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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Thomburg Income Builder Opportunities Trust | NASDAQ:TBLD | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.06 | 0.38% | 16.00 | 15.74 | 17.06 | 16.08 | 15.8962 | 15.97 | 122,765 | 21:30:00 |
Thornburg Income Builder Opportunities Trust | December 31, 2023 (Unaudited) |
Issuer-Description | SHARES/ PRINCIPAL AMOUNT | VALUE | |
Common Stock — 57.7% | |||
Automobiles & Components — 1.9% | |||
Automobiles — 1.9% | |||
Mercedes-Benz Group AG | 133,563 | $ 9,222,803 | |
Stellantis NV | 74,500 | 1,737,340 | |
10,960,143 | |||
Banks — 4.1% | |||
Banks — 4.1% | |||
ING Groep NV Series N, | 505,147 | 7,542,870 | |
JPMorgan Chase & Co. | 56,700 | 9,644,670 | |
Mitsubishi UFJ Financial Group, Inc. | 374,100 | 3,214,342 | |
Regions Financial Corp. | 184,100 | 3,567,858 | |
23,969,740 | |||
Capital Goods — 0.4% | |||
Industrial Conglomerates — 0.4% | |||
Siemens AG | 11,200 | 2,100,932 | |
2,100,932 | |||
Consumer Discretionary Distribution & Retail — 1.5% | |||
Broadline Retail — 1.5% | |||
Alibaba Group Holding Ltd. | 202,000 | 1,955,715 | |
JD.com, Inc. Class A | 4,361 | 62,831 | |
a | MercadoLibre, Inc. | 4,300 | 6,757,622 |
8,776,168 | |||
Consumer Durables & Apparel — 0.9% | |||
Household Durables — 0.9% | |||
Sony Group Corp. Sponsored ADR | 53,225 | 5,039,875 | |
5,039,875 | |||
Consumer Services — 0.0% | |||
Hotels, Restaurants & Leisure — 0.0% | |||
a,b | Meituan Class B | 9,160 | 96,075 |
96,075 | |||
Consumer Staples Distribution & Retail — 1.0% | |||
Consumer Staples Distribution & Retail — 1.0% | |||
Tesco plc | 1,528,700 | 5,660,560 | |
5,660,560 | |||
Energy — 5.1% | |||
Oil, Gas & Consumable Fuels — 5.1% | |||
Enbridge, Inc. | 198,615 | 7,149,870 | |
Eni SpA | 173,600 | 2,941,379 | |
Petroleo Brasileiro SA Sponsored ADR | 302,585 | 4,832,283 | |
TC Energy Corp. | 151,210 | 5,906,667 | |
TotalEnergies SE | 130,500 | 8,874,435 | |
29,704,634 | |||
Financial Services — 2.0% | |||
Capital Markets — 1.8% | |||
CME Group, Inc. | 49,000 | 10,319,400 | |
Financial Services — 0.2% | |||
a,b | Adyen NV | 1,025 | 1,320,065 |
11,639,465 | |||
Food, Beverage & Tobacco — 1.5% | |||
Food Products — 0.2% | |||
Nestle SA | 12,000 | 1,391,261 | |
Tobacco — 1.3% | |||
Altria Group, Inc. | 187,900 | 7,579,886 | |
8,971,147 |
Thornburg Income Builder Opportunities Trust | December 31, 2023 (Unaudited) |
Issuer-Description | SHARES/ PRINCIPAL AMOUNT | VALUE | |
Health Care Equipment & Services — 0.4% | |||
Health Care Equipment & Supplies — 0.4% | |||
Medtronic plc | 27,300 | $ 2,248,974 | |
2,248,974 | |||
Insurance — 4.9% | |||
Insurance — 4.9% | |||
Assicurazioni Generali SpA | 382,074 | 8,058,310 | |
Legal & General Group plc | 1,643,600 | 5,260,583 | |
NN Group NV | 378,360 | 14,932,438 | |
28,251,331 | |||
