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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Zumiez Inc | NASDAQ:ZUMZ | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 17.125 | 13.50 | 17.72 | 0 | 09:00:00 |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 17)*
Zumiez Inc.
(Name of Issuer)
Common Stock, no par value
(Title of Class of Securities)
989817101
(CUSIP Number)
December 31, 2022
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
☐ Rule 13d-1(b)
☐ Rule 13d-1(c)
☒ Rule 13d-1(d)
* | The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. |
The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 989817101 Names of Reporting Persons Richard M. Brooks Check the Appropriate Box if a Member of a Group (See Instructions) (a) ☐ (b) ☐ SEC Use Only Citizenship or Place of Organization United States of America Number of Shares Beneficially Owned by Each Reporting Person With Sole Voting Power 2,573,024 Shared Voting Power 0 Sole Dispositive Power 2,573,024 Shared Dispositive Power 0 9. Aggregate Amount Beneficially Owned by Each Reporting Person 2,573,024 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) 11. Percent of Class Represented by Amount in Row (9) 13.20%* 12. Type of Reporting Person (See Instructions) IN Based on 19,490,000 shares of the Issuers Common Stock outstanding as of October 29, 2022 as reported on
the Issuers Quarterly Report filed on December 5, 2022. 2
Item 1. (a) (b) 4001 204th Street SW Lynnwood, Washington 98036 Item 2. (a) (b) 4001 204th Street SW Lynnwood, Washington 98036 (c) (d) (e) CUSIP Number 989817101 Item 3. 3
Item 4. Sole power to vote or to direct the vote See the response to Item 5 on the attached cover page. Shared power to vote or to direct the vote See the response to Item 6 on the attached cover page. Sole power to dispose or to direct the disposition of See the response to Item 7 on the attached cover page. Shared power to dispose or to direct the disposition of See the response to Item 8 on the attached cover page. Item 5. Item 6. Item 7. Item 8. Item 9. Item 10. 4
Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
January 20, 2023 /s/ RICHARD M.
BROOKS Richard M. Brooks 5
1.
2.
3.
4.
5.
6.
7.
8.
☐
*
Name of Issuer
Zumiez Inc. (the Issuer)
Address of Issuers Principal Executive Offices
Name of Person Filing
Richard M. Brooks
Address of Principal Business Office or, if none, Residence
Citizenship
United States of America
Title of Class of Securities
Common Stock, no par value
If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
(a)
☐
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
(b)
☐
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
(c)
☐
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
(d)
☐
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
(e)
☐
An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
(f)
☐
An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
(g)
☐
A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);
(h)
☐
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i)
☐
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
(j)
☐
Group, in accordance with §240.13d-1(b)(1)(ii)(J).
Not Applicable
Ownership
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified
in Item 1.
(a)
Amount beneficially owned: See the response to Item 9 on the attached cover page.
(b)
Percent of class: See the response to Item 11 on the attached cover page.
(c)
Number of shares as to which the person has:
(i)
(ii)
(iii)
(iv)
Ownership of Five Percent or Less of a Class
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner
of more than five percent of the class of securities, check the
following ☐.
Not Applicable.
Ownership of More than Five Percent on Behalf of Another Person
Not Applicable.
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent
Holding Company or Control Person
Not Applicable.
Identification and Classification of Members of the Group
Not Applicable.
Notice of Dissolution of Group
Not Applicable.
Certification
Not Applicable.
Date
Signature
Name/Title
1 Year Zumiez Chart |
1 Month Zumiez Chart |
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