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TTEK Tetra Tech Inc

192.49
-2.23 (-1.15%)
02 May 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
Tetra Tech Inc NASDAQ:TTEK NASDAQ Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  -2.23 -1.15% 192.49 153.07 196.76 195.06 190.75 194.03 390,064 01:00:00

Statement of Changes in Beneficial Ownership (4)

21/11/2017 10:18pm

Edgar (US Regulatory)


FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Teufele Bernard
2. Issuer Name and Ticker or Trading Symbol

TETRA TECH INC [ TTEK ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                      _____ 10% Owner
__ X __ Officer (give title below)      _____ Other (specify below)
SVP, CSA Division
(Last)          (First)          (Middle)

14940 123 AVENUE
3. Date of Earliest Transaction (MM/DD/YYYY)

11/17/2017
(Street)

EDMONTON, A0 T5V 1B4
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
COMMON STOCK   11/17/2017     A    1720   (1) A $0   7476   D    
COMMON STOCK   11/18/2017     F    85   (2) D $47.95   7391   D    
COMMON STOCK   11/20/2017     F    85   (3) D $48.55   7306   D    

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
STOCK OPTION (RIGHT TO BUY)   $47.95   11/17/2017     A      5580       11/17/2018   (4) 11/17/2027   COMMON STOCK   5580.0   $0   5580   D    

Explanation of Responses:
(1)  1,720 restricted stock units (RSUs) were awarded to the reporting person on November 17, 2017. The RSUs become vested as to 25% of the shares on November 18, 2018, and the anniversary of that date going forward until fully vested.
(2)  85 of the shares underlying restricted stock which vested on 11/18/2017 were withheld to pay the related tax liability.
(3)  85 of the shares underlying restricted stock which vested on 11/20/2017 were withheld to pay the related tax liability.
(4)  The option becomes exercisable as to 25% of the Shares on each anniversary of the grant date.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
Teufele Bernard
14940 123 AVENUE
EDMONTON, A0 T5V 1B4


SVP, CSA Division

Signatures
JANIS B. SALIN FOR BERNARD TEUFELE 11/21/2017
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

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