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ALL-H Allstate Corporation

22.23
-0.02 (-0.09%)
19 Jul 2024 - Closed
Delayed by 15 minutes
Name Symbol Market Type
Allstate Corporation NYSE:ALL-H NYSE Preference Share
  Price Change % Change Price High Price Low Price Open Price Traded Last Trade
  -0.02 -0.09% 22.23 22.36 22.17 22.20 84,737 21:00:06

Statement of Changes in Beneficial Ownership (4)

04/02/2021 9:33pm

Edgar (US Regulatory)


FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

WILSON THOMAS J
2. Issuer Name and Ticker or Trading Symbol

ALLSTATE CORP [ ALL ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__X__ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
Chairman, President & CEO
(Last)          (First)          (Middle)

C/O THE ALLSTATE CORPORATION, 2775 SANDERS ROAD
3. Date of Earliest Transaction (MM/DD/YYYY)

12/18/2020
(Street)

NORTHBROOK, IL 60062-6127
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/18/2020  G  V 95732 (1)D$0 6679.665 (2)(3)(4)D  
Common Stock         0 (2)I By 2018 GRAT 
Common Stock         404299 (3)I By 2020 GRAT 
Common Stock         257535 I Remainder GRAT 
Common Stock         161708 I By TJW Options LLC 2012 Series 
Common Stock         6837 (5)I By 401(k) Plan 

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Employee Stock Option (Right to Buy) $78.35           2/9/2020 2/9/2027 Common Stock 82817 (6) 82817 I By TJW Options LLC 2017 Series Last Third 
Employee Stock Option (Right to Buy) $92.80            (7)2/22/2028 Common Stock 75802 (8) 75802 D  
Employee Stock Option (Right to Buy) $92.80            (7)2/22/2028 Common Stock 75802 (8) 75802 I By TJW Options LLC 2018 Series Middle Third 
Employee Stock Option (Right to Buy) $92.46            (9)2/8/2029 Common Stock 179831 (10) 179831 D  
Employee Stock Option (Right to Buy) $92.46            (9)2/8/2029 Common Stock 89915 (10) 89915 I By TJW Options LLC 2019 Series First Third 

Explanation of Responses:
(1) Gift of shares to charitable family foundation.
(2) Reflects transfer of 174,400 shares formerly held by the Thomas J. Wilson 2018 GRAT Trust to direct ownership on September 18, 2020.
(3) Reflects reporting person's contribution of 404,299 shares on September 18, 2020, to the Thomas J. Wilson 2020 GRAT Trust.
(4) Balance also reflects 58.365 shares acquired during the period of April 4, 2020, to January 6, 2021, through the Shareowner Service Plus Plan, which reinvests dividends paid on The Allstate Corporation common shares.
(5) Reflects acquisition of 110 shares of The Allstate Corporation common stock since May 8, 2020, under the Allstate 401(k) Savings Plan, pursuant to the most recent plan statement, dated January 25, 2021.
(6) Reflects transfer of 82,817 vested employee options to TJW Options LLC 2017 Series Last Third on September 22, 2020, formerly held directly by the reporting person.
(7) Stock option award granted on February 22, 2018, for 227,406 shares of common stock vesting in three equal increments. The remaining increment will vest on February 22, 2021.
(8) Reflects transfer of 75,802 vested employee options to TJW Options LLC 2018 Series Middle Third on September 22, 2020, formerly held directly by the reporting person. 75,802 unvested employee options remain directly held.
(9) Stock option award granted on February 8, 2019, for 269,746 shares of common stock vesting in three equal increments. The remaining increments will vest on February 8, 2021, and February 8, 2022.
(10) Reflects transfer of 89,915 vested employee options to TJW Options LLC 2019 Series First Third on September 22, 2020, formerly held directly by the reporting person. 179,831 unvested employee options remain directly held.

Remarks:
Table II of this Form 4 is being provided to disclose updated information with respect to vested employee options that are now held indirectly instead of directly.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
WILSON THOMAS J
C/O THE ALLSTATE CORPORATION
2775 SANDERS ROAD
NORTHBROOK, IL 60062-6127
X
Chairman, President & CEO

Signatures
/s/ Thomas J. Wilson2/4/2021
**Signature of Reporting PersonDate

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