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Share Name | Share Symbol | Market | Type |
---|---|---|---|
WiSA Technologies Inc | NASDAQ:WISA | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
-0.23 | -4.99% | 4.38 | 4.38 | 4.45 | 8,605 | 11:34:27 |
UNITED STATES SECURITIES | OMB APPROVAL OMB Number: 3235-0076 Estimated Average burden hours per response: 4.0 | |
Notice of Exempt Offering of Securities |
1. Issuer's Identity | ||
CIK (Filer ID Number) | Previous Name(s) o None | Entity Type |
0001682149 | SUMMIT SEMICONDUCTOR LLC Summit Wireless Technologies, Inc. Summit Semiconductor Inc. SUMMIT SEMICONDUCTOR |
x
Corporation
o
Limited Partnership
o
Limited Liability Company
o
General Partnership
o
Business Trust
o
Other |
Name of Issuer | ||
WISA TECHNOLOGIES, INC. | ||
Jurisdiction of Incorporation/Organization | ||
DELAWARE | ||
Year of Incorporation/Organization | |||
x | Over Five Years Ago | ||
o | Within Last Five Years (Specify Year) | ||
o | Yet to Be Formed |
2. Principal Place of Business and Contact Information | ||||
Name of Issuer | ||||
WISA TECHNOLOGIES, INC. |
Street Address 1 | Street Address 2 | ||
15268 NW GREENBRIER PKWY |
City | State/Province/Country | ZIP/Postal Code | Phone No. of Issuer |
BEAVERTON | OREGON | 97006 | 408-627-4716 |
3. Related Persons |
Last Name | First Name | Middle Name |
Moyer | Brett |
Street Address 1 | Street Address 2 |
15268 NW Greenbrier Pkwy |
City | State/Province/Country | ZIP/Postal Code |
Beaverton | OREGON | 97006 |
Relationship: | x | Executive Officer | x | Director | o | Promoter |
Clarification of Response (if Necessary) | |
Last Name | First Name | Middle Name |
Oliva | George |
Street Address 1 | Street Address 2 |
15268 NW Greenbrier Pkwy |
City | State/Province/Country | ZIP/Postal Code |
Beaverton | OREGON | 97006 |
Relationship: | x | Executive Officer | o | Director | o | Promoter |
Clarification of Response (if Necessary) | |
Last Name | First Name | Middle Name |
Williams | Gary |
Street Address 1 | Street Address 2 |
15268 NW Greenbrier Pkwy |
City | State/Province/Country | ZIP/Postal Code |
Beaverton | OREGON | 97006 |
Relationship: | x | Executive Officer | o | Director | o | Promoter |
Clarification of Response (if Necessary) | |
Last Name | First Name | Middle Name |
Cummins | Lisa |
Street Address 1 | Street Address 2 |
15268 NW Greenbrier Pkwy |
City | State/Province/Country | ZIP/Postal Code |
Beaverton | OREGON | 97006 |
Relationship: | o | Executive Officer | x | Director | o | Promoter |
Clarification of Response (if Necessary) | |
Last Name | First Name | Middle Name |
Gilbert | Jeffrey |
Street Address 1 | Street Address 2 |
15268 NW Greenbrier Pkwy |
City | State/Province/Country | ZIP/Postal Code |
Beaverton | OREGON | 97006 |
Relationship: | o | Executive Officer | x | Director | o | Promoter |
Clarification of Response (if Necessary) | |
Last Name | First Name | Middle Name |
Howitt | David | M. |
Street Address 1 | Street Address 2 |
15268 NW Greenbrier Pkwy |
City | State/Province/Country | ZIP/Postal Code |
Beaverton | OREGON | 97006 |
Relationship: | o | Executive Officer | x | Director | o | Promoter |
Clarification of Response (if Necessary) | |
Last Name | First Name | Middle Name |
Kristensen | Helge |
Street Address 1 | Street Address 2 |
15268 NW Greenbrier Pkwy |
City | State/Province/Country | ZIP/Postal Code |
Beaverton | OREGON | 97006 |
Relationship: | o | Executive Officer | x | Director | o | Promoter |
Clarification of Response (if Necessary) | |
Last Name | First Name | Middle Name |
Peruvemba | Sriram |
Street Address 1 | Street Address 2 |
15268 NW Greenbrier Pkwy |
City | State/Province/Country | ZIP/Postal Code |
Beaverton | OREGON | 97006 |
Relationship: | o | Executive Officer | x | Director | o | Promoter |
Clarification of Response (if Necessary) | |
Last Name | First Name | Middle Name |
Tobias | Robert |
Street Address 1 | Street Address 2 |
15268 NW Greenbrier Pkwy |
City | State/Province/Country | ZIP/Postal Code |
Beaverton | OREGON | 97006 |
Relationship: | o | Executive Officer | x | Director | o | Promoter |
Clarification of Response (if Necessary) | |
Last Name | First Name | Middle Name |
Wilson | Wendy |
Street Address 1 | Street Address 2 |
15268 NW Greenbrier Pkwy |
City | State/Province/Country | ZIP/Postal Code |
Beaverton | OREGON | 97006 |
Relationship: | o | Executive Officer | x | Director | o | Promoter |
Clarification of Response (if Necessary) | |
4. Industry Group |
o | Agriculture | Health Care | o | Retailing | ||||
Banking & Financial Services | o | Biotechnology | o | Restaurants | ||||
o | Commercial Banking | o | Health Insurance | Technology | ||||
o | Insurance | o | Hospitals & Physicians | o | Computers | |||
