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| Share Name | Share Symbol | Market | Type |
|---|---|---|---|
| Waterstone Financial Inc | NASDAQ:WSBF | NASDAQ | Common Stock |
| Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
|---|---|---|---|---|---|---|---|---|---|---|
| 0.45 | 3.97% | 11.79 | 11.51 | 14.10 | 11.92 | 11.46 | 11.59 | 106,909 | 21:05:04 |
| 1. Name and Address of Reporting Person * RAPPE KRISTINE A | 2. Issuer Name and Ticker or Trading SymbolWaterstone Financial, Inc. [WSBF] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below) |
| 3. Statement for Issuer's Fiscal Year Ended (MM/DD/YYYY) | ||
| 4. If Amendment, Date Original Filed(MM/DD/YYYY) | 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form Filed by One Reporting Person ___ Form Filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
| 1.Title of Security (Instr. 3) | 2. Trans. Date | 2A. Deemed Execution Date, if any | 3. Trans. Code (Instr. 8) | 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
| Amount | (A) or (D) | Price | ||||||||
| Common Stock | 11/9/2020 | S4 | 9110 | D | $18.00 | 32208 | D | |||
| Common Stock | 11/9/2020 | S4 | 136 | D | $18.005 | 32072 | D | |||
| Common Stock | 11/9/2020 | S4 | 1417 | D | $18.01 | 30655 | D | |||
| Common Stock | 11/9/2020 | S4 | 69 | D | $18.015 | 30586 | D | |||
| Common Stock | 11/9/2020 | S4 | 49 | D | $18.02 | 30537 | D | |||
| Common Stock | 11/9/2020 | S4 | 1706 | D | $18.03 | 28831 | D | |||
| Common Stock | 11/9/2020 | S4 | 25 | D | $18.04 | 28806 | D | |||
| Common Stock | 11/9/2020 | S4 | 10 | D | $18.045 | 28796 | D | |||
| Common Stock | 11/9/2020 | S4 | 564 | D | $18.05 | 28232 | D | |||
| Common Stock | 11/9/2020 | S4 | 68 | D | $18.06 | 28164 | D | |||
| Common Stock | 11/9/2020 | S4 | 546 | D | $18.07 | 27618 | D | |||
| Common Stock | 11/9/2020 | S4 | 300 | D | $18.08 | 27318 | D | |||
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
| 1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (MM/DD/YYYY) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
| (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||||
| Explanation of Responses: |
| Reporting Owners | |||||
| Reporting Owner Name / Address | |||||
| Director | 10% Owner | Officer | Other | ||
| RAPPE KRISTINE A 11200 W PLANK COURT WAUWATOSA, WI 53226 | X | ||||
| Signatures | ||
| /s/ William F. Bruss, Attorney-in-Fact | 1/11/2021 | |
| **Signature of Reporting Person | Date | |
1 Year Waterstone Financial Chart |
1 Month Waterstone Financial Chart |
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