | | | $ | 7.89 | | | | | | — | | |
Net offering proceeds per share to issuer
|
| | | | — | | | | | $ | 9.50 | | | | | | — | | | | | $ | 9.00 | | | | | | — | | | | | $ | 7.50 | | | | | | — | | |
Decrease to NAV | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Total shares
outstanding |
| | | | 1,000,000 | | | | | | 1,050,000 | | | | | | 5.00% | | | | | | 1,100,000 | | | | | | 10.00% | | | | | | 1,250,000 | | | | | | 25.00% | | |
NAV per share
|
| | | $ | 10.00 | | | | | $ | 9.98 | | | | | | (0.20)% | | | | | $ | 9.91 | | | | | | (0.90)% | | | | | $ | 9.50 | | | | | | (5.00)% | | |
Dilution to Stockholder A
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Shares held by stockholder A
|
| | | | 10,000 | | | | | | 10,000 | | | | | | — | | | | | | 10,000 | | | | | | — | | | | | | 10,000 | | | | | | — | | |
Percentage held by stockholder A
|
| | | | 1.00% | | | | | | 0.95% | | | | | | (5.00)% | | | | | | 0.91% | | | | | | (9.00)% | | | | | | 0.80% | | | | | | (20.00)% | | |
Total Asset Values | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Total NAV held by stockholder A
|
| | | $ | 100,000 | | | | | $ | 99,800 | | | | | | (0.20)% | | | | | $ | 99,100 | | | | | | (0.90)% | | | | | $ | 95,000 | | | | | | (5.00)% | | |
Total investment by
stockholder A (assumed to be $10.00 per share) |
| | | $ | 100,000 | | | | | $ | 100,000 | | | | | | — | | | | | $ | 100,000 | | | | | | — | | | | | $ | 100,000 | | | | | | — | | |
Total dilution to stockholder A (total NAV less total investment)
|
| | | | — | | | | | $ | (200) | | | | | | — | | | | | $ | (900) | | | | | | — | | | | | $ | (5,000) | | | | | | — | | |
Per Share Amounts | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
NAV per share held by stockholder A
|
| | | | — | | | | | $ | 9.98 | | | | | | — | | | | | $ | 9.91 | | | | | | — | | | | | $ | 9.50 | | | | | | — | | |
Investment per share
held by stockholder A (assumed to be $10.00 per share on shares held prior to sale) |
| | | $ | 10.00 | | | | | $ | 10.00 | | | | | | — | | | | | $ | 10.00 | | | | | | — | | | | | $ | 10.00 | | | | | | — | | |
| | | | | | | | |
50% Participation
|
| |
150% Participation
|
| ||||||||||||||||||
| | |
Prior to Sale
Below NAV |
| |
Following Sale
|
| |
% Change
|
| |
Following Sale
|
| |
% Change
|
| |||||||||||||||
(Dilution)/Accretion to Participating Stockholder A
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Shares held by stockholder A
|
| | | | 10,000 | | | | | | 11,250 | | | | | | 12.50% | | | | | | 13,750 | | | | | | 37.50% | | |
Percentage held by stockholder A
|
| | | | 1.00% | | | | | | 0.90% | | | | | | (10.00)% | | | | | | 1.10% | | | | | | 10.00% | | |
Total Asset Values | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Total NAV held by stockholder A
|
| | | $ | 100,000 | | | | | $ | 106,875 | | | | | | 6.88% | | | | | $ | 130,625 | | | | | | 30.63% | | |
Total investment by stockholder A (assumed to be $10.00 per share on shares held prior to sale)
|
| | | $ | 100,000 | | | | | $ | 109,863 | | | | | | 9.86% | | | | | $ | 129,588 | | | | | | 29.59% | | |
Total (dilution)/accretion to stockholder A
(total NAV less total investment) |
| | | | — | | | | | | (2,988) | | | | | | — | | | | | $ | 1,037 | | | | | | — | | |
Per Share Amounts | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
NAV per share held by stockholder A
|
| | | | — | | | | | $ | 9.50 | | | | | | — | | | | | $ | 9.50 | | | | | | — | | |
Investment per share held by stockholder
A (assumed to be $10.00 per share on shares held prior to sale) |
| | | $ | 10.00 | | | | | $ | 9.77 | | | | | | (2.30)% | | | | | $ | 9.42 | | | | | | (5.80)% | | |
(Dilution)/accretion per share held by stockholder A (NAV per share less investment per share)
|
| | | | — | | | | | $ | (0.27) | | | | | | — | | | | | $ | 0.08 | | | | | | — | | |
Percentage (dilution)/accretion to stockholder A (dilution)/accretion
per share divided by investment per share |
| | | | — | | | | | | — | | | | | | (2.76)% | | | | | | — | | | | | | 0.85% | | |
| | | | | | | | |
Example 1
5% Offering at 5% Discount |
| |
Example 2
10% Offering at 10% Discount |
| |
Example 3
25% Offering at 25% Discount |
| |||||||||||||||||||||||||||
| | |
Prior to
Sale Below NAV |
| |
Following
Sale |
| |
% Change
|
| |
Following
Sale |
| |
% Change
|
| |
Following
Sale |
| |
% Change
|
| |||||||||||||||||||||
Offering Price | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Price per share to public
|
| | | | — | | | | | $ | 10.00 | | | | | | — | | | | | $ | 9.47 | | | | | | — | | | | | $ | 7.89 | | | | | | — | | |
Net offering proceeds per share to issuer
|
| | | | — | | | | | $ | 9.50 | | | | | | — | | | | | $ | 9.00 | | | | | | — | | | | | $ | 7.50 | | | | | | — | | |
Decrease to NAV | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Total shares outstanding
|
| | | | — | | | | | | 1,050,000 | | | | | | 5.00% | | | | | | 1,100,000 | | | | | | 10.00% | | | | | | 1,250,000 | | | | | | 25.00% | | |
NAV per share
|
| | | | — | | | | | $ | 9.98 | | | | | | (0.20)% | | | | | $ | 9.91 | | | | | | (0.90)% | | | | | $ | 9.50 | | | | | | (5.00)% | | |
Dilution to Stockholder A
|
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Shares held by
stockholder A |
| | | | — | | | | | | 500 | | | | | | — | | | | | | 1,000 | | | | | | — | | | | | | 2,500 | | | | | | — | | |
Percentage held by stockholder A
|
| | | | — | | | | | | 0.05% | | | | | | — | | | | | | 0.09% | | | | | | — | | | | | | 0.20% | | | | | | — | | |
Total Asset Values | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Total NAV held by stockholder A
|
| | | | — | | | | | $ | 4,990 | | | | | | — | | | | | $ | 9,910 | | | | | | — | | | | | $ | 23,750 | | | | | | — | | |
Total investment by stockholder A
|
| | | | — | | | | | $ | 5,000 | | | | | | — | | | | | $ | 9,470 | | | | | | — | | | | | $ | 19,725 | | | | | | — | | |
Total (dilution)/
accretion to stockholder A (total NAV less total investment) |
| | | | — | | | | | $ | (10) | | | | | | — | | | | | $ | 440 | | | | | | — | | | | | $ | 4,025 | | | | | | — | | |
Per Share Amounts | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
NAV per share held by
stockholder A |
| | | | — | | | | | $ | 9.98 | | | | | | — | | | | | $ | 9.91 | | | | | | — | | | | | $ | 9.50 | | | | | | — | | |
Investment per share
held by stockholder A |
| | | | — | | | | | $ | 10.00 | | | | | | — | | | | | $ | 9.47 | | | | | | — | | | | | $ | 7.89 | | | | | | — | | |
(Dilution)/accretion
per share held by stockholder A (NAV per share less investment per share) |
| | | | — | | | | | $ | (0.02) | | | | | | — | | | | | $ | 0.44 | | | | | | — | | | | | $ | 1.61 | | | | | | — | | |
| | | | | | | | |
Example 1
5% Offering at 5% Discount |
| |
Example 2
10% Offering at 10% Discount |
| |
Example 3
25% Offering at 25% Discount |
| |||||||||||||||||||||||||||
| | |
Prior to
Sale Below NAV |
| |
Following
Sale |
| |
% Change
|
| |
Following
Sale |
| |
% Change
|
| |
Following
Sale |
| |
% Change
|
| |||||||||||||||||||||
Percentage (dilution)/
accretion to stockholder A (dilution)/ accretion per share divided by investment per share |
| | | | — | | | | | | — | | | | | | (0.20)% | | | | | | — | | | | | | 4.65% | | | | | | — | | | | | | 20.41% | | |
Class and Year/Period
|
| |
Total Amount
Outstanding Exclusive of Treasury Securities(1) ($ in millions) |
| |
Asset Coverage
Per Unit(2) |
| |
Involuntary
Liquidating Preference Per Unit(3) |
| |
Average
Market Value Per Unit(4) |
| ||||||||||||
Facilities | | | | | | | | | | | | | | | | | | | | | | | | | |
September 30, 2020 (unaudited)
|
| | | $ | 606.9 | | | | | $ | 4,237.7 | | | | | | — | | | | | | N/A | | |
June 30, 2020 (unaudited)
|
| | | $ | 635.7 | | | | | $ | 4,044.5 | | | | | | — | | | | | | N/A | | |
March 31, 2020 (unaudited)
|
| | | $ | 894.9 | | | | | $ | 2,851.9 | | | | | | — | | | | | | N/A | | |
December 31, 2019
|
| | | $ | 814.8 | | | | | $ | 3,188.0 | | | | | | — | | | | | | N/A | | |
December 31, 2018
|
| | | $ | 271.3 | | | | | $ | 6,039.8 | | | | | | — | | | | | | N/A | | |
December 31, 2017
|
| | | $ | 451.0 | | | | | $ | 2,124.1 | | | | | | — | | | | | | N/A | | |
December 31, 2016
|
| | | $ | 59.1 | | | | | $ | 2,867.1 | | | | | | — | | | | | | N/A | | |
2018-1 Notes | | | | | | | | | | | | | | | | | | | | | | | | | |
September 30, 2020 (unaudited)
|
| | | $ | 365.7 | | | | | $ | 7,032.7 | | | | | | — | | | | | | N/A | | |
June 30, 2020 (unaudited)
|
| | | $ | 365.7 | | | | | $ | 7,030.7 | | | | | | — | | | | | | N/A | | |
March 31, 2020 (unaudited)
|
| | | $ | 365.7 | | | | | $ | 6,978.8 | | | | | | — | | | | | | N/A | | |
December 31, 2019
