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TRUP Trupanion Inc

23.32
0.82 (3.64%)
02 May 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
Trupanion Inc NASDAQ:TRUP NASDAQ Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.82 3.64% 23.32 22.53 24.49 24.68 22.4177 22.59 863,065 00:55:11

Amended Statement of Changes in Beneficial Ownership (4/a)

28/04/2021 10:12pm

Edgar (US Regulatory)


FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

BEARMAN ASHER
2. Issuer Name and Ticker or Trading Symbol

TRUPANION, INC. [ TRUP ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
EVP, Business Development
(Last)          (First)          (Middle)

C/O TRUPANION, INC., 6100 4TH AVENUE S, SUITE 200
3. Date of Earliest Transaction (MM/DD/YYYY)

2/24/2020
(Street)

SEATTLE, WA 98108
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

2/27/2020 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 2/24/2020 (1) M(1)  0 (1)A$0 1160 D  
Common Stock 2/24/2020 (1) F(1)  0 (1)(2)D$0 1160 D  
Common Stock 2/25/2020  M  1220 A$0 2380 D  
Common Stock 2/25/2020  F  361 (2)D$0 2019 D  
Common Stock 2/25/2020  M  8317 A$0 10336 D  
Common Stock 2/25/2020  F  2046 (2)D$0 8290 D  

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Unit (RSU) $32.6 2/24/2020 (1) A (1)  0 (1)   2/24/2020 2/24/2020 Common Stock 0.0 $0 0 D  
Restricted Stock Unit (RSU) $32.6 2/24/2020 (1) M (1)    0 (1) 2/24/2020 2/24/2020 Common Stock 0.0 $0 0 D  
Restricted Stock Unit (RSU)  (3)2/25/2020  M     1220   (4)2/25/2022 Common Stock 1220.0 $0 9756 D  
Restricted Stock Unit (RSU)  (3)2/25/2020  M     8317   (5)2/25/2023 Common Stock 8317.0 $0 24951 D  

Explanation of Responses:
(1) This Form 4 amendment is being made to correct the erroneously reported grant of (i) 1,171 RSUs and (ii) withholding of 347 shares of common stock by the issuer to satisfy its income tax withholding obligations in connection with this erroneous grant. The reporting person did not receive the RSUs reported in the original Form 4.
(2) This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.
(3) Restricted stock units convert into common stock on a one-for-one basis.
(4) The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2019, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.
(5) The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
BEARMAN ASHER
C/O TRUPANION, INC.
6100 4TH AVENUE S, SUITE 200
SEATTLE, WA 98108


EVP, Business Development

Signatures
/s/ Charlotte Sim-Warner as attorney-in-fact for Asher Bearman4/28/2021
**Signature of Reporting PersonDate

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