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VICR Vicor Corp

33.22
-1.08 (-3.15%)
Last Updated: 16:47:25
Delayed by 15 minutes
Share Name Share Symbol Market Type
Vicor Corp NASDAQ:VICR NASDAQ Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  -1.08 -3.15% 33.22 33.19 33.26 33.97 33.03 33.77 25,438 16:47:25

Initial Statement of Beneficial Ownership (3)

06/10/2020 3:48pm

Edgar (US Regulatory)


FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Doyle Alvaro
2. Date of Event Requiring Statement (MM/DD/YYYY)
9/28/2020 

3. Issuer Name and Ticker or Trading Symbol

VICOR CORP [vicr]
(Last)        (First)        (Middle)

25 FRONTAGE RD.
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                          _____ 10% Owner
___X___ Officer (give title below)        _____ Other (specify below)
VP and CIO /
(Street)

ANDOVER, MA 01810      

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed(MM/DD/YYYY)
 

6. Individual or Joint/Group Filing(Check Applicable Line)

_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Non Qualified Stock Option  (1)7/21/2024 Common Stock 1276 $6.77 D  
Non Qualified Stock Option  (2)10/2/2027 Common Stock 3500 $24.15 D  
Non Qualified Stock Option  (3)6/24/2030 Common Stock 6013 $69.04 D  
Non Qualified Stock Option  (4)9/9/2030 Common Stock 3600 $84.5 D  

Explanation of Responses:
(1) 710 options are vested. The remaining 566 options vest on 7/21/2021 and 7/21/2022.
(2) Granted under the Company's Amended and Restated 2000 Stock Option and Incentive Plan on 10/2/2017 and vest over a five year period.
(3) Granted under the Company's Amended and Restated 2000 Stock Option and Incentive Plan on 6/24/2020 and vest over a five year period.
(4) Granted under the Company's Amended and Restated 2000 Stock Option and Incentive Plan on 9/9/2020 and vest over a five year period.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Doyle Alvaro
25 FRONTAGE RD.
ANDOVER, MA 01810


VP and CIO

Signatures
/s/Richard J. Nagel Jr. Attorney in fact for Alvaro Doyle10/6/2020
**Signature of Reporting PersonDate

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