|
| | | $ | 365.7 | | | | | $ | 7,103.1 | | | | | | — | | | | | | N/A | | |
December 31, 2018
|
| | | $ | 365.7 | | | | | $ | 4,480.7 | | | | | | — | | | | | | N/A | | |
2019-1 Debt
|
| | | | | | | | | | | | | | | | | | | | | | | | |
September 30, 2020 (unaudited)
|
| | | $ | 398.8 | | | | | $ | 6,449.0 | | | | | | — | | | | | | N/A | | |
June 30, 2020 (unaudited)
|
| | | $ | 398.8 | | | | | $ | 6,447.1 | | | | | | — | | | | | | N/A | | |
March 31, 2020 (unaudited)
|
| | | $ | 398.8 | | | | | $ | 6,399.6 | | | | | | — | | | | | | N/A | | |
December 31, 2019
|
| | | $ | 398.8 | | | | | $ | 6,513.6 | | | | | | — | | | | | | N/A | | |
2023 Notes | | | | | | | | | | | | | | | | | | | | | | | | | |
September 30, 2020 (unaudited)
|
| | | $ | 150.0 | | | | | $ | 17,145.8 | | | | | | — | | | | | | N/A | | |
June 30, 2020 (unaudited)
|
| | | $ | 150.0 | | | | | $ | 17,140.7 | | | | | | — | | | | | | N/A | | |
Total Senior Securities | | | | | | | | | | | | | | | | | | | | | | | | | |
September 30, 2020 (unaudited)
|
| | | $ | 1,521.4 | | | | | $ | 1,690.5 | | | | | | — | | | | | | N/A | | |
June 30, 2020 (unaudited)
|
| | | $ | 1,550.2 | | | | | $ | 1,658.6 | | | | | | — | | | | | | N/A | | |
March 31, 2020 (unaudited)
|
| | | $ | 1,659.4 | | | | | $ | 1,538.0 | | | | | | — | | | | | | N/A | | |
December 31, 2019
|
| | | $ | 1,579.3 | | | | | $ | 1,644.8 | | | | | | — | | | | | | N/A | | |
December 31, 2018
|
| | | $ | 637.0 | | | | | $ | 2,572.4 | | | | | | — | | | | | | N/A | | |
December 31, 2017
|
| | | $ | 451.0 | | | | | $ | 2,124.1 | | | | | | — | | | | | | N/A | | |
December 31, 2016
|
| | | $ | 59.1 | | | | | $ | 2,867.1 | | | | | | — | | | | | | N/A | | |
Name of Portfolio Managers
|
| |
Dollar Range of
Equity Securities in the Company(1)(2) |
|
Michael A. Ewald
|
| |
over $1,000,000
|
|
Michael J. Boyle
|
| |
$100,001 – $500,000
|
|
| | | | | |
Percentage of Common
Stock Outstanding |
| |||||||||
Name and Address
|
| |
Type of
Ownership(5) |
| |
Shares
Owned |
| |
Percentage
|
| ||||||
Dimension Capital Management LLC(1)
|
| | Beneficial | | | | | 3,971,908.00 | | | | | | 7.69% | | |
Bain Capital Distressed and Special Situations 2016(F), L.P.(2)
|
| | Record | | | | | 9,914,820.48 | | | | | | 15.36% | | |
Bain Capital Credit Member, LLC(2)
|
| | Beneficial | | | | | 11,822,432.67 | | | | | | 18.31% | | |
Amy Butte
|
| | Beneficial | | | | | 3,500.00 | | | | | | * | | |
David A. Fubini
|
| | — | | | | | — | | | | | | — | | |
Thomas A. Hough
|
| | Beneficial | | | | | 20,500.02 | | | | | | * | | |
Jay Margolis
|
| | Beneficial | | | | | 28,856.49 | | | | | | * | | |
Clare S. Richer
|
| | Beneficial | | | | | 7,367.00 | | | | | | * | | |
Michael A. Ewald(3)
|
| | Beneficial | | | | | 119,033.23 | | | | | | * | | |
Jeffrey B. Hawkins
|
| | Beneficial | | | | | 100,000.57 | | | | | | * | | |
Sally F. Dornaus
|
| | Beneficial | | | | | 2,500.00 | | | | | | * | | |
James Goldman
|
| | — | | | | | — | | | | | | — | | |
Michael J. Boyle
|
| | Beneficial | | | | | 24,543.00 | | | | | | * | | |
Michael Treisman
|
| | — | | | | | — | | | | | | — | | |
All officers and directors as a group (11 persons)(4)
|
| | Beneficial | | | | | 306,300.31 | | | | | | * | | |
Name and Address of
Portfolio Company |
| |
Industry
|
| |
Type of Investment
|
| |
Interest Rate
|
| |
Maturity
|
| |
Par/
Principal/ Shares |
| |
Amortized
Cost |
| |
Fair Value
|
| |
Percentage
of Class Held |
| |||||||||||||||
Equity and Debt Investments | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
|
—
|
| |
9 Story Media Group Inc.
23 Fraser Ave Toronto, Ontario, Canada M6K 1Y7 |
| |
Media: Diversified &
Production |
| |
First Lien Senior Secured Loan — Revolver
|
| |
CDOR+ 5.50%
(1% Floor) |
| | | | 4/30/2026 | | | |
CAD 56
|
| | | $ | 41 | | | | | $ | 40 | | | | | | — | | | |||
| | | | First Lien Senior Secured Loan(1)(2) | | |
CDOR+ 5.50%
(1% Floor) |
| | | | 4/30/2026 | | | |
CAD 7,329
|
| | | $ | 5,371 | | | | | $ | 5,382 | | | | | | — | | | |||||
| | | | First Lien Senior Secured Loan(1)(2) | | |
EURIBOR+ 5.50% (0% Floor)
|
| | | | 4/30/2026 | | | | | € | 3,947 | | | | | $ | 4,514 | | | | | $ | 4,523 | | | | | | — | | | ||
A&R Logistics, Inc.
600 N. Hurstbourne Pkwy. Ste. 110 Louisville, KY 40222 |
| |
Transportation: Cargo
|
| |
First Lien Senior Secured Loan(2)(4)(5)(6)
|
| |
L+ 6.00%
(1% Floor) |
| | | | 5/5/2025 | | | | | $ | 43,644 | | | | | $ | 42,906 | | | | | $ | 42,990 | | | | | | — | | |
| | | | First Lien Senior Secured Loan(6) | | | L+ 6.00% (1% Floor) | | | | | 5/5/2025 | | | | | $ | 2,454 | | | | | $ | 2,411 | | | | | $ | 2,418 | | | | | | — | | | ||
| | | | First Lien Senior Secured Loan(6) | | | L+ 6.00% (1% Floor) | | | | | 5/5/2025 | | | | | $ | 6,050 | | | | | $ | 5,972 | | | | | $ | 5,959 | | | | | | — | | | ||
| | | | First Lien Senior Secured Loan — Revolver | | | (1% Floor) | | | | | 5/5/2025 | | | | | $ | — | | | | | $ | (95) | | | | | $ | (91) | | | | | | — | | | ||
| | | | First Lien Senior Secured Loan(6) | | | L+ 6.50% (1% Floor) | | | | | 5/5/2025 | | | | | $ | 2,750 | | | | | $ | 2,723 | | | | | $ | 2,750 | | | | | | — | | | ||
Abracon Group
Holding, LLC. 5101 Hidden Creek Lane Spicewood, TX 78669 |
| |
Wholesale
|
| |
Equity Interest
|
| |
(0% Floor)
|
| | | | — | | | | | $ | 2 | | | | | $ | 1,833 | | | | | $ | 1,306 | | | | | | 1.11% | | |
| | | | First Lien Senior Secured Loan(2)(6) | | | L+ 5.75% (1% Floor) | | | | | 7/18/2024 | | | | | $ | 35,639 | | | | | $ | 35,500 | | | | | $ | 34,748 | | | | | | — | | | ||
| | | |
First Lien Senior Secured Loan — Revolver
|
| | (1% Floor) | | | | | 7/18/2024 | | | | | $ | — | | | | | $ | (27) | | | | | $ | (71) | | | | | | — | | | ||
ACC Holdco, LLC
1575 West 124th Avenue, Suite 210 Westminster, Colorado 80234 |
| |
Aerospace & Defense
|
| | Preferred equity | | | (0% Floor) | | | | | — | | | | | $ | 10,828 | | | | | $ | 10,823 | | | | | $ | 10,828 | | | | | | 33.84%(8) | | |
Adler & Allan Group Limited(1)
80 Station Parade Harrogate, HG1 1HQ United Kingdom |
| | Environmental Industries | | | First Lien Last Out(1)(2)(3) | | |
GBP LIBOR+
8.25% (2% PIK) (0.5% Floor) |
| | | | 9/30/2022 | | | | | £ | 13,340 | | | | | $ | 16,936 | | | | | $ | 17,223 | | | | | | — | | |
ADT Pizza, LLC
3867 Plaza Tower Dr. Baton Rouge, LA 70816 |
| | Beverage, Food & Tobacco | | | Equity Interest | | | (0% Floor) | | | | | — | | | | | $ | 6,720 | | | | | $ | 6,720 | | | | | $ | 11,417 | | | | | | 20.45%(9) | | |
Aimbridge Acquisition
Co., Inc. 5851 Legacy Circle, Suite 400 Plano, TX 75024 |
| | Hotel, Gaming & Leisure | | |
Second Lien Senior
Secured Loan(2)(4)(5) |
| | L+ 7.50% (0% Floor) | | | | | 2/1/2027 | | | | | $ | 20,193 | | | | | $ | 19,694 | | | | | $ | 18,174 | | | | | | — | | |
Name and Address of
Portfolio Company |
| |
Industry
|
| |
Type of Investment
|
| |
Interest Rate
|
| |
Maturity
|
| |
Par/
Principal/ Shares |
| |
Amortized
Cost |
| |
Fair Value
|
| |
Percentage
of Class Held |
| |||||||||||||||
Air Comm Corporation
LLC 1575 West 124th Avenue, Suite 210 Westminster, Colorado 80234 |
| | Aerospace & Defense | | |
First Lien Senior
Secured Loan(2)(4)(5) |
| | L+ 6.50% (1% Floor) | | | | | 6/30/2025 | | | | | $ | 27,092 | | | | | $ | 26,401 | | | | | $ | 26,482 | | | | | | —(8) | | |
Allworth Financial
Group, L.P. 8775 Folsom Blvd Sacramento, CA 95826 |
| |
FIRE: Finance
|
| |
First Lien Senior Secured Loan — Revolver(6)
|
| |
L+ 5.50% (0% Floor)
|
| | | | 12/31/2025 | | | | | $ | 486 | | | | | $ | 465 | | | | | $ | 480 | | | | | | — | | |
| | | |
First Lien Senior
Secured Loan(2)(5)(6) |
| | L+ 5.50% (1% Floor) | | | | | 12/31/2025 | | | | | $ | 14,956 | | | | | $ | 14,824 | | | | | $ | 14,919 | | | | | | — | | | ||
AMCP Clean Acquisition
Company, LLC 1 West Mayflower Avenue Las Vegas, NV 89030 |
| |
Services: Business
|
| |
First Lien Senior Secured Loan — Delayed Draw(4)(5)
|
| |
L+ 4.25% (0% Floor)
|
| | | | 7/10/2025 | | | | | $ | 3,865 | | | | | $ | 3,857 | | | | | $ | 2,512 | | | | | | — | | |
| | | | First Lien Senior Secured Loan(4)(5) | | | L+ 4.25% (0% Floor) | | | | | 7/10/2025 | | | | | $ | 15,971 | | | | | $ | 15,943 | | | | | $ | 10,381 | | | | | | — | | | ||
AMI US Holdings Inc.(1)
1999 Bryan St. Dallas, TX 75201 |
| |
High Tech Industries
|
| |
First Lien Senior
Secured Loan(2)(4)(5) |
| |
L+ 5.50% (1% Floor)
|
| | | | 4/1/2025 | | | | | $ | 13,058 | | | | | $ | 12,848 | | | | | $ | 12,927 | | | | | | — | | |
| | | |
First Lien Senior Secured Loan — Revolver(4)
|
| |
L+ 5.50% (0% Floor)
|
| | | | 4/1/2024 | | | | | $ | 1,256 | | | | | $ | 1,231 | | | | | $ | 1,238 | | | | | | — | | | ||
Amspec Services, Inc.
