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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Energous Corporation | NASDAQ:WATT | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.09 | 6.21% | 1.54 | 1.40 | 18.56 | 1.54 | 1.45 | 1.54 | 29,291 | 05:00:09 |
FORM 3
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Washington, D.C. 20549 |
OMB APPROVAL
OMB Number: 3235-0104 Estimated average burden hours per response... 0.5 |
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1. Name and Address of Reporting Person * Fairbairn Malcolm |
2. Date of Event Requiring Statement (MM/DD/YYYY)
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3. Issuer Name and Ticker or Trading Symbol Energous Corp [WATT] |
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
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X
___ 10% Owner
_____ Officer (give title below) ___ X ___ Other (specify below) / Member of 10% Owner Group |
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
_ X _ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Beneficially Owned |
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1.Title of Security
(Instr. 4) |
2. Amount of Securities Beneficially Owned
(Instr. 4) |
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) |
4. Nature of Indirect Beneficial Ownership
(Instr. 5) |
Common Stock | 81667 | I | By Spouse (1) |
Common Stock | 315462 | I | See footnote (1) (2) |
Common Stock | 133333 | I | By Trust (1) (3) |
Common Stock | 133333 | I | By Trust (1) (4) |
Common Stock | 1618123 | I | See footnote (1) (5) |
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) |
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1. Title of Derivate Security
(Instr. 4) |
2. Date Exercisable and Expiration Date
(MM/DD/YYYY) |
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5) |
6. Nature of Indirect Beneficial Ownership
(Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Warrant | 2/13/2017 | 8/12/2021 | Common Stock | 809061 | $23.00 | D (1) | |
Warrant | 2/13/2017 | 8/12/2021 | Common Stock | 809062 | $23.00 | I | By Spouse (1) |
Warrant | 5/19/2013 | 3/31/2019 | Common Stock | 13889 | $3.60 | I | By Spouse (1) |
Reporting Owners
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Reporting Owner Name / Address |
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Director | 10% Owner | Officer | Other | ||
Fairbairn Malcolm
C/O ASCEND CAPITAL, LLC 4 ORINDA WAY, SUITE 200-C ORINDA, CA 94563 |
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X |
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Member of 10% Owner Group | |
FAIRBAIRN EMILY
C/O ASCEND CAPITAL, LLC 4 ORINDA WAY, SUITE 200-C ORINDA, CA 94563 |
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Member of 10% Owner Group | |
VALLEY HIGH LIMITED PARTNERSHIP
C/O ASCEND CAPITAL, LLC 4 ORINDA WAY, SUITE 200-C ORINDA, CA 94563 |
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Member of 10% Owner Group | |
VALLEY HIGH CAPITAL LLC
C/O ASCEND CAPITAL, LLC 4 ORINDA WAY, SUITE 200-C ORINDA, CA 94563 |
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Member of 10% Owner Group | |
GRANT FAIRBAIRN IRREVOCABLE TRUST SEPTEMBER 30, 2011
C/O ASCEND CAPITAL, LLC 4 ORINDA WAY, SUITE 200-C ORINDA, CA 94563 |
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Member of 10% Owner Group | |
NINA FAIRBAIRN IRREVOCABLE TRUST SEPTEMBER 30, 2011
C/O ASCEND CAPITAL, LLC 4 ORINDA WAY, SUITE 200-C ORINDA, CA 94563 |
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Member of 10% Owner Group |
Signatures
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MALCOLM P. FAIRBAIRN | 8/19/2016 | |
** Signature of Reporting Person | Date | |
EMILY FAIRBAIRN | 8/19/2016 | |
** Signature of Reporting Person | Date | |
VALLEY HIGH LIMITED PARTNERSHIP By: Valley High Capital LLC By: Name: Malcolm Fairbairn Title: Managing Member | 8/19/2016 | |
** Signature of Reporting Person | Date | |
VALLEY HIGH CAPITAL LLC By: Name: Malcolm Fairbairn Title: Managing Member | 8/19/2016 | |
** Signature of Reporting Person | Date | |
GRANT FAIRBAIRN IRREVOCABLE TRUST SEPTEMBER 30, 2011 By: Name: Malcolm Fairbairn Title: Trustee | 8/19/2016 | |
** Signature of Reporting Person | Date | |
NINA FAIRBAIRN IRREVOCABLE TRUST SEPTEMBER 30, 2011 By: Name: Malcolm Fairbairn Title: Trustee | 8/19/2016 | |
** Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1 Year Energous Chart |
1 Month Energous Chart |
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