ADVFN Logo ADVFN

We could not find any results for:
Make sure your spelling is correct or try broadening your search.

Trending Now

Toplists

It looks like you aren't logged in.
Click the button below to log in and view your recent history.

Hot Features

Registration Strip Icon for discussion Register to chat with like-minded investors on our interactive forums.

VICR Vicor Corp

33.96
1.18 (3.60%)
04 May 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
Vicor Corp NASDAQ:VICR NASDAQ Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  1.18 3.60% 33.96 33.29 36.55 34.16 33.225 33.85 159,291 01:00:00

Statement of Changes in Beneficial Ownership (4)

07/05/2020 2:21pm

Edgar (US Regulatory)


FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

CARLSON JASON
2. Issuer Name and Ticker or Trading Symbol

VICOR CORP [ vicr ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__X__ Director                    _____ 10% Owner
_____ Officer (give title below)    _____ Other (specify below)
(Last)          (First)          (Middle)

25 FRONTAGE RD.
3. Date of Earliest Transaction (MM/DD/YYYY)

5/5/2020
(Street)

ANDOVER, MA 01810
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 5/5/2020  M  1763 A$5.67 1763 D  
Common Stock 5/5/2020  S  1763 D$54.1904 0 D  
Common Stock 5/5/2020  M  1632 A$8.05 1632 D  
Common Stock 5/5/2020  S  1632 D$54.1904 0 D  
Common Stock 5/5/2020  M  891 A$6.29 891 D  
Common Stock 5/5/2020  S  891 D$54.1904 0 D  

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Non Qualified Stock Option $5.67 5/5/2020  M     1763   (1)6/21/2023 Common Stock 1763 $0 0 D  
Non Qualified Stock Option $8.05 5/5/2020  M     1632   (1)6/20/2024 Common Stock 1632 $0 852 D  
Non Qualified Stock Option $6.29 5/5/2020  M     891   (1)6/17/2023 Common Stock 891 $0 0 D  

Explanation of Responses:
(1) This stock option is exercisable in full.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
CARLSON JASON
25 FRONTAGE RD.
ANDOVER, MA 01810
X



Signatures
/s/Richard J. Nagel Jr. Attorney in fact for Jason Carlson5/7/2020
**Signature of Reporting PersonDate

1 Year Vicor Chart

1 Year Vicor Chart

1 Month Vicor Chart

1 Month Vicor Chart

Your Recent History

Delayed Upgrade Clock