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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Ashland Inc | NYSE:ASH | NYSE | Common Stock |
Price Change | % Change | Share Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|
0.06 | 0.06% | 95.85 | 96.8672 | 95.235 | 96.51 | 229,841 | 23:07:55 |
Phillip M. Goldberg
Foley & Lardner LLP 321 North Clark Street
Suite 2800
Chicago, IL 60654-5313
(312) 832-4549
|
Peter D. Fetzer
Foley & Larder LLP 777 East Wisconsin Avenue
Suite 3800
Milwaukee, WI 53202-5306
(414) 297-5596
|
1
|
NAME OF REPORTING PERSON
Cruiser Capital Advisors, LLC
|
|||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
£
(b)
£
|
||
3
|
SEC USE ONLY
|
|||
4
|
SOURCE OF FUNDS
WC
|
|||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
|
£
|
||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
|||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7
|
SOLE VOTING POWER
0
|
||
8
|
SHARED VOTING POWER
1,456,835
|
|||
9
|
SOLE DISPOSITIVE POWER
0
|
|||
10
|
SHARED DISPOSITIVE POWER
1,456,835
|
|||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,456,835
|
|||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
£
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
2.3%
|
|||
14
|
TYPE OF REPORTING PERSON
IA
|
1
|
NAME OF REPORTING PERSON
Keith M. Rosenbloom
|
|||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
£
(b)
£
|
||
3
|
SEC USE ONLY
|
|||
4
|
SOURCE OF FUNDS
AF
|
|||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
|
£
|
||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.
|
|||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7
|
SOLE VOTING POWER
|
||
8
|
SHARED VOTING POWER
1,456,835
|
|||
9
|
SOLE DISPOSITIVE POWER
|
|||
10
|
SHARED DISPOSITIVE POWER
1,456,835
|
|||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,456,835
|
|||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
£
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
2.3%
|
|||
14
|
TYPE OF REPORTING PERSON
IN, HC
|
Item 1. |
Security and Issuer
|
Item 2. |
Identity and Background
|
(a) |
This Schedule 13D is being filed jointly by (1) Cruiser Capital Advisors, LLC, a Delaware limited liability company ("
Cruiser Capital Advisors
"); and (2) Keith M. Rosenbloom, the managing member of Cruiser Capital Advisors (collectively, the "
Reporting Persons
"). The joint filing agreement of the Reporting Persons is attached hereto as
Exhibit 99.1
.
|
(b)-(c) |
The principal business address of Cruiser Capital Advisors and Mr. Rosenbloom is 501 Madison Avenue, Floor 12A, New York, New York 10022.
|
(d) |
During the last five years, none of the Reporting Persons has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors).
|
(e) |
During the last five years, none of the Reporting Persons has been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and, as a result of such proceeding, was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws.
|
(f) |
Mr. Rosenbloom is a citizen of the United States of America.
|
Item 3. |
Source and Amount of Funds or Other Consideration
|
Item 4. |
Purpose of Transaction
|
Item 5. |
Interest in Securities of the Issuer
|
Date
|
Number of Shares Purchased or (Sold)
|
Price Per Share (Average Price Per Share)
|
Where and How Transaction Effected
|
Intra-Day Price Range
|
|
Low
|
High
|
||||
5/22/2018
|
7,500
|
$78.7853986
|
Open Market
|
$78.7853986
|
$78.7853986
|
5/25/2018
|
5,000
|
$77.6092
|
Open Market
|
$77.6092
|
$77.6092
|
5/30/2018
|
700
|
$78.1525
|
Open Market
|
$78.1525
|
$78.1525
|
5/31/2018
|
3,000
|
$77.39667
|
Open Market
|
$77.39667
|
$77.39667
|
6/4/2018
|
8,000
|
$78.9849
|
Open Market
|
$78.9849
|
$78.9849
|
6/5/2018
|
4,643
|
$79.8626
|
Open Market
|
$79.7439
|
$79.95242
|
6/6/2018
|
5,000
|
$79.9783
|
Open Market
|
79.9783
|
79.9783
|
6/13/2018
|
10,000
|
$79.23987
|
Open Market
|
$79.23987
|
$79.23987
|
6/15/2018
|
2,000
|
$78.52688
|
Open Market
|
$78.52688
|
$78.52688
|
6/18/2018
|
14,500
|
$78.50473
|
Open Market
|
$78.50473
|
$78.50473
|
6/19/2018
|
5,000
|
$78.39705
|
Open Market
|
$78.39705
|
$78.39705
|
6/20/2018
|
600
|
$78.00
|
Open Market
|
$78.00
|
$78.00
|
6/21/2018
|
10,000
|
$77.80405
|
Open Market
|
$77.64090
|
$77.96720
|
6/22/2018
|
25,000
|
$78.49235
|
Open Market
|
$78.49235
|
$78.49235
|
6/25/2018
|
54,500
|
$77.671321
|
Open Market
|
$77.45
|
$77.869950
|
6/26/2018
|
39,603
|
$77.8100393
|
Open Market
|
$77.579000
|
$77.8269
|
6/27/2018
|
30,000
|
$77.324333
|
Open Market
|
$77.24
|
$77.3403
|
6/28/2018
|
7,096
|
$77.386507
|
Open Market
|
$77.2444
|
$77.82594
|
7/2/2018
|
22,439
|
$77.904264
|
Open Market
|
$77.71614
|
$77.9957
|
7/3/2018
|
5,437
|
$77.7481
|
Open Market
|
$77.74810
|
$77.75
|
7/5/2018
|
1,400
|
$77.7457
|
Open Market
|
$77.7457
|
$77.7457
|
7/9/2018
|
10,000
|
$79.773215
|
Open Market
|
$79.773215
|
$79.773215
|
7/10/2018
|
40,000
|
$80.6795
|
Open Market
|
$80.6795
|
$80.6795
|
7/11/2018
|
53,919
|
$80.3361
|
Open Market
|
$80.3361
|
$80.3361
|
7/12/2018
|
40,000
|
$80.9437
|
Open Market
|
$80.9347
|
$81.0067
|
7/18/2018
|
7,720
|
$80.5871
|
Open Market
|
$80.5871
|
$80.5871
|
7/20/2018
|
20,000
|
$80.00
|
Open Market
|
$80.00
|
$80.00
|
7/20/2018
|
10,000
|
$65.00
|
Open Market
|
$65.00
|
$65.00
|
7/20/2018
|
5,000
|
$81.05
|
Open Market
|
$81.05
|
$81.05
|
Item 6. |
Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer
|
Date
|
Number of Shares Referenced by Call Option or (Put Option)
|
Strike Price
|
Exercise Date
|
7/13/2018
|
30,300
|
$70.00
|
August 17, 2018
|
7/16/2018
|
113,500
|
$70.00
|
August 17, 2018
|
Item 7. |
Material to be Filed as Exhibits
|
CRUISER CAPITAL ADVISORS, LLC
By:
/s/ Keith M. Rosenbloom
Name:
Keith M. Rosenbloom
Title:
Managing Member
|
|
/s/ Keith M. Rosenbloom
Keith M. Rosenbloom
|
CRUISER CAPITAL ADVISORS, LLC
By:
/s/ Keith M. Rosenbloom
Name:
Keith M. Rosenbloom
Title:
Managing Member
|
|
/s/ Keith M. Rosenbloom
Keith M. Rosenbloom
|
1 Year Ashland Chart |
1 Month Ashland Chart |
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