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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Xenith Bankshares, Inc. | NASDAQ:XBKS | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 33.83 | 30.43 | 37.19 | 0 | 00:00:00 |
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
|
OMB APPROVAL
OMB Number: 3235-0287 Estimated average burden hours per response... 0.5 |
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1. Name and Address of Reporting Person
*
CapGen Capital Group VI LP |
2. Issuer Name
and
Ticker or Trading Symbol
HAMPTON ROADS BANKSHARES INC [ HMPR ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__ X __ Director __ X __ 10% Owner _____ Officer (give title below) __ X __ Other (specify below) See Remarks |
C/O CAPGEN CAPITAL GROUP VI LP, 120 WEST 45TH STREET, SUITE 1010 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
|
|
NEW YORK, NY 10036 |
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person _ X _ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
||||||||||
1.Title of Security
(Instr. 3) |
2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock, par value $0.01 per share | 12/14/2012 | A | 3571 (1) | A | $0 | 3571 | D | |||
Common Stock, par value $0.01 per share | 12/14/2012 | A | 14286 (2) | A | $0 | 51039267 | D | |||
Common Stock, par value $0.01 per share | 12/14/2012 | A | 14286 (3) | A | $0 | 51039267 | I (4) (5) | Held by CapGen Capital Group VI LP | ||
Common Stock, par value $0.01 per share | 12/14/2012 | A | 3571 (6) | A | $0 | 7142 | D | |||
Common Stock, par value $0.01 per share | 12/14/2012 | A | 14286 (7) | A | $0 | 51053553 | D | |||
Common Stock, par value $0.01 per share | 12/14/2012 | A | 14286 (8) | A | $0 | 51053553 | I (4) (5) | Held by CapGen Capital Group VI LP | ||
Common Stock, par value $0.01 per share | 7/24/2013 | A | 5399 (9) | A | $0 | 12541 | D | |||
Common Stock, par value $0.01 per share | 7/24/2013 | A | 21594 (10) | A | $0 | 51075147 | D | |||
Common Stock, par value $0.01 per share | 7/24/2013 | A | 21594 (11) | A | $0 | 51075147 | I (4) (5) | Held by CapGen Capital Group VI LP | ||
Common Stock, par value $0.01 per share | 6/27/2014 | A | 5057 (12) | A | $0 | 17598 | D | |||
Common Stock, par value $0.01 per share | 6/27/2014 | A | 20230 (13) | A | $0 | 51095377 | D | |||
Common Stock, par value $0.01 per share | 6/27/2014 | A | 20230 (14) | A | $0 | 51095377 | I (4) (5) | Held by CapGen Capital Group VI LP |
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) |
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1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owners
|
|||||
Reporting Owner Name / Address |
|
||||
Director | 10% Owner | Officer | Other | ||
CapGen Capital Group VI LP
C/O CAPGEN CAPITAL GROUP VI LP 120 WEST 45TH STREET, SUITE 1010 NEW YORK, NY 10036 |
X | X |
|
See Remarks | |
GOLDSTEIN ROBERT
C/O CAPGEN CAPITAL GROUP VI LP 120 WEST 45TH STREET, SUITE 1010 NEW YORK, NY 10036 |
X | X |
|
See Remarks | |
CapGen Capital Group VI LLC
120 WEST 45TH STREET, SUITE 1010 NEW YORK, NY 10036 |
X | X |
|
See Remarks | |
Ludwig Eugene
120 WEST 45TH STREET, SUITE 1010 NEW YORK, NY 10036 |
X | X |
|
See Remarks |
Signatures
|
||
/s/ Eugene A. Ludwig | 7/2/2014 | |
** Signature of Reporting Person |
Date
|
|
/s/ Robert B. Goldstein | 7/2/2014 | |
** Signature of Reporting Person |
Date
|
|
/s/ Eugene A. Ludwig as the managing member of CAPGEN CAPITAL GROUP VI LLC, the general partner of CAPGEN CAPITAL GROUP VI LP | 7/2/2014 | |
** Signature of Reporting Person |
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1 Year Xenith Bankshares, Inc. NEW Chart |
1 Month Xenith Bankshares, Inc. NEW Chart |
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