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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Willdan Group Inc | NASDAQ:WLDN | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.35 | 1.07% | 33.17 | 33.11 | 33.22 | 33.50 | 32.87 | 33.08 | 28,913 | 17:54:42 |
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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OMB APPROVAL
OMB Number: 3235-0287 Estimated average burden hours per response... 0.5 |
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1. Name and Address of Reporting Person
*
BIEBER MICHAEL A |
2. Issuer Name
and
Ticker or Trading Symbol
Willdan Group, Inc. [ WLDN ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __ X __ Officer (give title below) _____ Other (specify below) President |
2401 EAST KATELLA AVENUE, SUITE 300 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
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ANAHEIM, CA 92806 |
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_ X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
||||||||||
1.Title of Security
(Instr. 3) |
2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price |
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) |
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1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option (Right to Buy) | $16.27 | 11/3/2016 | A | 50000 | (1) | 11/3/2026 | Common Stock | 50000 | $0 | 50000 | D |
Explanation of Responses: | |
( 1) | The option becomes exercisable in three equal installments on each of November 3, 2017, November 3, 2018 and November 3, 2019. |
Remarks:
This third amendment to the original Form 4 is filed to accurately report the vest dates of the derivative security. The second amendment to the original Form 4 was filed on November 15, 2016 to accurately report the conversion price of the derivative security, transaction date and expiration date in the transaction. The first amendment to the original Form 4 was filed on November 7, 2016 to accurately report the reporting person's number of derivative securities acquired in the transaction. |
Reporting Owners
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Reporting Owner Name / Address |
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Director | 10% Owner | Officer | Other | ||
BIEBER MICHAEL A
2401 EAST KATELLA AVENUE SUITE 300 ANAHEIM, CA 92806 |
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President |
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Signatures
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/s/ Stacy McLaughlin, Attorney-in-fact for Michael A. Bieber | 11/15/2016 | |
** Signature of Reporting Person |
Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1 Year Willdan Chart |
1 Month Willdan Chart |
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