Materials — 5.8% | |||
Chemicals — 3.1% | |||
Fertiglobe plc | 2,294,190 | 1,855,216 | |
LyondellBasell Industries NV Class A | 82,904 | 7,882,512 | |
OCI NV | 279,469 | 8,095,561 | |
Metals & Mining — 2.7% | |||
BHP Group Ltd. | 370,500 | 12,727,378 | |
Glencore plc | 475,000 | 2,858,371 | |
c | MMC Norilsk Nickel PJSC | 30,700 | 181,130 |
a,c | Severstal PAO GDR | 236,300 | 14,178 |
33,614,346 | |||
Media & Entertainment — 4.9% | |||
Entertainment — 2.0% | |||
Nintendo Co. Ltd. | 196,000 | 10,229,532 | |
a | Sea Ltd. ADR | 36,900 | 1,494,450 |
Interactive Media & Services — 2.9% | |||
a | Meta Platforms, Inc. Class A | 37,200 | 13,167,312 |
Tencent Holdings Ltd. | 91,600 | 3,444,165 | |
28,335,459 | |||
Pharmaceuticals, Biotechnology & Life Sciences — 4.7% | |||
Biotechnology — 0.5% | |||
AbbVie, Inc. | 19,400 | 3,006,418 | |
Pharmaceuticals — 4.2% | |||
Novartis AG | 57,094 | 5,761,331 | |
Pfizer, Inc. | 334,611 | 9,633,451 | |
Roche Holding AG | 30,180 | 8,773,569 | |
a | Sandoz Group AG | 11,418 | 367,363 |
27,542,132 | |||
Semiconductors & Semiconductor Equipment — 4.9% | |||
Semiconductors & Semiconductor Equipment — 4.9% | |||
ASML Holding NV | 11,610 | 8,737,254 | |
QUALCOMM, Inc. | 62,500 | 9,039,375 | |
Taiwan Semiconductor Manufacturing Co. Ltd. Sponsored ADR | 100,682 | 10,470,928 | |
28,247,557 | |||
Software & Services — 2.1% | |||
Information Technology Services — 0.2% | |||
a | Shopify, Inc. Class A | 17,500 | 1,363,250 |
Software — 1.9% | |||
Microsoft Corp. | 10,700 | 4,023,628 | |
Open Text Corp. | 42,700 | 1,794,621 | |
a | ServiceNow, Inc. | 7,500 | 5,298,675 |
12,480,174 | |||
Technology Hardware & Equipment — 4.2% | |||
Communications Equipment — 2.1% | |||
Cisco Systems, Inc. | 174,100 | 8,795,532 | |
Telefonaktiebolaget LM Ericsson Class B | 577,800 | 3,615,385 | |
Electronic Equipment, Instruments & Components — 2.1% |
Thornburg Income Builder Opportunities Trust | December 31, 2023 (Unaudited) |
Issuer-Description | SHARES/ PRINCIPAL AMOUNT | VALUE | |
Keyence Corp. | 11,000 | $ 4,846,241 | |
Lotes Co. Ltd. | 208,189 | 7,258,345 | |
24,515,503 | |||
Telecommunication Services — 3.0% | |||
Diversified Telecommunication Services — 2.5% | |||
AT&T, Inc. | 333,000 | 5,587,740 | |
Orange SA | 754,590 | 8,583,539 | |
Wireless Telecommunication Services — 0.5% | |||
Vodafone Group plc | 3,450,000 | 3,014,955 | |
17,186,234 | |||
Utilities — 4.4% | |||
Electric Utilities — 4.4% | |||
Endesa SA | 514,135 | 10,477,516 | |
Enel SpA | 2,052,127 | 15,246,451 | |
25,723,967 | |||
Total Common Stock (Cost $381,525,468) | 335,064,416 | ||
Preferred Stock — 0.4% | |||
Financial Services — 0.4% | |||
Capital Markets — 0.4% | |||
c,d | Gabelli Dividend & Income Trust Series J, 1.70%, 3/26/2028 | 102 | 2,397,000 |
2,397,000 | |||
Total Preferred Stock (Cost $2,358,500) | 2,397,000 | ||
