ADVFN Logo ADVFN

We could not find any results for:
Make sure your spelling is correct or try broadening your search.

Trending Now

Toplists

It looks like you aren't logged in.
Click the button below to log in and view your recent history.

Hot Features

Registration Strip Icon for discussion Register to chat with like-minded investors on our interactive forums.

WKHS Workhorse Group Inc

0.16
-0.004 (-2.44%)
04 May 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
Workhorse Group Inc NASDAQ:WKHS NASDAQ Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  -0.004 -2.44% 0.16 0.16 0.1609 0.1715 0.1565 0.165 21,312,974 00:58:17

Initial Statement of Beneficial Ownership (3)

15/11/2019 9:32pm

Edgar (US Regulatory)


FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Ackerson Gregory T.
2. Date of Event Requiring Statement (MM/DD/YYYY)
11/12/2019 

3. Issuer Name and Ticker or Trading Symbol

Workhorse Group Inc. [WKHS]
(Last)        (First)        (Middle)

C/O WORKHORSE GROUP INC., 100 COMMERCE DRIVE
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                          _____ 10% Owner
___X___ Officer (give title below)        _____ Other (specify below)
Interim CFO and Controller /
(Street)

LOVELAND, OH 45140      

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed(MM/DD/YYYY)
 

6. Individual or Joint/Group Filing(Check Applicable Line)

_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Common Stock 104166 (1)D  

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Options (2)8/14/2022 8/14/2023 Common Stock 10000.0 $1.19 D  

Explanation of Responses:
(1) Includes 104,166 shares of stock granted under a Restricted Stock Award of which 23,148 vest January 1, 2020, July 1 2020, January 1, 2021, July 1, 2021 and 5,787 vest January 1, 2022 and July 1, 2022.
(2) Stock Options vest quarterly in an amount of 625 commencing August 14, 2018.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Ackerson Gregory T.
C/O WORKHORSE GROUP INC.
100 COMMERCE DRIVE
LOVELAND, OH 45140


Interim CFO and Controller

Signatures
/s/ Gregory Ackerson11/15/2019
**Signature of Reporting PersonDate

1 Year Workhorse Chart

1 Year Workhorse Chart

1 Month Workhorse Chart

1 Month Workhorse Chart

Your Recent History

Delayed Upgrade Clock