1249 S. River Road Suite 204 Cranbury, NJ 08512 – USA |
| |
Energy: Oil & Gas
|
| |
First Lien Senior Secured Loan(5)(6)
|
| |
L+ 5.75% (1% Floor)
|
| | | | 7/2/2024 | | | | | $ | 43,765 | | | | | $ | 43,344 | | | | | $ | 43,765 | | | | | | — | | |
| | | | First Lien Senior Secured Loan — Revolver(6) | | | L+ 4.75% (1% Floor) | | | | | 7/2/2024 | | | | | $ | 4,114 | | | | | $ | 4,069 | | | | | $ | 4,114 | | | | | | — | | | ||
Ansira Holdings, Inc.
2300 Locust St. St. Louis, MO 63103 |
| |
Media: Advertising,
Printing & Publishing |
| |
First Lien Senior Secured Loan — Delayed Draw
|
| |
L+ 6.50% (1% Floor)
|
| | | | 12/20/2024 | | | | | $ | 4,464 | | | | | $ | 4,460 | | | | | $ | 3,817 | | | | | | — | | |
| | | | First Lien Senior Secured Loan(6) | | | L+ 6.50% (1% Floor) | | | | | 12/20/2024 | | | | | $ | 36,493 | | | | | $ | 36,428 | | | | | $ | 31,201 | | | | | | — | | | ||
| | | |
First Lien Senior Secured Loan — Revolver
|
| | P+ 4.75% (2% Floor) | | | | | 12/20/2024 | | | | | $ | 3,400 | | | | | $ | 3,400 | | | | | $ | 3,400 | | | | | | — | | | ||
AP Plastics Group, LLC
9280 Jefferson St. Streetsboro, OH 44241 |
| |
Chemicals, Plastics & Rubber
|
| |
First Lien Senior Secured Loan(2)(6)
|
| |
L+ 5.25% (1% Floor)
|
| | | | 8/1/2022 | | | | | $ | 19,856 | | | | | $ | 19,646 | | | | | $ | 19,856 | | | | | | — | | |
| | | | First Lien Senior Secured Loan —Revolver | | | (1% Floor) | | | | | 8/2/2021 | | | | | $ | — | | | | | $ | — | | | | | $ | — | | | | | | — | | | ||
Appriss Holdings, Inc.
9901 Linn Station Rd. Suite 500 Louisville, KY 40223 |
| |
High Tech Industries
|
| |
First Lien Senior Secured Loan(2)(4)(5)(6)
|
| |
L+ 5.50% (0% Floor)
|
| | | | 5/29/2026 | | | | | $ | 48,508 | | | | | $ | 47,978 | | | | | $ | 47,659 | | | | | | — | | |
| | | |
First Lien Senior Secured Loan —Revolver(6)
|
| | L+ 5.50% (0% Floor) | | | | | 5/30/2025 | | | | | $ | 2,329 | | | | | $ | 2,279 | | | | | $ | 2,246 | | | | | | — | | | ||
Aramsco, Inc.
1480 Grandview Ave. Paulsboro, NJ 08066 |
| |
Wholesale
|
| |
First Lien Senior Secured Loan(2)(6)
|
| |
L+ 5.25% (0% Floor)
|
| | | | 8/28/2024 | | | | | $ | 24,103 | | | | | $ | 23,771 | | | | | $ | 23,682 | | | | | | — | | |
| | | |
First Lien Senior Secured Loan —Revolver(6)
|
| |
L+ 5.25% (0% Floor)
|
| | | | 8/28/2024 | | | | | $ | 1,806 | | | | | $ | 1,769 | | | | | $ | 1,747 | | | | | | — | | | ||
ARL Holdings, LLC.
600 N. Hurstbourne Pkwy. Ste. 110 Louisville, KY 40222 |
| |
Transportation: Cargo
|
| |
Equity Interest
|
| |
(0% Floor)
|
| | | | — | | | | | $ | — | | | | | $ | 445 | | | | | $ | 509 | | | | | | 0.27% | | |
| Equity Interest | | | (0% Floor) | | | | | — | | | | | $ | 9 | | | | | $ | 9 | | | | | $ | 10 | | | | | | 0.27% | | | |||||
Armor Group, LP
1480 Grandview Ave. Paulsboro, NJ 08066 |
| | Wholesale | | | Equity Interest | | | (0% Floor) | | | | | — | | | | | $ | 10 | | | | | $ | 1,012 | | | | | $ | 1,668 | | | | | | 0.46% | | |
Automate Intermediate
Holdings II S.à r.l.(1) Stokkastrandvegen 85 5578 Nedre Vats, NO |
| |
Containers,
Packaging, & Glass |
| |
Second Lien Senior
Secured Loan(1)(2) |
| | L+ 7.75% (0% Floor) | | | | | 7/22/2027 | | | | | $ | 11,870 | | | | | $ | 11,653 | | | | | $ | 11,752 | | | | | | — | | |
Name and Address of
Portfolio Company |
| |
Industry
|
| |
Type of Investment
|
| |
Interest Rate
|
| |
Maturity
|
| |
Par/
Principal/ Shares |
| |
Amortized
Cost |
| |
Fair Value
|
| |
Percentage
of Class Held |
| |||||||||||||||
Batteries Plus Holding Corporation
1325 Walnut Ridge Dr. Hartland, WI 53029 |
| |
Retail
|
| |
First Lien Senior Secured Loan(6)
|
| |
L+ 6.75% (1% Floor)
|
| | | | 7/6/2022 | | | | | $ | 28,672 | | | | | $ | 28,672 | | | | | $ | 28,672 | | | | | | — | | |
| | | | First Lien Senior Secured Loan —Revolver | | | (1% Floor) | | | | | 7/6/2022 | | | | | $ | — | | | | | $ | — | | | | | $ | — | | | | | | — | | | ||
BCC Jetstream Holdings
Aviation (Off I), LLC(1) 2601 South Bayshore Drive Suite 1130 Miami, FL 33133 |
| |
Aerospace & Defense
|
| |
Equity Interest
|
| |
(0% Floor)
|
| | | | — | | | | | $ | 11,863 | | | | | $ | 11,863 | | | | | $ | 11,777 | | | | | | 31.55%(8) | | |
| Equity Interest | | | (0% Floor) | | | | | — | | | | | $ | 1,116 | | | | | $ | 1,116 | | | | | $ | 792 | | | | | | 31.55%(8) | | | |||||
| | | | First Lien Senior Secured Loan | | | (0% Floor) | | | | | 6/2/2022 | | | | | $ | 6,614 | | | | | $ | 6,614 | | | | | $ | 6,614 | | | | | | — | | | ||
Blackbrush Oil & Gas, L.P.
18615 Tuscany Stone Suite 300 San Antonio, TX 78258 |
| |
Energy: Oil & Gas
|
| |
Equity Interest
|
| |
(0% Floor)
|
| | | | — | | | | | $ | 1,123 | | | | | $ | — | | | | | $ | — | | | | | | 11.22%(9) | | |
| | | | Preferred Equity | | | (0% Floor) | | | | | — | | | | | $ | 36,084 | | | | | $ | 10,104 | | | | | $ | 10,104 | | | | | | 16.33%(9) | | | ||
| | | | First Lien Senior Secured Loan(4)(5) | | | L+ 5.00% (1% Floor) | | | | | 9/3/2025 | | | | | $ | 12,028 | | | | | $ | 12,028 | | | | | $ | 12,028 | | | | | | — | | | ||
Captain D’s LLC
624 Grassmere Drive Suite 30 Nashville, TN 37211 |
| |
Hotel, Gaming & Leisure
|
| |
First Lien Senior Secured Loan —Revolver
|
| |
L+ 4.50% (1% Floor)
|
| | | | 12/15/2023 | | | | | $ | 1,393 | | | | | $ | 1,383 | | | | | $ | 1,383 | | | | | | — | | |
| | | | First Lien Senior Secured Loan(4)(5) | | | L+ 4.50% (1% Floor) | | | | | 12/15/2023 | | | | | $ | 12,809 | | | | | $ | 12,729 | | | | | $ | 12,745 | | | | | | — | | | ||
CB Nike IntermediateCo
Ltd(1) Derech Abba Hillel 16 5250608 Ramat Gan Israel |
| |
High Tech Industries
|
| |
First Lien Senior Secured Loan(1)(2)(4)(5)
|
| |
L+ 4.75% (1% Floor)
|
| | | | 10/31/2025 | | | | | $ | 35,157 | | | | | $ | 34,549 | | | | | $ | 35,157 | | | | | | — | | |
| | | | First Lien Senior Secured Loan —Revolver(2) | | | (1% Floor) | | | | | 10/31/2025 | | | | | $ | — | | | | | $ | (75) | | | | | $ | — | | | | | | — | | | ||
CB Titan Holdings, Inc.
Tecomet, Inc. 115 Eames Street Wilmington, MA 01887 |
| | Healthcare & Pharmaceuticals | | | Preferred equity | | | (0% Floor) | | | | | — | | | | | $ | 1,953 | | | | | $ | 1,953 | | | | | $ | 2,775 | | | | | | 0.41% | | |
Chase Industries, Inc.
|
| |
Construction & Building
|
| |
First Lien Senior Secured Loan —Delayed Draw
|
| |
L+ 5.50% (1.5%
PIK) (1% Floor) |
| | | | 5/12/2025 | | | | | $ | 1,161 | | | | | $ | 1,158 | | | | | $ | 929 | | | | | | — | | |
| | | | First Lien Senior Secured Loan | | |
L+ 5.50% (1.5%
PIK) (1% Floor) |
| | | | 5/12/2025 | | | | | $ | 12,288 | | | | | $ | 12,244 | | | | | $ | 9,830 | | | | | | — | | | ||
CMI Marketing Inc.
