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Share Name | Share Symbol | Market | Type |
---|---|---|---|
UMB Financial Corporation | NASDAQ:UMBF | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
1.65 | 2.04% | 82.44 | 71.82 | 86.18 | 82.88 | 81.665 | 82.39 | 352,739 | 22:41:06 |
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
|
OMB APPROVAL
OMB Number: 3235-0287 Expires: November 30, 2011 Estimated average burden hours per response... 0.5 |
|
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 |
|
1. Name and Address of Reporting Person
*
WOOD THOMAS J III |
2. Issuer Name
and
Ticker or Trading Symbol
UMB FINANCIAL CORP [ UMBF ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__ X __ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below) |
2701 W. 69TH ST. |
3. Date of Earliest Transaction
(MM/DD/YYYY)
|
|
SHAWNEE MISSION, KS 66208 |
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_ X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
||||||||||
1.Title of Security
(Instr. 3) |
2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 3/1/2012 | S | 2000 | D | $42.37 | 31530 | I | By Sally Kemper Wood Trust | ||
Common Stock | 3/1/2012 | S | 1000 | D | $42.38 | 30530 | I | By Sally Kemper Wood Trust | ||
Common Stock | 3/1/2012 | S | 1999 | D | $42.32 | 28531 | I | By Sally Kemper Wood Trust | ||
Common Stock | 3/1/2012 | S | 3001 | D | $42.28 | 25530 | I | By Sally Kemper Wood Trust | ||
Common Stock | 3/1/2012 | S | 2000 | D | $42.3 | 23530 | I | By Sally Kemper Wood Trust | ||
Common Stock | 3/2/2012 | S | 600 | D | $42 | 89155 | D | |||
Common Stock | 3/2/2012 | S | 3100 | D | $41.99 | 86055 | D | |||
Common Stock | 3/2/2012 | S | 200 | D | $41.98 | 85855 | D | |||
Common Stock | 3/2/2012 | S | 300 | D | $41.97 | 85555 | D | |||
Common Stock | 3/2/2012 | S | 700 | D | $41.96 | 84855 | D | |||
Common Stock | 3/2/2012 | S | 1500 | D | $41.95 | 83355 | D | |||
Common Stock | 3/2/2012 | S | 200 | D | $41.94 | 83155 | D | |||
Common Stock | 3/2/2012 | S | 1300 | D | $41.92 | 81855 | D | |||
Common Stock | 3/2/2012 | S | 100 | D | $41.915 | 81755 | D | |||
Common Stock | 3/2/2012 | S | 500 | D | $41.91 | 81255 | D | |||
Common Stock | 3/2/2012 | S | 700 | D | $41.9 | 80555 | D | |||
Common Stock | 3/2/2012 | S | 100 | D | $41.895 | 80455 | D | |||
Common Stock | 3/2/2012 | S | 300 | D | $41.89 | 80155 | D | |||
Common Stock | 3/2/2012 | S | 100 | D | $41.88 | 80055 | D | |||
Common Stock | 3/2/2012 | S | 100 | D | $41.87 | 79955 | D | |||
Common Stock | 3/2/2012 | S | 100 | D | $41.86 | 79855 | D | |||
Common Stock | 3/2/2012 | S | 100 | D | $41.85 | 79755 | D | |||
Common Stock | 83596 | I | By Limited Partnership | |||||||
Common Stock | 2402 | I | By Spouse |
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) |
|||||||||||||||
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
Reporting Owners
|
|||||
Reporting Owner Name / Address |
|
||||
Director | 10% Owner | Officer | Other | ||
WOOD THOMAS J III
2701 W. 69TH ST. SHAWNEE MISSION, KS 66208 |
X |
|
|
|
Signatures
|
||
John C. Pauls, Attorney-in-Fact for Mr. Wood | 3/5/2012 | |
** Signature of Reporting Person |
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1 Year UMB Financial Chart |
1 Month UMB Financial Chart |
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