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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Wheeler Real Estate Investment Trust Inc | NASDAQ:WHLR | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
-0.08 | -2.92% | 2.66 | 1.57 | 4.00 | 2.7699 | 2.521 | 2.67 | 79,133 | 05:00:09 |
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 |
OMB APPROVAL
OMB Number: 3235-0287 Estimated average burden hours per response... 0.5 |
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1. Name and Address of Reporting Person * STILWELL JOSEPH | 2. Issuer Name and Ticker or Trading Symbol Wheeler Real Estate Investment Trust, Inc. [ WHLR ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director __X__ 10% Owner _____ Officer (give title below) _____ Other (specify below) |
3. Date of Earliest Transaction
(MM/DD/YYYY)
| ||
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
_ X _ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
1.Title of Security (Instr. 3) | 2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 853747 | I | See footnote (1) | |||||||
Common Stock | 113814 | I | See footnote (2) | |||||||
Common Stock | 213775 | I | See footnote (3) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
7.00% Senior Subordinated Convertible Notes due 2031 | $6.25 (4) | 8/19/2021 (6) | 12/31/2031 | Common Stock | 2919988 (4)(5) | $18249925 | I | See footnote (1) | |||||||
7.00% Senior Subordinated Convertible Notes due 2031 | $6.25 (4) | 8/19/2021 (6) | 12/31/2031 | Common Stock | 419992 (4)(5) | $2624950 | I | See footnote (2) | |||||||
7.00% Senior Subordinated Convertible Notes due 2031 | $6.25 (4) | 8/19/2021 (6) | 12/31/2031 | Common Stock | 660000 (4)(5) | $4125000 | I | See footnote (3) | |||||||
Series D Cumulative Convertible Preferred Stock | $16.96 | (7) | (7) | Common Stock | 92699 | 62890 (8) | I | See footnote (1) | |||||||
Series D Cumulative Convertible Preferred Stock | $16.96 | (7) | (7) | Common Stock | 13332 | 9045 (8) | I | See footnote (2) | |||||||
Series D Cumulative Convertible Preferred Stock | $16.96 | (7) | (7) | Common Stock | 20952 | 14215 (8) | I | See footnote (3) | |||||||
Series B Convertible Preferred Stock | $40.00 | 1/3/2023 | J | 596473 (10) | (9) | (9) | Common Stock | 372795 | (11) | 596473 | I | See footnote (1) | |||
Series B Convertible Preferred Stock | $40.00 | 1/3/2023 | J | 85792 (10) | (9) | (9) | Common Stock | 53620 | (11) | 85792 | I | See footnote (2) | |||
Series B Convertible Preferred Stock | $40.00 | 1/3/2023 | J | 134820 (10) | (9) | (9) | Common Stock | 84262 | (11) | 134820 | I | See footnote (3) |
Reporting Owners | |||||
Reporting Owner Name / Address | |||||
Director | 10% Owner | Officer | Other | ||
STILWELL JOSEPH 200 CALLE DEL SANTO CRISTO SAN JUAN, PR 00901 | X | X | |||
Stilwell Value LLC 111 BROADWAY, 12TH FLOOR NEW YORK, NY 10006 | X | ||||
Stilwell Activist Investments, L.P. 111 BROADWAY 12TH FLOOR NEW YORK, NY 10006 | X | ||||
Stilwell Activist Fund, L.P. 111 BROADWAY 12TH FLOOR NEW YORK, NY 10006 | X | ||||
Stilwell Value Partners VII, L.P. 111 BROADWAY, 12TH FLOOR NEW YORK, NY 10006 | X |
Signatures | ||
/s/ Joseph Stilwell | 1/5/2023 | |
**Signature of Reporting Person | Date | |
/s/ Joseph Stilwell as authorized agent for Stilwell Value LLC | 1/5/2023 | |
**Signature of Reporting Person | Date | |
/s/ Joseph Stilwell as authorized agent for Stilwell Activist Investments, L.P. | 1/5/2023 | |
**Signature of Reporting Person | Date | |
/s/ Joseph Stilwell as authorized agent for Stilwell Activist Fund, L.P. | 1/5/2023 | |
**Signature of Reporting Person | Date | |
/s/ Joseph Stilwell as authorized agent for Stilwell Value Partners VII, L.P. | 1/5/2023 | |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
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