Asset Backed Securities — 3.3% | |||
Auto Receivables — 1.2% | |||
b | BOF VII AL Funding Trust I, Series 2023-CAR3 Class A2, 6.291% due 7/26/2032 | $ 1,620,436 | 1,630,466 |
Carvana Auto Receivables Trust, | |||
b | Series 2021-P3 Class R, due 9/11/2028 | 2,500 | 616,287 |
b | Series 2022-P1 Class R, due 1/10/2029 | 3,000 | 742,836 |
b | Series 2022-P1 Class XS, due 1/10/2029 | 83,751,172 | 403,714 |
b | Credit Suisse ABS Trust Series 2020-AT1 Class CERT, due 6/15/2026 | 16,617 | 130,885 |
JPMorgan Chase Bank NA - CACLN, | |||
b | Series 2020-1 Class R, 33.784% due 1/25/2028 | 832,243 | 896,809 |
b | Series 2020-2 Class R, 31.355% due 2/25/2028 | 1,189,515 | 1,329,014 |
b | Lendbuzz Securitization Trust, Series 2022-1A Class A, 4.22% due 5/17/2027 | 1,157,125 | 1,128,105 |
b | United Auto Credit Securitization Trust Series 2022-1 Class R, due 11/10/2028 | 6,000 | 88,557 |
6,966,673 | |||
Credit Card — 0.3% | |||
b | Mercury Financial Credit Card Master Trust, Series 2023-1A Class A, 8.04% due 9/20/2027 | 2,000,000 | 2,001,451 |
2,001,451 | |||
Other Asset Backed — 1.8% | |||
b | Aqua Finance Trust, Series 2020-AA Class D, 7.15% due 7/17/2046 | 750,000 | 653,875 |
b | FAT Brands Fazoli’s Native I LLC, Series 2021-1 Class A2, 7.00% due 7/25/2051 | 2,487,500 | 2,264,798 |
b,c | Goldman Home Improvement Trust Issuer Trust Series 2021-GRN2 Class R, due 6/20/2051 | 12,500 | 782,223 |
LP LMS Asset Securitization Trust, | |||
b | Series 2021-2A Class A, 1.75% due 1/15/2029 | 183,668 | 182,574 |
b | Series 2021-2A Class D, 6.61% due 1/15/2029 | 1,000,000 | 894,929 |
b | Marlette Funding Trust Series 2021-3A Class R, due 12/15/2031 | 14,510 | 700,477 |
b | Mosaic Solar Loan Trust Series 2021-3A Class R, due 6/20/2052 | 8,471,318 | 366,901 |
b | Pagaya AI Debt Selection Trust, Series 2021-1 Class B, 2.13% due 11/15/2027 | 701,650 | 697,240 |
d | Prosper Marketplace Issuance Trust Series 2019-4A Class CERT, due 2/17/2026 | 44,227 | 603,265 |
Upstart Pass-Through Trust, | |||
b | Series 2021-ST5 Class A, 2.00% due 7/20/2027 | 561,445 | 536,730 |
b | Series 2021-ST7 Class CERT, due 9/20/2029 | 3,000,000 | 1,179,201 |
b | Series 2021-ST8 Class CERT, due 10/20/2029 | 3,000,000 | 734,754 |
b | Upstart Structured Pass-Through Trust, Series 2022-4A Class A, 7.01% due 11/15/2030 | 561,344 | 561,664 |
10,158,631 |
Thornburg Income Builder Opportunities Trust | December 31, 2023 (Unaudited) |
Issuer-Description | SHARES/ PRINCIPAL AMOUNT | VALUE | |
Total Asset Backed Securities (Cost $25,255,401) | 19,126,755 | ||
Corporate Bonds — 18.5% | |||
Automobiles & Components — 0.6% | |||
Construction & Engineering — 0.3% | |||
b,e | IHS Netherlands Holdco BV, 8.00% due 9/18/2027 | $ 2,000,000 | $ 1,784,100 |
Trading Companies & Distributors — 0.3% | |||
LKQ Corp., 6.25% due 6/15/2033 | 1,750,000 | 1,828,802 | |