417 5th Ave, 7th floor New York, NY 10016 |
| |
High Tech Industries
|
| |
First Lien Senior Secured Loan(4)(5)
|
| |
L+ 4.50% (1% Floor)
|
| | | | 5/24/2024 | | | | | $ | 15,140 | | | | | $ | 15,040 | | | | | $ | 15,140 | | | | | | — | | |
| | | | First Lien Senior Secured Loan —Revolver(5) | | | (1% Floor) | | | | | 5/24/2023 | | | | | $ | — | | | | | $ | (11) | | | | | $ | — | | | | | | — | | | ||
Comet Bidco Limited(1)
Bedford House 69-79 Fulham High Street London SW6 3JW |
| | Services: Business | | | First Lien Senior Secured Loan(1)(2) | | | GBP LIBOR+ 5.00% (0% Floor) | | | | | 9/30/2024 | | | | | £ | 7,362 | | | | | $ | 9,505 | | | | | $ | 7,259 | | | | | | — | | |
Conterra Ultra
Broadband Holdings, Inc. 2101 Rexford Road, Suite 200E Charlotte, North Carolina 28211 |
| | Telecommunications | | | First Lien Senior Secured Loan(5) | | | L+ 4.50% (0% Floor) | | | | | 4/30/2026 | | | | | $ | 6,402 | | | | | $ | 6,375 | | | | | $ | 6,338 | | | | | | — | | |
CPS Group
Holdings, Inc. 6409 North Quail Hollow Road Memphis, TN 38120 |
| |
Healthcare & Pharmaceuticals
|
| |
First Lien Senior Secured Loan(2)(4)(5)(6)
|
| |
L+ 5.50% (1% Floor)
|
| | | | 3/3/2025 | | | | | $ | 55,486 | | | | | $ | 55,039 | | | | | $ | 55,486 | | | | | | — | | |
| | | | First Lien Senior Secured Loan —Revolver | | | (1% Floor) | | | | | 3/3/2025 | | | | | $ | — | | | | | $ | (67) | | | | | $ | — | | | | | | — | | |
Name and Address of
Portfolio Company |
| |
Industry
|
| |
Type of Investment
|
| |
Interest Rate
|
| |
Maturity
|
| |
Par/
Principal/ Shares |
| |
Amortized
Cost |
| |
Fair Value
|
| |
Percentage
of Class Held |
| |||||||||||||||
Cruz Bay Publishing
300 Continental Boulevard Suite 650 El Segundo, CA 90245 |
| |
Media: Advertising,
Printing & Publishing |
| |
First Lien Senior Secured Loan —Revolver
|
| |
P+ 4.00% (1% Floor)
|
| | | | 2/1/2021 | | | | | $ | 1,978 | | | | | $ | 1,978 | | | | | $ | 1,978 | | | | | | — | | |
| | | |
First Lien Senior Secured Loan —Delayed Draw
|
| | P+ 6.00% (1% Floor) | | | | | 2/1/2021 | | | | | $ | 705 | | | | | $ | 696 | | | | | $ | 705 | | | | | | — | | | ||
| | | |
First Lien Senior Secured Loan(6)
|
| |
L+ 6.75% (1% Floor)
|
| | | | 2/1/2021 | | | | | $ | 3,882 | | | | | $ | 3,882 | | | | | $ | 3,882 | | | | | | — | | | ||
| | | |
First Lien Senior Secured Loan(6)
|
| |
P+ 6.75% (1% Floor)
|
| | | | 2/1/2021 | | | | | $ | 1,309 | | | | | $ | 1,309 | | | | | $ | 1,309 | | | | | | — | | | ||
CST Buyer Company
c/o Consumer Safety Technology, LLC 11035 Aurora Avenue Urbandale, IA 50322 |
| |
Automotive
|
| |
First Lien Senior Secured Loan —Revolver(2)
|
| |
(1% Floor)
|
| | | | 10/3/2025 | | | | | $ | — | | | | | $ | (24) | | | | | $ | — | | | | | | — | | |
| | | |
First Lien Senior
Secured Loan(2)(4)(5) |
| | L+ 5.25% (1% Floor) | | | | | 10/3/2025 | | | | | $ | 34,166 | | | | | $ | 33,716 | | | | | $ | 34,166 | | | | | | — | | | ||
Datix Bidco Limited(1)
Swan Court 11 Worple Road Wimbledon, London, United Kingdom, SW19 4JS |
| |
Healthcare & Pharmaceuticals
|
| |
First Lien Senior Secured Loan(1)(2)
|
| |
BBSW+ 4.50% (0% Floor)
|
| | | | 4/28/2025 | | | |
AUD 4,212
|
| | | $ | 3,212 | | | | | $ | 2,982 | | | | | | — | | | |||
| | | | First Lien Senior Secured Loan —Revolver(1)(2) | | | GBP LIBOR+ 4.50% (0% Floor) | | | | | 10/28/2024 | | | | | £ | 973 | | | | | $ | 1,154 | | | | | $ | 1,243 | | | | | | — | | | ||
| | | |
Second Lien Senior
Secured Loan(1)(2) |
| |
GBP LIBOR+ 7.75% (0% Floor)
|
| | | | 4/27/2026 | | | | | £ | 12,134 | | | | | $ | 16,355 | | | | | $ | 15,510 | | | | | | — | | | ||
Direct Travel, Inc.
7430 E. Caley Avenue Suite 320E Centennial, CO 80111 |
| |
Transportation: Consumer
|
| |
First Lien Senior Secured Loan —Delayed Draw(6)
|
| |
L+ 8.50% (1% Floor)
|
| | | | 12/1/2021 | | | | | $ | 2,913 | | | | | $ | 2,913 | | | | | $ | 2,512 | | | | | | — | | |
| | | | First Lien Senior Secured Loan —Delayed Draw(6) | | | L+ 8.50% (1% Floor) | | | | | 12/1/2021 | | | | | $ | 1,467 | | | | | $ | 1,467 | | | | | $ | 1,265 | | | | | | — | | | ||
| | | | First Lien Senior Secured Loan(2)(6) | | | L+ 8.50% (1% Floor) | | | | | 12/1/2021 | | | | | $ | 49,540 | | | | | $ | 49,540 | | | | | $ | 42,729 | | | | | | — | | | ||
| | | |
First Lien Senior Secured Loan —Revolver(2)
|
| | L+ 6.50% (1% Floor) | | | | | 12/1/2021 | | | | | $ | 4,250 | | | | | $ | 4,250 | | | | | $ | 3,666 | | | | | | — | | | ||
Dorner Manufacturing
Corp. 975 Cottonwood Avenue Hartland, WI 53029 |
| |
Capital Equipment
|
| |
First Lien Senior Secured Loan —Revolver(5)
|
| |
(1% Floor)
|
| | | | 3/15/2022 | | | | | $ | — | | | | | $ | (8) | | | | | $ | — | | | | | | — | | |
| | | | First Lien Senior Secured Loan(4) | | | L+ 5.75% (1% Floor) | | | | | 3/15/2023 | | | | | $ | 7,342 | | | | | $ | 7,248 | | | | | $ | 7,342 | | | | | | — | | | ||
Drilling Info Holdings, Inc
2901 Vía Fortuna #200 Austin, TX 78746 |
| |
High Tech Industries
|
| |
First Lien Senior
Secured Loan(2)(4)(5) |
| | L+ 4.25% (0% Floor) | | | | | 7/30/2025 | | | | | $ | 22,438 | | | | | $ | 22,370 | | | | | $ | 20,530 | | | | | | — | | |
East BCC Coinvest II, LLC
6750 Dumbarton Circle Fremont, CA 94555 |
| | Capital Equipment | | | Equity Interest | | | (0% Floor) | | | | | — | | | | | $ | 1,419 | | | | | $ | 1,419 | | | | | $ | 744 | | | | | | 0.17% | | |
Efficient Collaborative Retail Marketing Company, LLC
27070 Miles Road Suite A Solon, OH 44139 |
| |
Media: Diversified &
Production |
| |
First Lien Senior Secured Loan(2)(6)
|
| |
L+ 6.75% (1% Floor)
|
| | | | 6/15/2022 | | | | | $ | 15,095 | | | | | $ | 15,159 | | | | | $ | 14,416 | | | | | | — | | |
| | | | First Lien Senior Secured Loan(6) | | | L+ 6.75% (1% Floor) | | | | | 6/15/2022 | | | | | $ | 9,788 | | | | | $ | 9,830 | | | | | $ | 9,347 | | | | | | — | | | ||
| | | | First Lien Senior Secured Loan —Revolver | | | L+ 5.25% (1% Floor) | | | | | 6/15/2022 | | | | | $ | 2,267 | | | | | $ | 2,267 | | | | | $ | 2,267 | | | | | | — | | | ||
Electronics For Imaging,
Inc. 6750 Dumbarton Circle Fremont, CA 94555 |
| | Capital Equipment | | |
Second Lien Senior
Secured Loan(4)(5) |
| | L+ 9.00% (0% Floor) | | | | | 7/23/2027 | | | | | $ | 13,070 | | | | | $ | 12,308 | | | | | $ | 10,390 | | | | | | — | | |
Name and Address of
Portfolio Company |
| |
Industry
|
| |
Type of Investment
|
| |
Interest Rate
|
| |
Maturity
|
| |
Par/
Principal/ Shares |
| |
Amortized
Cost |
| |
Fair Value
|
| |
Percentage
of Class Held |
| |||||||||||||||
Element Buyer, Inc.
1380 Forest Park Circle Lafayette, CO 80026 |
| |
High Tech Industries
|
| |
First Lien Senior Secured Loan —Delayed Draw(6)
|
| |
L+ 5.25% (1% Floor)
|
| | | | 7/18/2025 | | | | | $ | 11,220 | | | | | $ | 11,246 | | | | | $ | 11,220 | | | | | | — | | |
| | | | First Lien Senior Secured Loan(2)(6) | | | L+ 5.25% (1% Floor) | | | | | 7/18/2025 | | | | | $ | 37,486 | | | | | $ | 37,771 | | | | | $ | 37,486 | | | | | | — | | | ||
| | | |
First Lien Senior Secured Loan —Revolver(6)
|
| | L+ 5.25% (1% Floor) | | | | | 7/19/2024 | | | | | $ | 850 | | | | | $ | 808 | | | | | $ | 850 | | | | | | — | | | ||
Elevator Holdco Inc.
10850 W. Park Place, Suite 600 Milwaukee, WI 53224 |
| | Services: Business | | | Equity Interest | | | (0% Floor) | | | | | — | | | | | $ | 2 | | | | | $ | 2,448 | | | | | $ | 1,677 | | | | | | 0.44% | | |
Elk Parent Holdings, LP
3681 Prism Lane Kieler, WI 53812 |
| |
Construction & Building
|
| |
Equity Interest
|
| |
(0% Floor)
|
| | | | — | | | | | $ | 1 | | | | | $ | 12 | | | | | $ | 119 | | | | | | 0.44% | | |
| Preferred Equity | | | (0% Floor) | | | | | — | | | | | $ | 120 | | | | | $ | 1,202 | | | | | $ | 1,293 | | | | | | 0.46% | | | |||||
ENC Holding Corporation
666 Fifth Avenue New York, NY 10103 |
| | Transportation: Cargo | | | First Lien Senior Secured Loan(4)(5) | | | L+ 4.00% (0% Floor) | | | | | 5/30/2025 | | | | | $ | 10,198 | | | | | $ | 10,186 | | | | | $ | 9,892 | | | | | | — | | |
Engineered Controls International, LLC
100 RegO Drive Elon, NC 27244 |
| | Capital Equipment | | |
First Lien Senior
Secured Loan(2)(4)(5) |
| |
L+ 7.00% (1.5%
Floor) |
| | | | 11/5/2024 | | | | | $ | 32,969 | | | | | $ | 32,351 | | | | | $ | 32,969 | | | | | | — | | |
Everest Bidco(1)
8, rue François Villon 75015 Paris, France |
| |
High Tech Industries
|
| |
Second Lien Senior
Secured Loan(1)(2) |
| |
GBP LIBOR+ 7.50% (1% Floor)
|
| | | | 7/3/2026 | | | | | £ | 10,216 | | | | | $ | 13,127 | | | | | $ | 13,124 | | | | | | — | | |
EXC Holdings III Corp.
Excelitas Technologies Corporation 200 West Street Waltham, MA 02451 |
| | Capital Equipment | | |
Second Lien Senior
Secured Loan(2)(4)(5) |
| | L+ 7.50% (1% Floor) | | | | | 12/1/2025 | | | | | $ | 8,240 | | | | | $ | 8,250 | | | | | $ | 8,119 | | | | | | — | | |
FCG Acquisitions, Inc.
800 Concar Drive, Suite 100 San Mateo, CA 94402 |
| |
Capital Equipment
|
| |
Preferred equity
|
| |
(0% Floor)
|
| | | | — | | | | | $ | 4 | | | | | $ | 4,251 | | | | | $ | 8,671 | | | | | | 2.03% | | |
| | | |
First Lien Senior Secured Loan(2)(4)(5)(6)
|
| | L+ 5.75% (1% Floor) | | | | | 1/24/2025 | | | | | $ | 68,579 | | | | | $ | 68,081 | | | | | $ | 68,579 | | | | | | — | | | ||
| | | |
First Lien Senior Secured Loan —Revolver
|
| | (1% Floor) | | | | | 1/24/2025 | | | | | $ | — | | | | | $ | (60) | | | | | $ | — | | | | | | — | | | ||
FineLine Technologies, Inc.
