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TSCBP TriState Capital Holdings Inc

24.54
0.00 (0.00%)
Pre Market
Last Updated: 01:00:00
Delayed by 15 minutes
Name Symbol Market Type
TriState Capital Holdings Inc NASDAQ:TSCBP NASDAQ Preference Share
  Price Change % Change Price Bid Price Offer Price High Price Low Price Open Price Traded Last Trade
  0.00 0.00% 24.54 24.65 25.55 0 01:00:00

Statement of Changes in Beneficial Ownership (4)

26/01/2022 1:56pm

Edgar (US Regulatory)


FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

GETZ JAMES F
2. Issuer Name and Ticker or Trading Symbol

TriState Capital Holdings, Inc. [ TSC ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__X__ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
CHAIRMAN, PRESIDENT AND CEO
(Last)          (First)          (Middle)

ONE OXFORD CENTRE, 301 GRANT STREET, SUITE 2700
3. Date of Earliest Transaction (MM/DD/YYYY)

1/14/2022
(Street)

PITTSBURGH, PA 15219
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 1/14/2022  F  6675 (1)D$32.25 411522 D (2) 
Common Stock 1/17/2022  F  52606 (3)D$32.32 358916 D (2) 
Common Stock 1/20/2022  A  67780 A$0 426696 D (2) 
Common Stock         549210 D (4) 
Common Stock         347173 I By Getz Enterprises, L.P. (5)
Common Stock         141922 I By Stephens Inc. FBO James F. Getz Individual Retirement Account (6)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares

Explanation of Responses:
(1) Reflects the withholding of 6,675 shares of common stock to satisfy tax obligations resulting from the vesting of 16,093 shares of restricted stock. The number of shares withheld was determined on January 14, 2022 based on the closing price of the Issuer's common stock on January 13, 2022 and is not a market sale of securities.
(2) Owned by Mr. Getz individually.
(3) Reflects the withholding of 52,606 shares of common stock to satisfy tax obligations resulting from the vesting of 126,613 shares of restricted stock. The number of shares withheld was determined on January 17, 2022 based on the closing price of the Issuer's common stock on January 14, 2022 and is not a market sale of securities.
(4) Shares held jointly by Mr. Getz and his wife.
(5) The Reporting Person is the general partner of this entity.
(6) The Reporting Person is the beneficiary of this account.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
GETZ JAMES F
ONE OXFORD CENTRE
301 GRANT STREET, SUITE 2700
PITTSBURGH, PA 15219
X
CHAIRMAN, PRESIDENT AND CEO

Signatures
/s/ Karla Villatoro de Friedman, General Counsel of TriState Capital Bank, Attorney-in-Fact1/25/2022
**Signature of Reporting PersonDate

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