3,612,902 | |||
Banks — 0.3% | |||
Banks — 0.3% | |||
d,f | Bank of New York Mellon Corp., Series I, 3.75% (5-Yr. CMT + 2.63%) due 12/20/2026 | 2,000,000 | 1,732,540 |
1,732,540 | |||
Commercial & Professional Services — 0.5% | |||
Commercial Services & Supplies — 0.5% | |||
b | ACCO Brands Corp., 4.25% due 3/15/2029 | 500,000 | 451,560 |
e | Cimpress plc, 7.00% due 6/15/2026 | 2,000,000 | 1,955,400 |
Equifax, Inc., 5.10% due 6/1/2028 | 667,000 | 672,943 | |
3,079,903 | |||
Consumer Durables & Apparel — 0.6% | |||
Household Durables — 0.5% | |||
b | CD&R Smokey Buyer, Inc., 6.75% due 7/15/2025 | 3,000,000 | 2,975,940 |
Leisure Products — 0.1% | |||
b | Vista Outdoor, Inc., 4.50% due 3/15/2029 | 265,000 | 259,430 |
3,235,370 | |||
Consumer Services — 0.5% | |||
Hotels, Restaurants & Leisure — 0.5% | |||
b | Nathan’s Famous, Inc., 6.625% due 11/1/2025 | 1,125,000 | 1,119,386 |
b | TKC Holdings, Inc., 6.875% due 5/15/2028 | 2,000,000 | 1,857,780 |
2,977,166 | |||
Consumer Staples Distribution & Retail — 0.3% | |||
Consumer Staples Distribution & Retail — 0.3% | |||
b | Albertsons Cos., Inc./Safeway, Inc./New Albertsons LP/Albertsons LLC, 5.875% due 2/15/2028 | 1,500,000 | 1,498,845 |
1,498,845 | |||
Energy — 1.9% | |||
Oil, Gas & Consumable Fuels — 1.9% | |||
b | Chesapeake Energy Corp., 5.50% due 2/1/2026 | 2,000,000 | 1,986,280 |
b | CITGO Petroleum Corp., 7.00% due 6/15/2025 | 3,000,000 | 2,994,000 |
Delek Logistics Partners LP/Delek Logistics Finance Corp., 6.75% due 5/15/2025 | 2,000,000 | 1,979,440 | |
Kinder Morgan Energy Partners LP, 5.40% due 9/1/2044 | 2,000,000 | 1,876,540 | |
Sunoco LP/Sunoco Finance Corp., 5.875% due 3/15/2028 | 2,000,000 | 1,996,760 | |
10,833,020 | |||
Equity Real Estate Investment Trusts (REITs) — 0.8% | |||
Diversified REITs — 0.5% | |||
b | Iron Mountain Information Management Services, Inc., 5.00% due 7/15/2032 | 3,000,000 | 2,748,720 |
Real Estate Management & Development — 0.3% | |||
b | Cushman & Wakefield U.S. Borrower LLC, 6.75% due 5/15/2028 | 2,000,000 | 1,988,960 |
4,737,680 | |||
Financial Services — 2.7% | |||
Capital Markets — 1.3% | |||
b,e | B3 SA - Brasil Bolsa Balcao, 4.125% due 9/20/2031 | 1,750,000 | 1,529,605 |
b | LPL Holdings, Inc., 4.375% due 5/15/2031 | 3,000,000 | 2,711,700 |
Nasdaq, Inc., 2.50% due 12/21/2040 | 4,500,000 | 3,127,410 | |
Consumer Finance — 0.6% | |||
b | FirstCash, Inc., 5.625% due 1/1/2030 | 3,500,000 | 3,351,180 |
Thornburg Income Builder Opportunities Trust | December 31, 2023 (Unaudited) |
Issuer-Description | SHARES/ PRINCIPAL AMOUNT | VALUE | |
Financial Services — 0.8% | |||
b | Antares Holdings LP, 2.75% due 1/15/2027 | $ 2,000,000 | $ 1,774,260 |
b | United Wholesale Mortgage LLC, 5.50% due 11/15/2025 | 3,000,000 | 2,981,040 |
15,475,195 | |||
Food, Beverage & Tobacco — 2.3% | |||
Beverages — 0.8% | |||