7337 Westview Drive Kent, OH 44240 |
| |
Consumer Goods: Non-Durable
|
| |
First Lien Senior Secured Loan —Revolver(2)
|
| |
L+ 4.25% (1% Floor)
|
| | | | 11/4/2022 | | | | | $ | 2,633 | | | | | $ | 2,620 | | | | | $ | 2,534 | | | | | | — | | |
| | | |
First Lien Senior
Secured Loan(2)(4)(5) |
| | L+ 4.25% (1% Floor) | | | | | 11/4/2022 | | | | | $ | 31,364 | | | | | $ | 31,264 | | | | | $ | 30,188 | | | | | | — | | | ||
Forming Machining
Industries Holdings, LLC 5615 North Broadway Street Park City, KS 67219 |
| |
Aerospace & Defense
|
| |
First Lien Senior Secured Loan(4)(5)
|
| |
L+ 4.00% (0% Floor)
|
| | | | 10/9/2025 | | | | | $ | 16,651 | | | | | $ | 16,537 | | | | | $ | 13,622 | | | | | | — | | |
| | | |
Second Lien Senior
Secured Loan(2) |
| | L+ 8.25% (0% Floor) | | | | | 10/9/2026 | | | | | $ | 6,540 | | | | | $ | 6,485 | | | | | $ | 5,216 | | | | | | — | | | ||
Gale Aviation (Offshore)
Co(1) PO Box 309, Ugland House Grand Cayman, KY1- 1104, Cayman Islands |
| | Aerospace & Defense | | | Equity Interest | | | (0% Floor) | | | | | — | | | | | $ | 81,107 | | | | | $ | 81,107 | | | | | $ | 66,406 | | | | | | 100%(8) | | |
Golden State Buyer, Inc.
5187 Camino Ruiz Camarillo, CA 93012 |
| | Healthcare & Pharmaceuticals | | | First Lien Senior Secured Loan(4)(5) | | | L+ 4.75% (0% Floor) | | | | | 6/22/2026 | | | | | $ | 15,115 | | | | | $ | 14,985 | | | | | $ | 14,964 | | | | | | — | | |
Grammer Investment
Holdings LLC 18375 East 345 South Grammer, IN 47236 |
| |
Transportation: Cargo
|
| |
Equity Interest
|
| |
(0% Floor)
|
| | | | — | | | | | $ | 1,011 | | | | | $ | 1,011 | | | | | $ | 943 | | | | | | 6.67% | | |
| Preferred Equity | | | 10% PIK (0% Floor) | | | | | — | | | | | $ | 7 | | | | | $ | 714 | | | | | $ | 726 | | | | | | 3.00% | | | |||||
| | | | Warrants | | | (0% Floor) | | | | | — | | | | | $ | 122 | | | | | $ | — | | | | | $ | — | | | | | | 2.40% | | |
Name and Address of
Portfolio Company |
| |
Industry
|
| |
Type of Investment
|
| |
Interest Rate
|
| |
Maturity
|
| |
Par/
Principal/ Shares |
| |
Amortized
Cost |
| |
Fair Value
|
| |
Percentage
of Class Held |
| |||||||||||||||
Grammer Purchaser, Inc.
18375 East 345 South Grammer, IN 47236 |
| |
Transportation: Cargo
|
| |
First Lien Senior Secured Loan —Revolver(4)(5)
|
| |
(1% Floor)
|
| | | | 9/30/2024 | | | | | $ | — | | | | | $ | 5 | | | | | $ | (11) | | | | | | — | | |
| | | |
First Lien Senior Secured Loan —Revolver(4)(5)
|
| | L+ 4.50% (1% Floor) | | | | | 9/30/2024 | | | | | $ | 10,128 | | | | | $ | 9,966 | | | | | $ | 10,027 | | | | | | — | | | ||
Great Expressions Dental
Centers PC 29777 Telegraph Rd. Suite 3000 Southfield, MI 48034 |
| |
Healthcare & Pharmaceuticals
|
| |
First Lien Senior Secured Loan —Revolver
|
| |
L+ 4.75% (0.5%
PIK) (1% Floor) |
| | | | 9/28/2022 | | | | | $ | 1,190 | | | | | $ | 1,184 | | | | | $ | 943 | | | | | | — | | |
| | | | First Lien Senior Secured Loan(4) | | |
L+ 2.50% (2.75%
PIK) (1% Floor) |
| | | | 9/28/2023 | | | | | $ | 7,769 | | | | | $ | 7,750 | | | | | $ | 6,157 | | | | | | — | | | ||
Green Street Parent, LLC
660 Newport Center Dr. Newport Beach, CA 92660 |
| |
Banking
|
| |
First Lien Senior Secured Loan(4)(5)
|
| |
L+ 5.00% (0% Floor)
|
| | | | 8/27/2026 | | | | | $ | 14,371 | | | | | $ | 14,121 | | | | | $ | 13,509 | | | | | | — | | |
| | | | First Lien Senior Secured Loan —Revolver(5) | | | (0% Floor) | | | | | 8/27/2025 | | | | | $ | — | | | | | $ | (40) | | | | | $ | (145) | | | | | | — | | | ||
GSP Holdings, LLC
10421 S Jordan Gateway Ste 600 South Jordan, UT 84095 |
| |
Aerospace & Defense
|
| |
First Lien Senior Secured Loan(2)(4)(5)(6)
|
| |
L+ 5.75% (1% Floor)
|
| | | | 11/6/2025 | | | | | $ | 35,996 | | | | | $ | 35,733 | | | | | $ | 31,136 | | | | | | — | | |
| | | |
First Lien Senior Secured Loan —Revolver(6)
|
| |
L+ 5.75% (1% Floor)
|
| | | | 11/6/2025 | | | | | $ | 1,813 | | | | | $ | 1,775 | | | | | $ | 1,201 | | | | | | — | | | ||
| | | Services: Business | | |
First Lien Senior
Secured Loan(2)(4)(5) |
| | L+ 5.00% (1% Floor) | | | | | 1/31/2025 | | | | | $ | 40,953 | | | | | $ | 40,804 | | | | | $ | 40,953 | | | | | | — | | |
Horizon Telcom, Inc.
500 S. Front Street, Suite 850 Columbus, Ohio 43215 |
| |
Telecommunications
|
| |
First Lien Senior Secured Loan —Delayed Draw(4)(5)
|
| |
L+ 4.75% (1% Floor)
|
| | | | 6/15/2023 | | | | | $ | 925 | | | | | $ | 919 | | | | | $ | 907 | | | | | | — | | |
| | | | First Lien Senior Secured Loan(4)(5) | | | L+ 4.75% (1% Floor) | | | | | 6/15/2023 | | | | | $ | 13,625 | | | | | $ | 13,505 | | | | | $ | 13,353 | | | | | | — | | | ||
| | | | First Lien Senior Secured Loan —Revolver(5) | | | L+ 4.75% (1% Floor) | | | | | 6/15/2023 | | | | | $ | 116 | | | | | $ | 113 | | | | | $ | 114 | | | | | | — | | | ||
Infinite Electronics
International Inc. 301 Leora Lane Suite 100 Lewisville, TX 75056 |
| |
Energy: Electricity
|
| |
First Lien Senior
Secured Loan(2)(4)(5) |
| |
L+ 4.00% (0% Floor)
|
| | | | 7/2/2025 | | | | | $ | 19,602 | | | | | $ | 19,590 | | | | | $ | 18,867 | | | | | | — | | |
| | | |
Second Lien Senior
Secured Loan(2) |
| |
L+ 8.00% (0% Floor)
|
| | | | 7/2/2026 | | | | | $ | 2,480 | | | | | $ | 2,437 | | | | | $ | 2,368 | | | | | | — | | | ||
International Entertainment Investments Limited(1)
2nd Floor, Alexander House Church Path Woking, Surrey GU216EJ, United Kingdom |
| |
Media: Diversified &
Production |
| | First Lien Senior Secured Loan(1)(2) | | |
GBP LIBOR+ 4.75% (0% Floor)
|
| | | | 5/31/2023 | | | | | £ | 8,686 | | | | | $ | 10,648 | | | | | $ | 10,934 | | | | | | — | | |
Island Medical Management Holdings, LLC
350 Motor Parkway Suite #309 Hauppauge, NY 11788 |
| | Healthcare & Pharmaceuticals | | | First Lien Senior Secured Loan(5) | | | L+ 6.50% (1% Floor) | | | | | 9/1/2023 | | | | | $ | 8,654 | | | | | $ | 8,587 | | | | | $ | 7,788 | | | | | | — | | |
Ivy Finco Limited(1)
44 44 Esplanade Jersey, Jersey, JE4 9WG |
| |
FIRE: Insurance
|
| |
First Lien Senior Secured Loan(1)
|
| |
GBP LIBOR+ 5.50% (0% Floor)
|
| | | | 5/19/2025 | | | | | £ | 7,077 | | | | | $ | 8,813 | | | | | $ | 8,964 | | | | | | — | | |
| | | | First Lien Senior Secured Loan(1)(2) | | | GBP LIBOR+ 5.50% (0% Floor) | | | | | 5/19/2025 | | | | | £ | 7,217 | | | | | $ | 8,979 | | | | | $ | 9,155 | | | | | | — | | |
Name and Address of
Portfolio Company |
| |
Industry
|
| |
Type of Investment
|
| |
Interest Rate
|
| |
Maturity
|
| |
Par/
Principal/ Shares |
| |
Amortized
Cost |
| |
Fair Value
|
| |
Percentage
of Class Held |
| |||||||||||||||
JHCC Holdings, LLC
1318 Pike Rd Pike Road, AL 36064 |
| |
Automotive
|
| |
First Lien Senior Secured Loan —Delayed Draw(7)
|
| |
(1% Floor)
|
| | | | 9/9/2025 | | | | | $ | — | | | | | $ | (35) | | | | | $ | (250) | | | | | | — | | |
| | | |
First Lien Senior Secured Loan —Revolver(6)
|
| | L+ 5.50% (1% Floor) | | | | | 9/9/2025 | | | | | $ | 881 | | | | | $ | 843 | | | | | $ | 768 | | | | | | — | | | ||
| | | |
First Lien Senior Secured Loan —Delayed Draw(6)
|
| |
L+ 5.50% (1% Floor)
|
| | | | 9/9/2025 | | | | | $ | 2,227 | | | | | $ | 2,220 | | | | | $ | 2,138 | | | | | | — | | | ||
| | | | First Lien Senior Secured Loan(2)(4)(5)(6) | | | L+ 5.50% (1% Floor) | | | | | 9/9/2025 | | | | | $ | 29,453 | | | | | $ | 29,082 | | | | | $ | 28,275 | | | | | | — | | | ||
Kellstrom Aerospace
Group, Inc 2500 N Military Trail, Suite 470 Boca Raton, FL 33431 |
| |
Aerospace & Defense
|
| |
Equity Interest
|
| |
(0% Floor)
|
| | | | — | | | | | $ | 1 | | | | | $ | 1,963 | | | | | $ | 1,255 | | | | | | 1.60% | | |
|
First Lien Senior
Secured Loan(2)(4)(5) |
| | L+ 5.50% (1% Floor) | | | | | 7/1/2025 | | | | | $ | 33,693 | | | | | $ | 33,129 | | | | | $ | 31,672 | | | | | | — | | | |||||
| | | | First Lien Senior Secured Loan —Revolver(2) | | | L+ 5.50% (0% Floor) | | | | | 7/1/2025 | | | | | $ | 5,331 | | | | | $ | 5,229 | | | | | $ | 4,947 | | | | | | — | | | ||
Margaux Acquisition Inc.
