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AOMR Angel Oak Mortgage REIT Inc

12.08
0.00 (0.00%)
Pre Market
Last Updated: 09:00:00
Delayed by 15 minutes
Share Name Share Symbol Market Type
Angel Oak Mortgage REIT Inc NYSE:AOMR NYSE Common Stock
  Price Change % Change Share Price High Price Low Price Open Price Shares Traded Last Trade
  0.00 0.00% 12.08 0 09:00:00

Amended Statement of Changes in Beneficial Ownership (4/a)

12/10/2022 12:56am

Edgar (US Regulatory)


FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

NHTV Atlanta Holdings LP
2. Issuer Name and Ticker or Trading Symbol

Angel Oak Mortgage, Inc. [ AOMR ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                    __X__ 10% Owner
_____ Officer (give title below)    _____ Other (specify below)
(Last)          (First)          (Middle)

1585 BROADWAY
3. Date of Earliest Transaction (MM/DD/YYYY)

6/21/2021
(Street)

NEW YORK, NY 10036
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

6/23/2021 
6. Individual or Joint/Group Filing (Check Applicable Line)

___ Form filed by One Reporting Person
_ X _ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 6/21/2021  J(1)  5172061 A (2)5172061 D (3) 

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares

Explanation of Responses:
(1) Reflects shares of the Issuer's common stock that NHTV Atlanta Holdings LP, in its capacity as a limited partner in Angel Oak Mortgage Fund, received immediately prior to the completion of the Issuer's initial public offering in a distribution by Angel Oak Mortgage Fund pursuant to the terms of the limited partnership agreement of Angel Oak Mortgage Fund.
(2) The number of shares that the Reporting Persons were entitled to receive was calculated pursuant to the terms of the limited partnership agreement of Angel Oak Mortgage Fund.
(3) Project Atlanta GP LLC is the general partner NHTV Atlanta Holdings LP. North Haven Tactical Value Fund LP is the sole member of Project Atlanta GP LLC. MS Tactical Value Fund GP LP is the general partner of North Haven Tactical Value Fund LP. MS Tactical Value Fund GP Inc., which is managed by its three-member board of directors, controls each of MS Tactical Value Fund GP LP, North Haven Tactical Value Fund LP, Project Atlanta GP LLC and NHTV Atlanta Holdings LP (together, the "NHTV Entities"). The NHTV Entities are indirectly controlled by Morgan Stanley.

Remarks:
This amendment is being filed to correct the inadvertent exclusion of one Reporting Person and the inadvertent inclusion of another Reporting Person from the original Form 4 filing and to correct Footnote 3.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
NHTV Atlanta Holdings LP
1585 BROADWAY
NEW YORK, NY 10036

X

MORGAN STANLEY
1585 BROADWAY
NEW YORK, NY 10036

X

MS Tactical Value Fund GP Inc.
1585 BROADWAY
NEW YORK, NY 10036

X

MS Tactical Value Fund GP LP
1585 BROADWAY
NEW YORK, NY 10036

X

North Haven Tactical Value Fund LP
1585 BROADWAY
NEW YORK, NY 10036

X

Project Atlanta GP LLC
1585 BROADWAY
NEW YORK, NY 10036

X


Signatures
NHTV Atlanta Holdings LP, By: Project Atlanta GP LLC, its GP By: North Haven Tactical Value Fund LP, its managing member By: MS Tactical Value Fund GP LP, its GP By: MS Tactical Value Fund GP Inc., its GP By:/s/Tia Lowe, VP, MS Tactical Value Fund GP Inc.10/11/2022
**Signature of Reporting PersonDate

MS Tactical Value Fund GP Inc., By: /s/ Tia Lowe, Vice President of MS Tactical Value Fund GP Inc.10/11/2022
**Signature of Reporting PersonDate

MS Tactical Value Fund GP LP, By: MS Tactical Value Fund GP Inc., its general partner, By: /s/ Tia Lowe, Vice President of MS Tactical Value Fund GP Inc.10/11/2022
**Signature of Reporting PersonDate

North Haven Tactical Value Fund LP, By: MS Tactical Value Fund GP LP, its general partner, By: MS Tactical Value Fund GP Inc., its general partner, By: /s/ Tia Lowe, Vice President of MS Tactical Value Fund GP Inc.10/11/2022
**Signature of Reporting PersonDate

Project Atlanta GP LLC By: North Haven Tactical Value Fund LP, its managing member By: MS Tactical Value Fund GP LP, its GP By: MS Tactical Value Fund GP Inc., its GP By: /s/ Tia Lowe, Vice President of MS Tactical Value Fund GP Inc.10/11/2022
**Signature of Reporting PersonDate

Morgan Stanley, By: /s/ Mustufa Salehbhai, Managing Director10/11/2022
**Signature of Reporting PersonDate


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
*If the form is filed by more than one reporting person, see Instruction 4(b)(v).
**Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note:File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

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