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ALG Alamo Group Inc

195.24
1.31 (0.68%)
After Hours
Last Updated: 21:40:48
Delayed by 15 minutes
Share Name Share Symbol Market Type
Alamo Group Inc NYSE:ALG NYSE Common Stock
  Price Change % Change Share Price High Price Low Price Open Price Shares Traded Last Trade
  1.31 0.68% 195.24 197.07 192.69 195.69 121,816 21:40:48

Statement of Changes in Beneficial Ownership (4)

02/03/2020 10:10pm

Edgar (US Regulatory)


FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Malone Dan Edward
2. Issuer Name and Ticker or Trading Symbol

ALAMO GROUP INC [ ALG ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
Executive VP & CFO
(Last)          (First)          (Middle)

1627 E WALNUT ST
3. Date of Earliest Transaction (MM/DD/YYYY)

2/27/2020
(Street)

SEGUIN,, TX 78155
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 2/27/2020  A  1092 A$0 16642 D  
Common Stock 2/28/2020  M  1300 A$26.45 17942 D  
Common Stock 3/2/2020  M  1500 A$53.51 19442 D  

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Employee Stock Option (Right to Buy) $26.45 2/28/2020  M     1300  5/9/2012 (1)5/9/2021 Common Stock 1300.0 $0 0 D  
Employee Stock Option (Right to Buy) $53.51 3/2/2020  M     1500  5/12/2015 (2)5/12/2024 Common Stock 1500.0 $0 0 D  

Explanation of Responses:
(1) Employee stock option granted pursuant to the Alamo Group 2009 Equity Incentive Plan, Non-Qualified Stock Option Agreement. Options vests in 5 equal annual installments beginning May 9, 2012.
(2) Employee stock option granted pursuant to the Alamo Group Inc. 2005 Incentive Stock Option Plan. The option vests in 5 equal annual installments beginning on May 12, 2015.

Remarks:
Ex. 24 - Power of Attorney (incorporated by reference to the Power of Attorney filed as Exhibit 24 to the Form 4 filed by the reporting person on May 6, 2014)

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Malone Dan Edward
1627 E WALNUT ST
SEGUIN,, TX 78155


Executive VP & CFO

Signatures
/s/ Carol Worthy, attorney-in-fact3/2/2020
**Signature of Reporting PersonDate

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