3720 Davinci Court Suite 200 Peachtree Corners, GA 30092 |
| |
FIRE: Insurance
|
| |
First Lien Senior Secured Loan —Delayed Draw(6)
|
| |
L+ 5.75% (1% Floor)
|
| | | | 12/19/2024 | | | | | $ | 7,899 | | | | | $ | 7,843 | | | | | $ | 7,712 | | | | | | — | | |
| | | |
First Lien Senior
Secured Loan(4)(5)(6) |
| |
L+ 5.75% (1% Floor)
|
| | | | 12/19/2024 | | | | | $ | 28,698 | | | | | $ | 28,244 | | | | | $ | 28,124 | | | | | | — | | | ||
| | | |
First Lien Senior Secured Loan —Revolver
|
| |
L+ 5.75% (1% Floor)
|
| | | | 12/19/2024 | | | | | $ | 2,872 | | | | | $ | 2,820 | | | | | $ | 2,815 | | | | | | — | | | ||
Margaux UK Finance Limited(1)
1 Newall Road London, Heathrow TW6 2AS United Kingdom |
| |
FIRE: Insurance
|
| |
First Lien Senior Secured Loan(1)(2)
|
| |
GBP LIBOR+ 5.75% (1% Floor)
|
| | | | 12/19/2024 | | | | | £ | 7,648 | | | | | $ | 9,817 | | | | | $ | 9,874 | | | | | | — | | |
| | | | First Lien Senior Secured Loan —Revolver(1) | | | (1% Floor) | | | | | 12/19/2024 | | | | | £ | — | | | | | $ | (9) | | | | | $ | — | | | | | | — | | | ||
Masergy Holdings, Inc.
2740 Dallas Pkwy #260 Plano TX 75093 |
| | Telecommunications | | |
Second Lien Senior
Secured Loan(5) |
| |
L+ 7.50% (1% Floor)
|
| | | | 12/16/2024 | | | | | $ | 857 | | | | | $ | 862 | | | | | $ | 812 | | | | | | — | | |
Medical Depot Holdings, Inc.
99 Seaview Blvd Port Washington, NY 11050 |
| | Healthcare & Pharmaceuticals | | | First Lien Senior Secured Loan(4) | | | L+ 7.50% (1% Floor) | | | | | 1/3/2023 | | | | | $ | 16,436 | | | | | $ | 15,457 | | | | | $ | 11,999 | | | | | | — | | |
Melissa & Doug, LLC
141 Danbury Road Wilton, CT 06897 |
| |
Consumer Goods: Non-Durable
|
| |
First Lien Senior Secured Loan(4)(5)
|
| |
L+ 3.50% (1% Floor)
|
| | | | 6/19/2024 | | | | | $ | 10,641 | | | | | $ | 10,655 | | | | | $ | 8,679 | | | | | | — | | |
MRI Software LLC
28925 Fountain Pkwy Solon, OH 44139 |
| |
High Tech Industries
|
| |
First Lien Senior Secured Loan(6)
|
| |
L+ 5.50% (1% Floor)
|
| | | | 2/10/2026 | | | | | $ | 25,233 | | | | | $ | 25,135 | | | | | $ | 25,233 | | | | | | — | | |
| | | | First Lien Senior Secured Loan —Delayed Draw(7) | | | (1% Floor) | | | | | 2/10/2026 | | | | | $ | — | | | | | $ | (10) | | | | | $ | — | | | | | | — | | | ||
| | | | First Lien Senior Secured Loan —Revolver | | | (1% Floor) | | | | | 2/10/2026 | | | | | $ | — | | | | | $ | 43 | | | | | $ | — | | | | | | — | | | ||
Mendel Bidco, Inc.
7955 NW 12th St Suite 415 Miami, Florida 33126 |
| |
Healthcare & Pharmaceuticals
|
| |
First Lien Senior Secured Loan(1)(2)
|
| |
EURIBOR+ 4.50% (0% Floor)
|
| | | | 6/17/2027 | | | | | € | 10,033 | | | | | $ | 11,158 | | | | | $ | 11,585 | | | | | | — | | |
| | | |
First Lien Senior Secured Loan(2)
|
| |
L+ 4.50% (0% Floor)
|
| | | | 6/17/2027 | | | | | $ | 19,966 | | | | | $ | 19,525 | | | | | $ | 19,367 | | | | | | — | | | ||
MeridianLink, Inc.
1600 Sunflower Ave Ste 200 Costa Mesa, CA 92626 |
| |
High Tech Industries
|
| | First Lien Senior Secured Loan(5) | | | L+ 3.75% (1% Floor) | | | | | 5/30/2025 | | | | | $ | 1,811 | | | | | $ | 1,793 | | | | | $ | 1,789 | | | | | | — | | |
Name and Address of
Portfolio Company |
| |
Industry
|
| |
Type of Investment
|
| |
Interest Rate
|
| |
Maturity
|
| |
Par/
Principal/ Shares |
| |
Amortized
Cost |
| |
Fair Value
|
| |
Percentage
of Class Held |
| |||||||||||||||
Mertus 522. GmbH(1)
Pettenkoferstraße 22 a, 80336 München, Germany |
| |
Healthcare & Pharmaceuticals
|
| |
First Lien Senior Secured Loan —Delayed Draw(1)(2)
|
| |
EURIBOR+ 6.25% (0% Floor)
|
| | | | 5/28/2026 | | | | | € | 13,131 | | | | | $ | 14,120 | | | | | $ | 15,084 | | | | | | — | | |
| | | | First Lien Senior Secured Loan(1)(2) | | |
EURIBOR+ 6.25% (0% Floor)
|
| | | | 5/28/2026 | | | | | € | 22,468 | | | | | $ | 24,606 | | | | | $ | 25,811 | | | | | | — | | | ||
Netsmart Technologies,
Inc. 4950 College Blvd. Overland Park, KS 66211 |
| |
High Tech Industries
|
| |
Second Lien Senior
Secured Loan(2) |
| |
P+ 6.50% (2% Floor)
|
| | | | 10/19/2023 | | | | | $ | 2,749 | | | | | $ | 2,749 | | | | | $ | 2,749 | | | | | | — | | |
New Milani Group LLC
2111 E 49th Street Vernon, CA 90058 |
| | Consumer Goods: Durable | | | First Lien Senior Secured Loan(4)(5) | | | L+ 2.50% (1% Floor) | | | | | 6/6/2024 | | | | | $ | 16,969 | | | | | $ | 16,858 | | | | | $ | 15,951 | | | | | | — | | |
Niacet b.v.
Niacet Corporation 400 47th Street Niagara Falls, NY 14304 |
| | Chemicals, Plastics & Rubber | | | First Lien Senior Secured Loan(1)(2) | | |
EURIBOR+ 4.50% (1% Floor)
|
| | | | 2/1/2024 | | | | | € | 3,603 | | | | | $ | 3,866 | | | | | $ | 4,097 | | | | | | — | | |
Novetta, LLC
7921 Jones Branch Drive 6th Floor McLean, VA 22102 |
| | Aerospace & Defense | | | First Lien Senior Secured Loan(4)(5) | | | L+ 5.00% (1% Floor) | | | | | 10/17/2022 | | | | | $ | 6,530 | | | | | $ | 6,467 | | | | | $ | 6,416 | | | | | | — | | |
NPC International, Inc.
7300 West 129th St. Overland Park, KS 66213 |
| |
Beverage, Food & Tobacco
|
| |
First Lien Senior Secured Loan
|
| |
L+ 3.50% (1% Floor)
|
| | | | 4/19/2024 | | | | | $ | 4,937 | | | | | $ | 4,958 | | | | | $ | 3,865 | | | | | | — | | |
| | | |
First Lien Senior Secured Loan
|
| |
L+ 15.50% (1.5%
Floor) |
| | | | 1/21/2021 | | | | | $ | 412 | | | | | $ | 391 | | | | | $ | 411 | | | | | | — | | | ||
nThrive, Inc.
200 North Point Center East Suite 600 Alpharetta, GA 30022 |
| |
High Tech Industries
|
| |
Second Lien Senior
Secured Loan(2) |
| |
L+ 9.75% (1% Floor)
|
| | | | 4/20/2023 | | | | | $ | 8,000 | | | | | $ | 7,984 | | | | | $ | 7,280 | | | | | | — | | |
Omni Logistics, LLC
1755 Transcentral Ct. Suite 400. Houston, Texas 77032 |
| | Transportation: Cargo | | | Subordinated Debt | | | L+ 11.50% (1% Floor) | | | | | 1/19/2024 | | | | | $ | 15,000 | | | | | $ | 14,787 | | | | | $ | 15,000 | | | | | | — | | |
Park Place Technologies
5910 Landerbrook Drive Cleveland OH 44124 |
| |
High Tech Industries
|
| |
Second Lien Senior
Secured Loan(2) |
| | L+ 8.00% (1% Floor) | | | | | 3/30/2026 | | | | | $ | 6,733 | | | | | $ | 6,687 | | | | | $ | 6,396 | | | | | | — | | |
Pearl Intermediate Parent
LLC One Gorham Island Suite 300 Westport, CT 06880 |
| |
Services: Consumer
|
| |
Second Lien Senior
Secured Loan(5) |
| | L+ 6.25% (0% Floor) | | | | | 2/13/2026 | | | | | $ | 2,571 | | | | | $ | 2,585 | | | | | $ | 2,508 | | | | | | — | | |
PetroChoice Holdings, Inc.
