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WKHS Workhorse Group Inc

0.2162
0.0206 (10.53%)
Last Updated: 20:57:53
Delayed by 15 minutes
Share Name Share Symbol Market Type
Workhorse Group Inc NASDAQ:WKHS NASDAQ Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.0206 10.53% 0.2162 0.2149 0.2175 0.22 0.19 0.1972 10,021,657 20:57:53

Initial Statement of Beneficial Ownership (3)

18/11/2019 9:36pm

Edgar (US Regulatory)


FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Furey Anthony Daly
2. Date of Event Requiring Statement (MM/DD/YYYY)
11/6/2019 

3. Issuer Name and Ticker or Trading Symbol

Workhorse Group Inc. [WKHS]
(Last)        (First)        (Middle)

C/O WORKHORSE GROUP INC., 100 COMMERCE DRIVE
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                          _____ 10% Owner
___X___ Officer (give title below)        _____ Other (specify below)
Vice President-Finance /
(Street)

LOVELAND, OH 45140      

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed(MM/DD/YYYY)
 

6. Individual or Joint/Group Filing(Check Applicable Line)

_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Common Stock 338648 (1)D  
Common Stock 38199 I Shares held by Fastnet Advisors, LLC. Mr. Furey is the owner and manager of Fastnet Advisors, LLC. 

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares

Explanation of Responses:
(1) Includes 338,648 shares of stock granted under a Restricted Stock Award of which 79,682 vest on January 1 2020, July 1, 2020, January 1, 2021, & July 1, 2021 and 9,960 vest January 1, 2022 and July 1, 2022

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Furey Anthony Daly
C/O WORKHORSE GROUP INC.
100 COMMERCE DRIVE
LOVELAND, OH 45140


Vice President-Finance

Signatures
/s/ Anthony Furey11/18/2019
**Signature of Reporting PersonDate

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