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WTBA West Bancorporation

17.28
0.10 (0.58%)
04 May 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
West Bancorporation NASDAQ:WTBA NASDAQ Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.10 0.58% 17.28 10.13 19.11 17.47 17.14 17.47 15,007 01:00:00

Statement of Changes in Beneficial Ownership (4)

28/05/2021 9:52pm

Edgar (US Regulatory)


FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

NELSON DAVID D
2. Issuer Name and Ticker or Trading Symbol

WEST BANCORPORATION INC [ WTBA ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__X__ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
CEO & PRESIDENT
(Last)          (First)          (Middle)

1601 22ND STREET
3. Date of Earliest Transaction (MM/DD/YYYY)

3/25/2021
(Street)

WEST DES MOINES, IA 50266
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
COMMON STOCK 5/26/2021  P  428 A$26.97 101786 (1)D  
COMMON STOCK 3/25/2021  G  8198 D$0 93588 (2)D  
COMMON STOCK 3/25/2021  G  8198 A$0 65433 (2)I By Katherine A. Nelson Rev Trust 
COMMON STOCK         25565 (3)I By 401(k) Plan 
COMMON STOCK         381 (4)I By Natalie Ann Nelson Roth IRA 

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares

Explanation of Responses:
(1) Shares acquired pursuant to reinvestment of dividends received into purchases of new shares.
(2) Shares were transferred to the Katherine A. Nelson Revocable Trust.
(3) 235 shares were acquired pursuant to purchases in the employee savings plan 401(k) during the period from January 1, 2021 through March 31, 2021.
(4) 3 shares acquired pursuant to reinvestment of dividends received into purchases of new shares.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
NELSON DAVID D
1601 22ND STREET
WEST DES MOINES, IA 50266
X
CEO & PRESIDENT

Signatures
/s/ Jane Funk, By Power of Attorney5/28/2021
**Signature of Reporting PersonDate

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