640 Freedom Business Center Drive King Of Prussia, PA 19406 |
| |
Wholesale
|
| |
First Lien Senior Secured Loan(4)(5)
|
| |
L+ 5.00% (1% Floor)
|
| | | | 8/19/2022 | | | | | $ | 6,531 | | | | | $ | 6,435 | | | | | $ | 5,687 | | | | | | — | | |
| | | | First Lien Senior Secured Loan(4)(5) | | | L+ 5.00% (1% Floor) | | | | | 8/19/2022 | | | | | $ | 9,870 | | | | | $ | 9,812 | | | | | $ | 8,595 | | | | | | — | | | ||
Plaskolite PPC
Intermediate II LLC 400 W Nationwide Blvd #400 Columbus, OH 43215 |
| | Chemicals, Plastics & Rubber | | | First Lien Senior Secured Loan(5) | | | L+ 4.25% (1% Floor) | | | | | 12/15/2025 | | | | | $ | 2,258 | | | | | $ | 2,222 | | | | | $ | 2,229 | | | | | | — | | |
PP Ultimate Holdings B,
LLC Profile Products LLC 750 W. Lake Cook Rd, Suite 440 Buffalo Grove, IL 60089 |
| |
Construction & Building
|
| | Equity Interest | | | (0% Floor) | | | | | — | | | | | $ | 1 | | | | | $ | 1,352 | | | | | $ | 1,575 | | | | | | 0.93% | | |
Name and Address of
Portfolio Company |
| |
Industry
|
| |
Type of Investment
|
| |
Interest Rate
|
| |
Maturity
|
| |
Par/
Principal/ Shares |
| |
Amortized
Cost |
| |
Fair Value
|
| |
Percentage
of Class Held |
| |||||||||||||||
Precision Ultimate Holdings, LLC
2500 N Military Trail, Suite 470 Boca Raton, Florida 19801 |
| | Aerospace & Defense | | | Equity Interest | | | (0% Floor) | | | | | — | | | | | $ | 1,417 | | | | | $ | 1,417 | | | | | $ | 538 | | | | | | 1.47% | | |
Profile Products LLC
750 W. Lake Cook Rd, Suite 440 Buffalo Grove, IL 60089 |
| |
Construction & Building
|
| |
First Lien Senior Secured Loan(2)(4)(5)(6)
|
| |
L+ 5.75% (1% Floor)
|
| | | | 12/20/2024 | | | | | $ | 36,260 | | | | | $ | 35,697 | | | | | $ | 35,807 | | | | | | — | | |
| | | | First Lien Senior Secured Loan —Revolver(6) | | | (1% Floor) | | | | | 12/20/2024 | | | | | $ | — | | | | | $ | (54) | | | | | $ | (48) | | | | | | — | | | ||
PS HoldCo, LLC
1927 1st Avenue North Suite 701 Birmingham, AL 35203 |
| | Transportation: Cargo | | | First Lien Senior Secured Loan(4)(5) | | | L+ 4.75% (1% Floor) | | | | | 3/13/2025 | | | | | $ | 23,100 | | | | | $ | 23,090 | | | | | $ | 21,869 | | | | | | — | | |
Quidditch Acquisition, Inc.
9357 Spectrum Center Blvd. San Diego, CA 92123 |
| | Hotel, Gaming & Leisure | | | First Lien Senior Secured Loan(4)(5) | | | L+ 7.00% (1% Floor) | | | | | 3/21/2025 | | | | | $ | 18,880 | | | | | $ | 18,868 | | | | | $ | 17,559 | | | | | | — | | |
Refine Intermediate, Inc.
Brookfield Place, 161 Bay St Toronto, ON M5J 2S1 Canada |
| |
Services: Business
|
| |
First Lien Senior Secured Loan —Revolver
|
| |
GBP LIBOR+ 4.75% (0% Floor)
|
| | | | 9/3/2026 | | | | | $ | 534 | | | | | $ | 412 | | | | | $ | 494 | | | | | | — | | |
| | | | First Lien Senior Secured Loan(2) | | | L+ 4.75% (1% Floor) | | | | | 3/3/2027 | | | | | $ | 21,894 | | | | | $ | 21,380 | | | | | $ | 21,730 | | | | | | — | | | ||
Regan Development
Holdings Limited(1) 103 Lower Baggot Street, Dublin, Ireland |
| |
Construction & Building
|
| |
First Lien Senior Secured Loan(1)
|
| |
EURIBOR+ 6.50% (0.5% Floor)
|
| | | | 4/18/2022 | | | | | € | 2,087 | | | | | $ | 2,274 | | | | | $ | 2,447 | | | | | | — | | |
| | | | First Lien Senior Secured Loan(1) | | |
EURIBOR+ 6.50% (0.5% Floor)
|
| | | | 4/18/2022 | | | | | € | 677 | | | | | $ | 768 | | | | | $ | 793 | | | | | | — | | | ||
| | | |
First Lien Senior Secured Loan(1)
|
| |
EURIBOR+ 6.50% (0.5% Floor)
|
| | | | 4/18/2022 | | | | | € | 6,335 | | | | | $ | 6,854 | | | | | $ | 7,426 | | | | | | — | | | ||
RoC Opco LLC
261 Madison Ave FL 16 New York, NY, 10016 |
| |
Consumer Goods: Non-Durable
|
| |
First Lien Senior
Secured Loan(2)(4)(5) |
| |
L+ 7.25% (1% Floor)
|
| | | | 2/25/2025 | | | | | $ | 40,589 | | | | | $ | 39,796 | | | | | $ | 40,589 | | | | | | — | | |
| | | | First Lien Senior Secured Loan —Revolver(2) | | | (1% Floor) | | | | | 2/25/2025 | | | | | $ | — | | | | | $ | (153) | | | | | $ | — | | | | | | — | | | ||
Salient CRGT, Inc.
4000 Legato Road Suite 600, Fairfax, VA 22033 |
| | Aerospace & Defense | | | First Lien Senior Secured Loan(4)(5) | | | L+ 6.50% (1% Floor) | | | | | 2/28/2022 | | | | | $ | 12,269 | | | | | $ | 12,294 | | | | | $ | 11,410 | | | | | | — | | |
Solaray, LLC
401 S. Wilcox Street Castle Rock, CO 80104 |
| |
Consumer Goods: Non-Durable
|
| |
First Lien Senior Secured Loan —Delayed Draw(6)
|
| |
L+ 6.00% (1% Floor)
|
| | | | 9/11/2023 | | | | | $ | 14,462 | | | | | $ | 14,462 | | | | | $ | 14,173 | | | | | | — | | |
| | | | First Lien Senior Secured Loan(2)(6) | | | L+ 6.00% (1% Floor) | | | | | 9/11/2023 | | | | | $ | 42,280 | | | | | $ | 42,280 | | | | | $ | 41,434 | | | | | | — | | | ||
| | | | First Lien Senior Secured Loan —Revolver(6) | | | L+ 4.50% (1% Floor) | | | | | 9/9/2022 | | | | | $ | 7,424 | | | | | $ | 7,391 | | | | | $ | 7,424 | | | | | | — | | | ||
Solenis International, L.P.
2475 Pinnacle Drive Wilmington, Delaware 19803 |
| | Forest Products & Paper | | |
Second Lien Senior
Secured Loan(2) |
| | L+ 8.50% (0% Floor) | | | | | 6/26/2026 | | | | | $ | 10,601 | | | | | $ | 10,326 | | | | | $ | 9,922 | | | | | | — | | |
Spectre (Carrisbrook
House) Limited(1) 6th Floor, 2 Grand Canal Square, Dublin 2 Ireland |
| | FIRE: Real Estate | | | First Lien Senior Secured Loan(1) | | | EURIBOR+ 7.50% (1% Floor) | | | | | 8/9/2021 | | | | | € | 9,300 | | | | | $ | 10,856 | | | | | $ | 10,901 | | | | | | — | | |
Name and Address of
Portfolio Company |
| |
Industry
|
| |
Type of Investment
|
| |
Interest Rate
|
| |
Maturity
|
| |
Par/
Principal/ Shares |
| |
Amortized
Cost |
| |
Fair Value
|
| |
Percentage
of Class Held |
| |||||||||||||||
SumUp Holdings Luxembourg S.à.r.l.(1)
153-155, rue du Kiem L-8030 Strassen Luxembourg |
| |
Services: Business
|
| |
First Lien Senior Secured Loan(1)(2)
|
| |
EURIBOR+ 8.00% (1% Floor)
|
| | | | 8/1/2024 | | | | | € | 16,697 | | | | | $ | 18,223 | | | | | $ | 19,573 | | | | | | — | | |
| | | | First Lien Senior Secured Loan(1)(2) | | |
EURIBOR+ 8.00% (1% Floor)
|
| | | | 8/1/2024 | | | | | € | 15,715 | | | | | $ | 17,433 | | | | | $ | 18,421 | | | | | | — | | | ||
Surrey Bidco Limited(1)
Brighton Study Centre, 1 Billinton Way Brighton, East Sussex, England, BN1 4LF |
| |
Services: Consumer
|
| |
First Lien Senior Secured Loan(1)(2)
|
| |
GBP LIBOR+ 6.00% (0.5% Floor)
|
| | | | 5/11/2026 | | | | | £ | 5,000 | | | | | $ | 6,155 | | | | | $ | 5,971 | | | | | | — | | |
Symplr Software, Inc.
315 Capitol St., Suite 100 Houston, TX 77002 |
| |
High Tech Industries
|
| |
First Lien Senior Secured Loan(2)(6)
|
| |
L+ 5.50% (0% Floor)
|
| | | | 11/28/2025 | | | | | $ | 60,597 | | | | | $ | 59,843 | | | | | $ | 59,234 | | | | | | — | | |
| | | |
First Lien Senior Secured Loan —Revolver(6)
|
| | (0% Floor) | | | | | 11/30/2023 | | | | | $ | — | | | | | $ | (48) | | | | | $ | (112) | | | | | | — | | | ||
| | | |
First Lien Senior Secured Loan(6)
|
| |
L+ 6.00% (0% Floor)
|
| | | | 11/28/2025 | | | | | $ | 3,783 | | | | | $ | 3,745 | | | | | $ | 3,754 | | | | | | — | | | ||
TecoStar Holdings, Inc.
4 Embarcadero Center Suite 1900 San Francisco, CA 94111-4191 United States |
| | Healthcare & Pharmaceuticals | | |
Second Lien Senior
Secured Loan(2)(4)(5) |
| | L+ 8.50% (1% Floor) | | | | | 11/1/2024 | | | | | $ | 9,472 | | | | | $ | 9,308 | | | | | $ | 9,211 | | | | | | — | | |
TEI Holdings Inc.
10850 West Park Place Suite 600 Milwaukee, WI 53224 |
| |
Services: Business
|
| |
First Lien Senior Secured Loan(2)(4)(5)(6)
|
| |
L+ 7.00% (1% Floor)
|
| | | | 12/23/2026 | | | | | $ | 48,682 | | | | | $ | 48,094 | | | | | $ | 45,761 | | | | | | — | | |
| | | | First Lien Senior Secured Loan —Revolver(6) | | | L+ 7.00% (1% Floor) | | | | | 12/23/2025 | | | | | $ | 3,471 | | | | | $ | 3,426 | | | | | $ | 3,200 | | | | | | — | | | ||
Tidel Engineering, L.P.
2025 W. Belt Line Rd. #114 Carrollton, TX 75006 |
| |
Capital Equipment
|
| |
First Lien Senior Secured Loan(5)(6)
|
| |
L+ 6.25% (1% Floor)
|
| | | | 3/1/2024 | | | | | $ | 37,835 | | | | | $ | 37,835 | | | | | $ | 37,646 | | | | | | — | | |
| | | | First Lien Senior Secured Loan —Revolver | | | (1% Floor) | | | | | 3/1/2023 | | | | | $ | — | | | | | $ | — | | | | | $ | — | | | | | | — | | | ||
TLC Holdco LP
2149 S Jupiter Rd. Garland, Texas, 75041 |
| | Consumer goods: Durable | | | Equity Interest | | | (0% Floor) | | | | | — | | | | | $ | 1,188 | | | | | $ | 1,186 | | | | | $ | 1,411 | | | | | | 1.81% | | |
TLC Purchaser, Inc.
