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WHLM Wilhelmina International Inc

2.89
-0.30 (-9.40%)
After Hours
Last Updated: 05:00:09
Delayed by 15 minutes
Share Name Share Symbol Market Type
Wilhelmina International Inc NASDAQ:WHLM NASDAQ Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  -0.30 -9.40% 2.89 2.56 5.20 3.20 3.03 3.13 42,097 05:00:09

Form 4 - Statement of changes in beneficial ownership of securities

10/10/2024 12:47am

Edgar (US Regulatory)


SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
  
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
  
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Omni Retail Enterprises, LLC

(Last) (First) (Middle)
424 FORT HILL DRIVE, SUITE 144

(Street)
NAPERVILLE IL 60540

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Wilhelmina International, Inc. [ WHLM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
10/07/2024
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, par value $0.01 per share 10/07/2024 S 143 D $4.0201 908,701 D(1)
Common Stock, par value $0.01 per share 10/07/2024 S 449 D $4.0101 908,252 D
Common Stock, par value $0.01 per share 10/07/2024 S 408 D $4.01 907,844 D
Common Stock, par value $0.01 per share 10/07/2024 S 700 D $4.0522 907,144 D
Common Stock, par value $0.01 per share 10/07/2024 S 700 D $4.0001 906,444 D
Common Stock, par value $0.01 per share 10/07/2024 S 1,040 D $4 905,404 D
Common Stock, par value $0.01 per share 10/08/2024 S 200 D $4.1854 905,204 D
Common Stock, par value $0.01 per share 10/08/2024 S 200 D $4.261 905,004 D
Common Stock, par value $0.01 per share 10/08/2024 S 89 D $4.11 904,915 D
Common Stock, par value $0.01 per share 10/08/2024 S 311 D $3.9321 904,604 D
Common Stock, par value $0.01 per share 10/08/2024 S 100 D $4.0201 904,504 D
Common Stock, par value $0.01 per share 10/08/2024 S 1,000 D $4.1341 903,504 D
Common Stock, par value $0.01 per share 10/08/2024 S 7 D $4.05 903,497 D
Common Stock, par value $0.01 per share 10/08/2024 S 700 D $4.195 902,797 D
Common Stock, par value $0.01 per share 10/08/2024 S 293 D $4.0935 902,504 D
Common Stock, par value $0.01 per share 10/08/2024 S 1,000 D $4.0501 901,504 D
Common Stock, par value $0.01 per share 10/08/2024 S 1,100 D $4.105 900,404 D
Common Stock, par value $0.01 per share 10/08/2024 S 100 D $3.9 900,304 D
Common Stock, par value $0.01 per share 10/08/2024 S 1,000 D $4.15 899,304 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
1. Name and Address of Reporting Person*
Omni Retail Enterprises, LLC

(Last) (First) (Middle)
424 FORT HILL DRIVE, SUITE 144

(Street)
NAPERVILLE IL 60540

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
OMNI HOLDINGS MANAGEMENT, LLC

(Last) (First) (Middle)
424 FORT HILL DRIVE, SUITE 144

(Street)
NAPERVILLE IL 60540

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Gupta Rajesh

(Last) (First) (Middle)
424 FORT HILL DRIVE, SUITE 144

(Street)
NAPERVILLE IL 60540

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
Explanation of Responses:
1. All securities reported in this Form 4 are beneficially owned directly by Omni Retail Enterprises, LLC ("ORE"). Omni Holdings Management, LLC ("OHM") is the sole manager of ORE. Mr. Rajesh Gupta is the sole member of OHM. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.
/s/ Rajesh Gupta, for himself and as an authorized signatory of ORE and OHM 10/09/2024
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

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