SEC Form 4
| FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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| OMB APPROVAL |
| OMB Number: |
3235-0287 |
| Estimated average burden |
| hours per response: |
0.5 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b). |
1. Name and Address of Reporting Person*
| ONE MUSEUM PLACE |
| 3100 WEST 7TH STREET, SUITE 500 |
(Street)
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2. Issuer Name and Ticker or Trading Symbol
AZZ INC
[ AZZ ]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
| X |
Director |
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10% Owner |
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Officer (give title below) |
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Other (specify below) |
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3. Date of Earliest Transaction
(Month/Day/Year)
07/11/2023
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4. If Amendment, Date of Original Filed
(Month/Day/Year)
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6. Individual or Joint/Group Filing (Check Applicable Line)
| X |
Form filed by One Reporting Person |
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Form filed by More than One Reporting Person |
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Rule 10b5-1(c) Transaction Indication
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Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. |
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| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
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| 1. Title of Security (Instr.
3)
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2. Transaction Date
(Month/Day/Year) |
2A. Deemed Execution Date, if any
(Month/Day/Year) |
3. Transaction Code (Instr.
8)
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4. Securities Acquired (A) or Disposed Of (D) (Instr.
3, 4 and 5)
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5.
Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr.
3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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7. Nature of Indirect Beneficial Ownership (Instr.
4)
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| Code |
V |
Amount |
(A) or (D) |
Price |
| COMMON STOCK |
07/11/2023 |
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A |
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2,682 |
A |
$0
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21,079 |
D |
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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
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| 1. Title of Derivative Security (Instr.
3)
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2. Conversion or Exercise Price of Derivative Security
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3. Transaction Date
(Month/Day/Year) |
3A. Deemed Execution Date, if any
(Month/Day/Year) |
4. Transaction Code (Instr.
8)
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5.
Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr.
3, 4 and 5)
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6. Date Exercisable and Expiration Date
(Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr.
3 and 4)
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8. Price of Derivative Security (Instr.
5)
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9.
Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr.
4)
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10. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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11. Nature of Indirect Beneficial Ownership (Instr.
4)
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| Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
| Explanation of Responses: |
| Remarks: |
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/s/ Tara D. Mackey, Attorney-in-Fact for Paul Eisman |
07/12/2023 |
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** Signature of Reporting Person |
Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * If the form is filed by more than one reporting person,
see
Instruction
4
(b)(v). |
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
POWER OF ATTORNEY
TO EXECUTE SEC FORM 3, 4 OR 5
Know all men by these present, that I, the undersigned, do hereby make, constitute, and appoint each of TARA MACKEY, MARY RICKARD and THERESA LINDNER my true and lawful attorneys in fact for me and in my name, place, and stead, and on my behalf, and for my use and benefit:
1. To complete, execute and file with the United States Securities and Exchange Commission Form 3, 4 or 5 and Form ID, when such forms are required to be filed pursuant to Section 16 of the Securities Exchange Act of 1934. I grant to said attorneys in fact full power and authority to do, take and perform all and every act and thing whatsoever requisite, proper and necessary to be done, in the exercise of the rights and powers herein granted, as fully to all intents and purposes as I might or could do if personally present.
2. This Power of Attorney shall commence and be in full force and effect on this date, and such rights, powers and authority shall remain in full force and effect, until such time that I expressly terminate such rights, powers and authority.
EXECUTED this 14th day of December, 2015.
/s/ Paul Eisman
STATE OF TEXAS
COUNTY OF TARRANT
BEFORE ME, the undersigned authority, on this day personally appeared Paul Eisman, known to me to be the person whose name is subscribed to the foregoing instrument, and acknowledged to me that she executed the same for the purposes and consideration therein expressed.
GIVEN UNDER MY HAND AND SEAL OF OFFICE this the 14th day of December, 2015.
/s/ Theresa V. Lindner
Notary Public in and for the State of Texas
Theresa V. Lindner
(Print or type Notary's name)
My Commission Expires: September 14, 2019
POWER OF ATTORNEY
TO EXECUTE SEC FORM 3, 4 OR 5
Know all men by these present, that I, the undersigned, do hereby make, constitute, and appoint each of TARA MACKEY, MARY RICKARD and THERESA LINDNER my true and lawful attorneys in fact for me and in my name, place, and stead, and on my behalf, and for my use and benefit:
1. To complete, execute and file with the United States Securities and Exchange Commission Form 3, 4 or 5 and Form ID, when such forms are required to be filed pursuant to Section 16 of the Securities Exchange Act of 1934. I grant to said attorneys in fact full power and authority to do, take and perform all and every act and thing whatsoever requisite, proper and necessary to be done, in the exercise of the rights and powers herein granted, as fully to all intents and purposes as I might or could do if personally present.
2. This Power of Attorney shall commence and be in full force and effect on this date, and such rights, powers and authority shall remain in full force and effect, until such time that I expressly terminate such rights, powers and authority.
EXECUTED this 14th day of December, 2015.
/s/ Paul Eisman
STATE OF TEXAS
COUNTY OF TARRANT
BEFORE ME, the undersigned authority, on this day personally appeared Paul Eisman, known to me to be the person whose name is subscribed to the foregoing instrument, and acknowledged to me that she executed the same for the purposes and consideration therein expressed.
GIVEN UNDER MY HAND AND SEAL OF OFFICE this the 14th day of December, 2015.
/s/ Theresa V. Lindner
Notary Public in and for the State of Texas
Theresa V. Lindner
(Print or type Notary's name)
My Commission Expires: September 14, 2019
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