2149 S Jupiter Rd. Garland, Texas, 75041 |
| |
Consumer goods: Durable
|
| |
First Lien Senior Secured Loan —Delayed Draw
|
| |
(0% Floor)
|
| | | | 10/13/2025 | | | | | $ | — | | | | | $ | (60) | | | | | $ | (89) | | | | | | — | | |
| | | |
First Lien Senior
Secured Loan(2)(4)(5) |
| | L+ 5.75% (0% Floor) | | | | | 10/13/2025 | | | | | $ | 42,401 | | | | | $ | 41,663 | | | | | $ | 41,871 | | | | | | — | | | ||
| | | | First Lien Senior Secured Loan —Revolver(2) | | | (0% Floor) | | | | | 10/13/2025 | | | | | $ | — | | | | | $ | (149) | | | | | $ | (111) | | | | | | — | | | ||
Toro Private Investments II, L.P.(1)
Axis One, Axis Park Langley, Berkshire, SL3 8AG, United Kingdom |
| |
Transportation: Consumer
|
| |
Equity Interest
|
| |
(0% Floor)
|
| | | | — | | | | | $ | 3,090 | | | | | $ | 3,090 | | | | | $ | 1,497 | | | | | | 0.26% | | |
| First Lien Senior Secured Loan(4)(5) | | | L+ 5.00% (0% Floor) | | | | | 5/29/2026 | | | | | $ | 6,749 | | | | | $ | 4,426 | | | | | $ | 4,228 | | | | | | 0.00% | | | |||||
Trafalgar Bidco Limited(1)
2 Des Roches Square Witney, Oxon OX284LE |
| |
Services: Consumer
|
| | First Lien Senior Secured Loan(1)(2) | | |
GBP LIBOR+ 5.00% (0% Floor)
|
| | | | 9/11/2024 | | | | | £ | 6,011 | | | | | $ | 7,751 | | | | | $ | 7,761 | | | | | | — | | |
U.S. Anesthesia
Partners, Inc. 450 East Las Olas Boulevard Suite 850 Ft. Lauderdale, FL 33301 |
| |
Healthcare & Pharmaceuticals
|
| |
Second Lien Senior
Secured Loan(2)(4) |
| |
L+ 7.25% (1% Floor)
|
| | | | 6/23/2025 | | | | | $ | 16,520 | | | | | $ | 16,356 | | | | | $ | 15,818 | | | | | | — | | |
Name and Address of
Portfolio Company |
| |
Industry
|
| |
Type of Investment
|
| |
Interest Rate
|
| |
Maturity
|
| |
Par/
Principal/ Shares |
| |
Amortized
Cost |
| |
Fair Value
|
| |
Percentage
of Class Held |
| |||||||||||||||
Utimaco, Inc.(1)
900 E Hamilton Ave, Suite 400 Campbell, CA 95008 |
| |
High Tech Industries
|
| |
First Lien Senior
Secured Loan(1)(2)(5) |
| | L+ 4.50% (0% Floor) | | | | | 8/9/2027 | | | | | $ | 14,849 | | | | | $ | 14,525 | | | | | $ | 14,701 | | | | | | — | | |
Velvet Acquisition B.V.(1)
Herculesplein 104, 3584 AA Utrecht, Netherlands |
| | Capital Equipment | | |
Second Lien Senior
Secured Loan(1)(2) |
| |
EURIBOR+ 8.00% (0% Floor)
|
| | | | 4/17/2026 | | | | | € | 6,013 | | | | | $ | 7,340 | | | | | $ | 7,049 | | | | | | — | | |
Ventiv Holdco, Inc.
3350 Riverwood Parkway 20th Floor Atlanta, GA 30339 |
| |
High Tech Industries
|
| |
First Lien Senior Secured Loan(2)(6)
|
| |
L+ 5.50% (1% Floor)
|
| | | | 9/3/2025 | | | | | $ | 24,117 | | | | | $ | 23,806 | | | | | $ | 23,996 | | | | | | — | | |
| | | | First Lien Senior Secured Loan —Revolver(6) | | | L+ 5.50% (0% Floor) | | | | | 9/3/2025 | | | | | $ | 426 | | | | | $ | 381 | | | | | $ | 409 | | | | | | — | | | ||
| | | | Equity Interest | | | (0% Floor) | | | | | — | | | | | $ | 28 | | | | | $ | 2,833 | | | | | $ | 3,729 | | | | | | 1.25% | | | ||
Vital Holdco Limited(1)
207 Sloane Street 2nd Floor London, United Kingdom SW1X 9QX |
| |
Media: Broadcasting
& Subscription |
| |
First Lien Senior Secured Loan(1)(2)(4)(5)
|
| |
L+ 4.75% (1% Floor)
|
| | | | 5/29/2026 | | | | | $ | 35,357 | | | | | $ | 34,630 | | | | | $ | 35,357 | | | | | | — | | |
| | | |
First Lien Senior Secured Loan(1)(2)
|
| |
EURIBOR+ 4.75% (0% Floor)
|
| | | | 5/29/2026 | | | | | € | 7,917 | | | | | $ | 8,636 | | | | | $ | 9,281 | | | | | | — | | | ||
VPARK BIDCO AB(1) c/o Vitruvian Partners
Strandvägen 7A, Stockholm 114 56 Sweden |
| |
High Tech Industries
|
| |
First Lien Senior Secured Loan(1)(2)
|
| |
NIBOR+ 4.00%
(0.75% Floor) |
| | | | 3/10/2025 | | | |
NOK 74,020
|
| | | $ | 9,217 | | | | | $ | 7,914 | | | | | | — | | | |||
| | | | First Lien Senior Secured Loan(1)(2) | | |
CIBOR+ 4.00%
(0.75% Floor) |
| | | | 3/10/2025 | | | |
DKK 56,999
|
| | | $ | 9,187 | | | | | $ | 8,974 | | | | | | — | | | |||||
WCI-HSG HOLDCO, LLC
8 Neshaminy Interplex Suite 221 Trevose, PA 19053 |
| |
Aerospace & Defense
|
| | Preferred equity | | | (0% Floor) | | | | | — | | | | | $ | 675 | | | | | $ | 675 | | | | | $ | 1,493 | | | | | | 0.41% | | |
WCI-HSG Purchaser, Inc.
8 Neshaminy Interplex Suite 221 Trevose, PA 19053 |
| |
Aerospace & Defense
|
| |
First Lien Senior Secured Loan(4)(5)
|
| |
L+ 4.50% (1% Floor)
|
| | | | 2/24/2025 | | | | | $ | 17,645 | | | | | $ | 17,450 | | | | | $ | 17,380 | | | | | | — | | |
| | | |
First Lien Senior Secured Loan —Revolver(4)(5)
|
| | L+ 4.25% (1% Floor) | | | | | 2/24/2025 | | | | | $ | 403 | | | | | $ | 373 | | | | | $ | 363 | | | | | | — | | | ||
Whitcraft LLC
76 County Rd Eastford, CT 06242 |
| |
Aerospace & Defense
|
| |
First Lien Senior Secured Loan —Revolver
|
| |
L+ 6.00% (1% Floor)
|
| | | | 4/3/2023 | | | | | $ | 725 | | | | | $ | 710 | | | | | $ | 675 | | | | | | — | | |
| | | |
First Lien Senior
Secured Loan(2)(4)(5) |
| | L+ 6.00% (1% Floor) | | | | | 4/3/2023 | | | | | $ | 40,283 | | | | | $ | 39,944 | | | | | $ | 39,175 | | | | | | — | | | ||
WP CPP Holdings, LLC.
1621 Euclid Ave. Suite 1850 Cleveland, Ohio 44115 |
| | Aerospace & Defense | | |
Second Lien Senior
Secured Loan(2)(4)(5) |
| | L+ 7.75% (1% Floor) | | | | | 4/30/2026 | | | | | $ | 11,724 | | | | | $ | 11,631 | | | | | $ | 9,144 | | | | | | — | | |
WU Holdco, Inc.
705 Tri-State Parkway Gurnee, IL 60031 |
| |
Consumer Goods: Non-Durable
|
| |
First Lien Senior Secured Loan —Delayed Draw(6)
|
| |
L+ 5.25% (1% Floor)
|
| | | | 3/26/2026 | | | | | $ | 5,602 | | | | | $ | 5,547 | | | | | $ | 5,602 | | | | | | — | | |
| | | | First Lien Senior Secured Loan(2)(6) | | | L+ 5.25% (1% Floor) | | | | | 3/26/2026 | | | | | $ | 39,419 | | | | | $ | 38,719 | | | | | $ | 39,419 | | | | | | — | | | ||
| | | | First Lien Senior Secured Loan —Revolver | | | (0% Floor) | | | | | 3/26/2025 | | | | | $ | — | | | | | $ | (49) | | | | | $ | — | | | | | | — | | | ||
YLG Holdings, Inc.
220 Elm Street New Canaan, CT 06840 |
| |
Construction & Building
|
| |
First Lien Senior Secured Loan —Delayed Draw(6)
|
| |
L+ 6.25% (1% Floor)
|
| | | | 10/31/2025 | | | | | $ | 4,113 | | | | | $ | 4,106 | | | | | $ | 4,100 | | | | | | — | | |
| | | |
First Lien Senior Secured Loan(2)(4)(5)(6)
|
| | L+ 5.75% (1% Floor) | | | | | 10/31/2025 | | | | | $ | 38,571 | | | | | $ | 38,265 | | | | | $ | 38,474 | | | | | | — | | | ||
| | | |
First Lien Senior Secured Loan —Revolver(6)
|
| | (1% Floor) | | | | | 10/31/2025 | | | | | $ | — | | | | | $ | (72) | | | | | $ | (21) | | | | | | — | | |
Name and Address of
Portfolio Company |
| |
Industry
|
| |
Type of Investment
|
| |
Interest Rate
|
| |
Maturity
|
| |
Par/
Principal/ Shares |
| |
Amortized
Cost |
| |
Fair Value
|
| |
Percentage
of Class Held |
| |||||||||||||||
Zeppelin BidCo Pty Limited(1)
Sydney 200 NSW Sydney, Australia |
| |
Services: Consumer
|
| | First Lien Senior Secured Loan(1)(2) | | | BBSY+ 6.00% (0% Floor) | | | | | 6/28/2024 | | | |
AUD 20,621
|
| | | $ | 14,069 | | | | | $ | 14,455 | | | | | | — | | | |||
Zywave, Inc.
10100 W. Innovation Drive Suite 300 Milwaukee WI 53336 |
| |
High Tech Industries
|
| |
First Lien Senior Secured Loan —Revolver(5)
|
| |
(1% Floor)
|
| | | | 11/17/2022 | | | | | $ | — | | | | | $ | (7) | | | | | $ | — | | | | | | — | | |
| | | |
First Lien Senior Secured Loan(4)(5)
|
| |
L+ 5.00% (1% Floor)
|
| | | | 11/17/2022 | | | | | $ | 17,236 | | | | | $ | 17,173 | | | | | $ | 17,236 | | | | | | — | | | ||
Total Investments | | | | | | | | | | | | | | | | | | | | | | | | | $ | 2,528,666 | | | | | $ | 2,459,657 | | | | | | | | |
|
(1)
Title of Class |
| |
(2)
Amount Authorized |
| |
(3)
Amount Held by us or for Our Account |
| |
(4)
Amount Outstanding Exclusive of Amounts Shown Under (3) |
| |||||||||
Common Stock
|
| | | | 100,000,000 | | | | | | — | | | | | | 64,562,265 | | |
Preferred Stock
|
| | | | 10,000,000 | | | | | | — | | | | | | — | | |
| |
STOCKHOLDERS SHOULD CONSULT THEIR OWN TAX ADVISORS REGARDING
THE PARTICULAR TAX CONSEQUENCES TO THEM OF AN INVESTMENT IN THE COMPANY, INCLUDING THE STATE, LOCAL AND NON-U.S. INCOME AND OTHER TAX CONSEQUENCES OF AN INVESTMENT IN SHARES OF OUR COMMON STOCK. |
| |
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