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APO-A Apollo Global Management Inc

61.54
-1.37 (-2.17%)
04 May 2024 - Closed
Delayed by 15 minutes
Name Symbol Market Type
Apollo Global Management Inc NYSE:APO-A NYSE Preference Share
  Price Change % Change Price High Price Low Price Open Price Traded Last Trade
  -1.37 -2.17% 61.54 63.25 61.74 63.18 8,319 01:00:00

Statement of Changes in Beneficial Ownership (4)

03/12/2021 10:59pm

Edgar (US Regulatory)


FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

AP Professional Holdings, L.P.
2. Issuer Name and Ticker or Trading Symbol

Apollo Global Management, Inc. [ APO ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                    __X__ 10% Owner
_____ Officer (give title below)    _____ Other (specify below)
(Last)          (First)          (Middle)

C/O APOLLO GLOBAL MANAGEMENT, INC., 9 WEST 57TH STREET, 43RD FLOOR
3. Date of Earliest Transaction (MM/DD/YYYY)

12/1/2021
(Street)

NEW YORK, NY 10019
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Apollo Operating Group units  (1)12/1/2021  J (2)    50000   (2) (3)Class A common stock 50000 $0 156995879 D  
Apollo Operating Group units  (1)12/2/2021  J (2)    10532   (2) (3)Class A common stock 10532 $0 156985347 D  

Explanation of Responses:
(1) Each Apollo Operating Group unit represents a right to receive one share of Class A common stock ("Class A share") of Apollo Global Management, Inc. (the "Issuer"), subject to the restrictions and provisions set forth in the Seventh Amended and Restated Exchange Agreement, dated July 29, 2020, by and among the Issuer, the reporting person and the other parties thereto (the "Exchange Agreement").
(2) On December 1, 2021, the reporting person distributed 50,000 Apollo Operating Group units to one of its limited partners. On December 2, 2021, the reporting person distributed 10,532 Apollo Operating Group units to one of its limited partners.
(3) The Apollo Operating Group units do not expire.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
AP Professional Holdings, L.P.
C/O APOLLO GLOBAL MANAGEMENT, INC.
9 WEST 57TH STREET, 43RD FLOOR
NEW YORK, NY 10019

X


Signatures
By: BRH Holdings GP, Ltd., its General Partner By: /s/ John J. Suydam, Vice President12/3/2021
**Signature of Reporting PersonDate

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