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Share Name | Share Symbol | Market | Type |
---|---|---|---|
A10 Networks Inc | NYSE:ATEN | NYSE | Common Stock |
Price Change | % Change | Share Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 13.40 | 0 | 09:09:41 |
FORM 3
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Washington, D.C. 20549 |
OMB APPROVAL
OMB Number: 3235-0104 Estimated average burden hours per response... 0.5 |
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1. Name and Address of Reporting Person * Singer Eric |
2. Date of Event Requiring Statement (MM/DD/YYYY)
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3. Issuer Name and Ticker or Trading Symbol A10 Networks, Inc. [ATEN] |
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
__
X
__ Director
_____ 10% Owner
_____ Officer (give title below) _____ Other (specify below) |
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
_ X _ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Beneficially Owned |
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1.Title of Security
(Instr. 4) |
2. Amount of Securities Beneficially Owned
(Instr. 4) |
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) |
4. Nature of Indirect Beneficial Ownership
(Instr. 5) |
Common Stock, par value $0.00001 | 1658360 | I | By Viex Opportunities Fund, LP - Series One (1) (2) (6) |
Common Stock, par value $0.00001 | 331977 | I | By Viex Opportunities Fund, LP - Series Two (1) (3) (6) |
Common Stock, par value $0.00001 | 3531222 | I | By Viex Special Opportunities Fund II, LP (1) (4) (6) |
Common Stock, par value $0.00001 | 271116 | I | By Viex Special Opportunities Fund III, LP (1) (5) (6) |
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) |
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1. Title of Derivate Security
(Instr. 4) |
2. Date Exercisable and Expiration Date
(MM/DD/YYYY) |
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5) |
6. Nature of Indirect Beneficial Ownership
(Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Call Option (Right to Buy) | 7/30/2019 | 11/15/2019 | Common Stock, par value $0.00001 | 150900 | $2.50 | I | By Viex Opportunities Fund, LP - Series Two (1) (3) (6) |
Call Option (Right to Buy) | 7/30/2019 | 11/15/2019 | Common Stock, par value $0.00001 | 150000 | $2.50 | I | By Viex Special Opportunities Fund II, LP (1) (4) (6) |
Call Option (Right to Buy) | 7/30/2019 | 11/15/2019 | Common Stock, par value $0.00001 | 5900 | $5.00 | I | By Viex Special Opportunities Fund II, LP (1) (4) (6) |
Put Option (Obligation to Buy) | 7/30/2019 | 8/16/2019 | Common Stock, par value $0.00001 | 111700 | $5.00 | I | By Viex Special Opportunities Fund II, LP (1) (4) (6) |
Put Option (Obligation to Buy) | 7/30/2019 | 8/16/2019 | Common Stock, par value $0.00001 | 1367900 | $7.50 | I | By Viex Special Opportunities Fund II, LP (1) (4) (6) |
Put Option (Obligation to Buy) | 7/30/2019 | 11/15/2019 | Common Stock, par value $0.00001 | 200000 | $7.50 | I | By Viex Special Opportunities Fund II, LP (1) (4) (6) |
Call Option (Right to Buy) | 7/30/2019 | 11/15/2019 | Common Stock, par value $0.00001 | 210500 | $2.50 | I | By Viex Special Opportunities Fund III, LP (1) (5) (6) |
Call Option (Right to Buy) | 7/30/2019 | 11/15/2019 | Common Stock, par value $0.00001 | 5800 | $5.00 | I | By Viex Special Opportunities Fund III, LP (1) (5) (6) |
Reporting Owners
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Reporting Owner Name / Address |
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Director | 10% Owner | Officer | Other | ||
Singer Eric
C/O A10 NETWORKS, INC. 3 WEST PLUMERIA DRIVE SAN JOSE, CA 95134 |
X |
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VIEX Opportunities Fund, LP Series One
C/O A10 NETWORKS, INC. 3 WEST PLUMERIA DRIVE SAN JOSE, CA 95134 |
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See Explanation of Responses | |
VIEX Opportunities Fund, LP - Series Two
C/O A10 NETWORKS, INC. 3 WEST PLUMERIA DRIVE SAN JOSE, CA 95134 |
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See Explanation of Responses | |
VIEX Special Opportunities Fund II, LP
C/O A10 NETWORKS, INC. 3 WEST PLUMERIA DRIVE SAN JOSE, CA 95134 |
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See Explanation of Responses | |
VIEX Special Opportunities Fund III, LP
C/O A10 NETWORKS, INC. 3 WEST PLUMERIA DRIVE SAN JOSE, CA 95134 |
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See Explanation of Responses | |
VIEX GP, LLC
C/O A10 NETWORKS, INC. 3 WEST PLUMERIA DRIVE SAN JOSE, CA 95134 |
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See Explanation of Responses | |
VIEX Special Opportunities GP II, LLC
C/O A10 NETWORKS, INC. 3 WEST PLUMERIA DRIVE SAN JOSE, CA 95134 |
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See Explanation of Responses | |
VIEX Special Opportunities GP III, LLC
C/O A10 NETWORKS, INC. 3 WEST PLUMERIA DRIVE SAN JOSE, CA 95134 |
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See Explanation of Responses | |
VIEX Capital Advisors, LLC
C/O A10 NETWORKS, INC. 3 WEST PLUMERIA DRIVE SAN JOSE, CA 95134 |
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See Explanation of Responses |
Signatures
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ERIC SINGER, Name: /s/ Eric Singer | 7/30/2019 | |
** Signature of Reporting Person | Date | |
VIEX OPPORTUNITIES FUND, LP - SERIES ONE, By: VIEX GP, LLC, its General Partner, Name: /s/ Eric Singer, Title: Managing Member | 7/30/2019 | |
** Signature of Reporting Person | Date | |
VIEX OPPORTUNITIES FUND, LP - SERIES TWO, By: VIEX GP, LLC, its General Partner, Name: /s/ Eric Singer, Title: Managing Member | 7/30/2019 | |
** Signature of Reporting Person | Date | |
VIEX GP, LLC, Name: /s/ Eric Singer, Title: Managing Member | 7/30/2019 | |
** Signature of Reporting Person | Date | |
VIEX SPECIAL OPPORTUNITIES FUND II, LP, By: VIEX Special Opportunities GP II, LLC, its General Partner, Name: /s/ Eric Singer, Title: Managing Member | 7/30/2019 | |
** Signature of Reporting Person | Date | |
VIEX SPECIAL OPPORTUNITIES GP II, LLC, Name: /s/ Eric Singer, Title: Managing Member | 7/30/2019 | |
** Signature of Reporting Person | Date | |
VIEX SPECIAL OPPORTUNITIES FUND III, LP, By: VIEX Special Opportunities GP III, LLC, its General Partner, Name: /s/ Eric Singer, Title: Managing Member | 7/30/2019 | |
** Signature of Reporting Person | Date | |
VIEX SPECIAL OPPORTUNITIES GP III, LLC, Name: /s/ Eric Singer, Title: Managing Member | 7/30/2019 | |
** Signature of Reporting Person | Date | |
VIEX CAPITAL ADVISORS, LLC, Name: /s/ Eric Singer, Title: Managing Member | 7/30/2019 | |
** Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1 Year A10 Networks Chart |
1 Month A10 Networks Chart |
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