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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Actuant Corp | NYSE:ATU | NYSE | Common Stock |
Price Change | % Change | Share Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 21.87 | 0 | 01:00:00 |
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(Mark One)
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[X]
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ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
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For the fiscal year ended August 31, 2016
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OR
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[_]
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TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
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A. Full title of the plan and the address of the plan, if different from that of the issuer named below:
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ACTUANT CORPORATION 401(k) PLAN
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B. Name of issuer of the securities held pursuant to the plan and the address of its principal executive office:
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Table of Contents
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Financial Statements
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Additional Information
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August 31,
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2016
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2015
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Cash
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$
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15,645
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$
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12,916
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Investments, at fair value
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149,688,417
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142,046,817
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Receivables
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Company contribution receivable
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4,144,436
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4,226,292
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Participant notes receivable
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2,214,820
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2,229,005
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Total receivables
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6,359,256
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6,455,297
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Total assets
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156,063,318
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148,515,030
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Liabilities
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Excess contributions payable
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(3,434
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)
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(2,619
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)
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Accrued administrative expenses
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(43,569
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)
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(45,821
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)
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Net assets available for benefits
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$
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156,016,315
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$
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148,466,590
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Year Ended August 31,
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2016
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2015
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Investment gain/(loss)
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Net realized and unrealized gains/(losses) on fair value of investments
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$
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9,321,729
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$
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(14,047,292
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)
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Interest and dividend income from investments
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1,497,289
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1,400,100
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10,819,018
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(12,647,192
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)
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Interest income on participant notes receivable
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90,634
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99,593
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Contributions
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Company
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4,186,585
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4,272,637
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Rollover
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674,573
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1,266,229
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Participant
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7,450,084
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7,536,203
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12,311,242
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13,075,069
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Benefits paid to participants
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(15,393,893)
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(22,225,000
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)
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Administrative expenses
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(277,276)
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(437,463
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)
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Net increase/(decrease) in net assets available for benefits
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7,549,725
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(22,134,993
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)
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Net assets available for benefits at beginning of year
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148,466,590
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170,601,583
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Net assets available for benefits at end of year
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$
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156,016,315
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$
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148,466,590
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Years of Service
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Vesting %
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Less than 2 years
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0
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%
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At least 2 but less than 3 years
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25
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%
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At least 3 but less than 4 years
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50
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%
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At least 4 but less than 5 years
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75
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%
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5 years or more
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100
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%
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2016
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2015
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Unfunded Commitment
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Redemption Frequency
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Redemption Notice Period
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Wells Fargo S&P 500 Index Fund
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$
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17,919,952
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$
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17,407,210
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—
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Daily
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None
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Wells Fargo Stable Return Fund
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$
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13,651,513
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$
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13,327,623
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—
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Daily
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12 months
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Total Common Collective Trust
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$
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31,571,465
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$
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30,734,833
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(a)
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(b)
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Issuer, borrower, lessor, or similar party
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(c)
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Description of Investment
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(d)
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Cost
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(e)
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Current Value
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Registered Investment Co:
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Goldman Sachs Mid Cap Value
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Registered Investment Co
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(A)
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$
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3,400,207
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Harbour International/Inst Fund
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Registered Investment Co
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(A)
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4,532,181
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Invesco Small Cap Growth Fund
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Registered Investment Co
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(A)
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2,698,246
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JP Morgan Large Cap Fund
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Registered Investment Co
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(A)
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10,830,951
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Northern Small Cap Value Fund
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Registered Investment Co
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(A)
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4,544,768
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Nuveen Dividend Value Fund
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Registered Investment Co
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(A)
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5,307,484
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Oppenheimer Developing Mkt. Fund
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Registered Investment Co
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(A)
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2,406,070
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Pimco Commodity Real Return Strategy Fund
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Registered Investment Co
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(A)
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405,666
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T. Rowe Price Retirement 2015 Fund
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Registered Investment Co
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(A)
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3,989,736
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T. Rowe Price Retirement 2020 Fund
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Registered Investment Co
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(A)
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8,496,611
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T. Rowe Price Retirement 2025 Fund
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Registered Investment Co
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(A)
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12,332,286
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T. Rowe Price Retirement 2030 Fund
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Registered Investment Co
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(A)
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7,084,527
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T. Rowe Price Retirement 2035 Fund
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Registered Investment Co
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(A)
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5,722,344
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T. Rowe Price Retirement 2040 Fund
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Registered Investment Co
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(A)
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6,776,254
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T. Rowe Price Retirement 2045 Fund
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Registered Investment Co
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(A)
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2,990,101
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T. Rowe Price Retirement 2050 Fund
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Registered Investment Co
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(A)
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1,166,516
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T. Rowe Price Retirement 2055 Fund
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Registered Investment Co
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(A)
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841,957
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T. Rowe Price Retirement 2060 Fund
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Registered Investment Co
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(A)
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83,782
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Vanguard Mid Cap Index Fund
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Registered Investment Co
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(A)
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9,106,719
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Voya (Ing) MidCap Opportunities Fund
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Registered Investment Co
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(A)
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429,570
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*
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Wells Fargo Advantage Total Return Bond Fund
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Registered Investment Co
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(A)
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7,236,199
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100,382,176
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Common Collective Trusts
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*
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Wells Fargo S&P 500 Index Fund N
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Common Collective Trust
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(A)
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17,919,952
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*
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Wells Fargo Stable Return Fund
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(A)
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13,651,513
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31,571,465
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*
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Actuant Corporation Stock Fund
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(B)
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(A)
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17,734,776
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*
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Participant Notes Receivable
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(C)
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-
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2,214,820
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$
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151,903,237
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* Party-in-Interest
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(A) Cost omitted for participant-directed investments
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(B) Includes 857,601 shares of Actuant Corporation Common Stock
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|||||
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(C) Participant notes receivable have interest rates from 4.25% to 9.50%
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|||||
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ACTUANT CORPORATION 401(k) PLAN
|
Date: February 9, 2017 |
/s/ Robert A. Wrocklage
|
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Robert A. Wrocklage
Plan Administrative Committee Member
|
1 Year Actuant Chart |
1 Month Actuant Chart |
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