Current Report Filing (8-k)

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 UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): May 26, 2021

 

ADVANCE AUTO PARTS, INC.

(Exact name of registrant as specified in its charter)

 

Delaware			001-16797			54-2049910
(State or other jurisdiction of incorporation)			(Commission File Number)			(I.R.S. Employer Identification No.)

 

2635 East Millbrook Road, Raleigh, North Carolina 27604

(Address of principal executive offices) (Zip Code)

 

[phone]

(Registrant's telephone number, including area code)

 

Not Applicable

(Former name or former address, if changed since last report)

 

Securities Registered Pursuant to Section 12(b) of the Act:

Title of each class

Trading symbol

Name of each exchange on which registered

Common Stock, $0.0001 par value

AAP

New York Stock Exchange

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

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INFORMATION TO BE INCLUDED IN THE REPORT

Item 5.07. Submission of Matters to a Vote of Security Holders.

The 2021 Annual Meeting of Stockholders of Advance Auto Parts, Inc. (the “Company”) was held on Wednesday, May 26, 2021. The following matters were submitted to a vote by the stockholders: (1) election of nine nominees to serve as members of the Board of Directors until the 2022 Annual Meeting of Stockholders, (2) non-binding advisory vote to approve the compensation of the Company’s named executive officers, (3) ratification of the appointment of Deloitte and Touche LLP as the Company’s independent registered public accounting firm for 2021, and (4) non-binding advisory vote to approve the stockholder proposal regarding amending our proxy access rights to remove the shareholder aggregation limit.

All nominees were elected to the Board of Directors with the following vote counts:

						FOR						AGAINST						ABSTAIN
Carla J. Bailo						54,699,301						107,232						7,517
John F. Ferraro						52,755,262						2,048,837						9,951
Thomas R. Greco						54,642,334						162,511						9,205
Jeffrey J. Jones II						54,025,995						778,931						9,124
Eugene I. Lee, Jr.						53,400,847						1,404,410						8,793
Sharon L. McCollam						52,128,175						2,678,982						6,893
Douglas A. Pertz						54,468,320						335,704						10,026
Nigel Travis						54,197,052						607,437						9,561
Arthur L. Valdez Jr.						54,714,303						89,929						9,818

There were 3,158,203 broker non-votes recorded for each nominee.

The compensation of the named executive officers was approved by the following non-binding advisory vote:

FOR			AGAINST			ABSTAIN			BROKER NON-VOTES
53,342,138			1,446,285			25,627			3,158,203

Stockholders ratified the appointment of Deloitte and Touche LLP as the Company’s independent registered public accounting firm for 2021. The vote on the proposal was as follows:

FOR			AGAINST			ABSTAIN
57,451,372			512,709			8,172

A majority of the Company’s outstanding shares were cast against the non-binding advisory vote to approve the stockholder proposal regarding amending our proxy access rights to remove the shareholder aggregation limit. The vote on the proposal was as follows:

FOR			AGAINST			ABSTAIN			BROKER NON-VOTES
22,584,288			32,164,540			65,222			3,158,203

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Item 9.01 Financial Statements and Exhibits.

(d) Exhibits.

Exhibit Number
101.1			Pursuant to Rule 406 of Regulation S-T, the cover page to this Current Report on Form 8-K is formatted in Inline XBRL.
104.1			Cover Page Interactive Data File (embedded within the Inline XBRL document included in Exhibit 101.1).

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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

						ADVANCE AUTO PARTS, INC.
						(Registrant)
Date: June 1, 2021						/s/ Jeffrey W. Shepherd
						Jeffrey W. Shepherd
						Executive Vice President, Chief Financial Officer