ADVFN Logo ADVFN

We could not find any results for:
Make sure your spelling is correct or try broadening your search.

Trending Now

Toplists

It looks like you aren't logged in.
Click the button below to log in and view your recent history.

Hot Features

Registration Strip Icon for monitor Customisable watchlists with full streaming quotes from leading exchanges, such as LSE, NASDAQ, NYSE, AMEX, Bovespa, BIT and more.

XEL Xcel Energy Inc

54.285
0.505 (0.94%)
Last Updated: 15:21:42
Delayed by 15 minutes
Share Name Share Symbol Market Type
Xcel Energy Inc NASDAQ:XEL NASDAQ Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.505 0.94% 54.285 54.28 54.29 54.295 53.39 53.91 501,760 15:21:42

Initial Statement of Beneficial Ownership (3)

03/06/2020 8:06pm

Edgar (US Regulatory)


FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Rome Amanda J
2. Date of Event Requiring Statement (MM/DD/YYYY)
6/1/2020 

3. Issuer Name and Ticker or Trading Symbol

XCEL ENERGY INC [XEL]
(Last)        (First)        (Middle)

414 NICOLLET MALL
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                          _____ 10% Owner
___X___ Officer (give title below)        _____ Other (specify below)
EVP, General Counsel /
(Street)

MINNEAPOLIS, MN 55401      

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed(MM/DD/YYYY)
 

6. Individual or Joint/Group Filing(Check Applicable Line)

_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Common Stock 2149 D  

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units  (1) (1)Common Stock 984.569 (2) (3)D  
Restricted Stock Units  (4) (4)Common Stock 1355.117 (2) (3)D  
Restricted Stock Units  (4) (4)Common Stock 342.304  (3)D  
Restricted Stock Units  (5) (5)Common Stock 678.364  (3)D  

Explanation of Responses:
(1) Award vests on December 31, 2020.
(2) Award of restricted stock units, including a performance-based component. Amount reported represents the minimum number of shares that will be delivered upon the satisfaction of the vesting conditions.
(3) Upon vesting, each restricted stock unit may be settled in one share of Xcel Energy common stock or in the cash value thereof, or a combination of cash and shares, in the discretion of the Governance, Compensation and Nominating Committee.
(4) Award vests on December 31, 2021.
(5) Award vests on December 31, 2022.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Rome Amanda J
414 NICOLLET MALL
MINNEAPOLIS, MN 55401


EVP, General Counsel

Signatures
Gioia Gentile, Attorney in Fact for Amanda J Rome6/3/2020
**Signature of Reporting PersonDate

1 Year Xcel Energy Chart

1 Year Xcel Energy Chart

1 Month Xcel Energy Chart

1 Month Xcel Energy Chart

Your Recent History

Delayed Upgrade Clock