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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Waterstone Financial Inc | NASDAQ:WSBF | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.18 | 1.49% | 12.25 | 11.37 | 13.83 | 12.41 | 12.22 | 12.24 | 43,432 | 22:28:46 |
1. Name and Address of Reporting Person * Bruss William F | 2. Issuer Name and Ticker or Trading Symbol Waterstone Financial, Inc. [ WSBF ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) COO / General Counsel |
3. Date of Earliest Transaction
(MM/DD/YYYY)
| ||
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
1.Title of Security (Instr. 3) | 2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 6/3/2021 | M | 24331 | A | $12.75 | 50457 | D | |||
Common Stock | 6/3/2021 | S | 9344 | D | $20.00 | 41113 | D | |||
Common Stock | 6/3/2021 | S | 2147 | D | $20.01 | 38966 | D | |||
Commons Stock | 6/3/2021 | S | 100 | D | $20.03 | 38866 | D | |||
Common Stock | 6/3/2021 | S | 400 | D | $20.035 | 38466 | D | |||
Common Stock | 6/3/2021 | S | 125 | D | $20.04 | 38341 | D | |||
Common Stock | 6/3/2021 | S | 100 | D | $20.045 | 38241 | D | |||
Common Stock | 6/3/2021 | S | 597 | D | $20.05 | 37644 | D | |||
Common Stock | 6/3/2021 | S | 8370 | D | $20.06 | 29274 | D | |||
Common Stock | 6/3/2021 | S | 300 | D | $20.065 | 28974 | D | |||
Common Stock | 6/3/2021 | S | 1339 | D | $20.07 | 27635 | D | |||
Common Stock | 6/3/2021 | S | 200 | D | $20.075 | 27435 | D | |||
Common Stock | 6/3/2021 | S | 609 | D | $20.08 | 26826 | D | |||
Common Stock | 6/3/2021 | S | 100 | D | $20.13 | 26726 | D | |||
Common Stock | 6/3/2021 | S | 500 | D | $20.18 | 26226 | D | |||
Common Stock | 6/3/2021 | S | 100 | D | $20.2 | 26126 | D | |||
Common Stock | 47170 | I | By ESOP | |||||||
Common Stock | 14397 | I | By 401k | |||||||
Common Stock | 21 | I | By Custodian |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Options | $12.75 | 6/3/2021 | M | 24331 | 3/4/2016 | 3/4/2025 | Common Stock | 24331 | $0 | 0 | D |
Explanation of Responses: |
Reporting Owners | |||||
Reporting Owner Name / Address | |||||
Director | 10% Owner | Officer | Other | ||
Bruss William F 11200 W PLANK COURT WAUWATOSA, WI 53226 | COO / General Counsel |
Signatures | ||
/s/ Mark R. Gerke, Attorney-in-Fact | 6/7/2021 | |
**Signature of Reporting Person | Date |
1 Year Waterstone Financial Chart |
1 Month Waterstone Financial Chart |
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