o | Investing | o | Pharmaceuticals | o | Telecommunications | |||
o | Investment Banking | o | Other Health Care | x | Other Technology | |||
o | Pooled Investment Fund | Travel | ||||||
o | Other Banking & Financial Services | o | Manufacturing | o | Airlines & Airports | |||
Real Estate | o | Lodging & Conventions | ||||||
o | Commercial | o | Tourism & Travel Services | |||||
o | Construction | o | Other Travel | |||||
o | REITS & Finance | o | Other | |||||
o | Residential | |||||||
o | Other Real Estate | |||||||
o | Business Services | |||||||
Energy | ||||||||
o | Coal Mining | |||||||
o | Electric Utilities | |||||||
o | Energy Conservation | |||||||
o | Environmental Services | |||||||
o | Oil & Gas | |||||||
o | Other Energy |
5. Issuer Size |
Revenue Range | Aggregate Net Asset Value Range | ||
o | No Revenues | o | No Aggregate Net Asset Value |
o | $1 - $1,000,000 | o | $1 - $5,000,000 |
o | $1,000,001 - $5,000,000 | o | $5,000,001 - $25,000,000 |
o | $5,000,001 - $25,000,000 | o | $25,000,001 - $50,000,000 |
o | $25,000,001 - $100,000,000 | o | $50,000,001 - $100,000,000 |
o | Over $100,000,000 | o | Over $100,000,000 |
x | Decline to Disclose | o | Decline to Disclose |
o | Not Applicable | o | Not Applicable |
6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply) |
o | Rule 504(b)(1) (not (i), (ii) or (iii)) | o | Rule 505 | |||
o | Rule 504 (b)(1)(i) | x | Rule 506(b) | |||
o | Rule 504 (b)(1)(ii) | o | Rule 506(c) | |||
o | Rule 504 (b)(1)(iii) | o | Securities Act Section 4(a)(5) | |||
o | Investment Company Act Section 3(c) |
7. Type of Filing |
x | New Notice | Date of First Sale | 2022-08-15 | o | First Sale Yet to Occur |
o | Amendment |
8. Duration of Offering |
Does the Issuer intend this offering to last more than one year? | o | Yes | x | No |
9. Type(s) of Securities Offered (select all that apply) |
o | Pooled Investment Fund Interests | o | Equity |
o | Tenant-in-Common Securities | x | Debt |
o | Mineral Property Securities | x | Option, Warrant or Other Right to Acquire Another Security |
x | Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security | o | Other (describe) |
10. Business Combination Transaction |
Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer? | o | Yes | x | No |
Clarification of Response (if Necessary) | ||||
11. Minimum Investment |
Minimum investment accepted from any outside investor | $ 3000000 USD |
12. Sales Compensation |
Recipient | Recipient CRD Number | o | None | ||
Maxim Group LLC | 120708 | ||||
(Associated) Broker or Dealer | x | None | (Associated) Broker or Dealer CRD Number | x | None |
Street Address 1 | Street Address 2 | ||||
300 PARK AVE, 16TH FLOOR |
City | State/Province/Country | ZIP/Postal Code |
NEW YORK | NEW YORK | 10022 |
State(s) of Solicitation | o | All States | o | Foreign/Non-US |
NEW YORK |
13. Offering and Sales Amounts |
Total Offering Amount | $ 3000000 USD | o Indefinite |
Total Amount Sold | $ 3000000 USD | |
Total Remaining to be Sold | $ 0 USD | o Indefinite |
Clarification of Response (if Necessary) |
Total proceeds received from a private offering of a senior secured convertible note and warrant. |
14. Investors |
o | Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, Number of such non-accredited investors who already have invested in the offering | |
Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering: | 1 |
15. Sales Commissions & Finders’ Fees Expenses |
Provide separately the amounts of sales commissions and finders' fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount. |
Sales Commissions | $ 265000 USD | o | Estimate |
Finders' Fees | $ 0 USD | o | Estimate |
Clarification of Response (if Necessary) |
The sales commissions include a cash fee of $240,000, a cash fee of $25,000 for out-of-pocket expenses and a warrant to purchase up to an aggregate of 194,384 shares of Common Stock of the Issuer. |
16. Use of Proceeds |
Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount. |
$ 0 USD | x | Estimate |
Clarification of Response (if Necessary) |
A portion of the gross proceeds may be used indirectly for paying salaries to employees, including executive officers. An estimate of such amount is unknown at this time. |
Signature and Submission |
Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice. |
Terms of Submission |
In submitting this notice, each Issuer named above is: | ||
|
Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person. | |
For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature. |
Issuer | Signature | Name of Signer | Title | Date |
WISA TECHNOLOGIES, INC. | /s/ Brett Moyer | Brett Moyer | Chief Executive Officer | 2022-08-25 |
1 Year WiSA Technologies Chart |
1 Month WiSA Technologies Chart |
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