b,e | Bacardi Ltd., 5.15% due 5/15/2038 | 3,000,000 | 2,850,330 |
b,e | Central American Bottling Corp./CBC Bottling Holdco SL/Beliv Holdco SL, 5.25% due 4/27/2029 | 2,000,000 | 1,881,900 |
Food Products — 0.5% | |||
b | Post Holdings, Inc., 5.50% due 12/15/2029 | 3,000,000 | 2,897,310 |
Tobacco — 1.0% | |||
b | Vector Group Ltd., 10.50% due 11/1/2026 | 5,630,000 | 5,644,751 |
13,274,291 | |||
Health Care Equipment & Services — 0.8% | |||
Health Care Providers & Services — 0.8% | |||
Centene Corp., 2.625% due 8/1/2031 | 2,000,000 | 1,667,760 | |
b | Tenet Healthcare Corp., 6.75% due 5/15/2031 | 3,000,000 | 3,070,770 |
4,738,530 | |||
Household & Personal Products — 0.8% | |||
Household Products — 0.4% | |||
Scotts Miracle-Gro Co., | |||
4.375% due 2/1/2032 | 1,500,000 | 1,281,810 | |
4.50% due 10/15/2029 | 1,500,000 | 1,342,260 | |
Personal Care Products — 0.4% | |||
b | Edgewell Personal Care Co., 4.125% due 4/1/2029 | 2,548,000 | 2,325,101 |
4,949,171 | |||
Insurance — 0.1% | |||
Insurance — 0.1% | |||
e | Enstar Group Ltd., 3.10% due 9/1/2031 | 1,000,000 | 816,290 |
816,290 | |||
Materials — 1.5% | |||
Containers & Packaging — 0.9% | |||
b | Matthews International Corp., Class C, 5.25% due 12/1/2025 | 3,414,000 | 3,346,744 |
b | Sealed Air Corp., 5.00% due 4/15/2029 | 1,960,000 | 1,907,864 |
Metals & Mining — 0.6% | |||
e | AngloGold Ashanti Holdings plc, 6.50% due 4/15/2040 | 2,399,000 | 2,354,259 |
b | Stillwater Mining Co., 4.50% due 11/16/2029 | 1,500,000 | 1,185,795 |
8,794,662 | |||
Media & Entertainment — 1.5% | |||
Media — 1.5% | |||
CCO Holdings LLC/CCO Holdings Capital Corp., | |||
b | 4.25% due 1/15/2034 | 2,000,000 | 1,626,380 |
4.50% due 5/1/2032 | 2,000,000 | 1,714,680 | |
b | Sirius XM Radio, Inc., 5.50% due 7/1/2029 | 2,500,000 | 2,422,825 |
b,e | Telenet Finance Luxembourg Notes SARL, 5.50% due 3/1/2028 | 3,000,000 | 2,799,540 |
8,563,425 | |||
Semiconductors & Semiconductor Equipment — 0.3% | |||
Semiconductors & Semiconductor Equipment — 0.3% | |||
b | Qorvo, Inc., 3.375% due 4/1/2031 | 2,000,000 | 1,717,880 |
1,717,880 | |||
Software & Services — 1.9% | |||
Information Technology Services — 0.8% | |||
Leidos, Inc., 5.50% due 7/1/2033 | 2,000,000 | 1,938,000 | |
b | Science Applications International Corp., 4.875% due 4/1/2028 | 3,000,000 | 2,869,410 |
Internet Software & Services — 0.4% | |||
b,e | Prosus NV, 4.027% due 8/3/2050 | 3,000,000 | 1,962,390 |
Thornburg Income Builder Opportunities Trust | December 31, 2023 (Unaudited) |
Issuer-Description | SHARES/ PRINCIPAL AMOUNT | VALUE | |
Software — 0.7% | |||
b | MSCI, Inc., 3.875% due 2/15/2031 | $ 2,500,000 | $ 2,280,350 |
b,e | Open Text Corp., 3.875% due 12/1/2029 | 2,000,000 | 1,794,440 |
10,844,590 | |||
Telecommunication Services — 0.3% | |||
Wireless Telecommunication Services — 0.3% | |||
b,e | Vmed O2 UK Financing I plc, 4.25% due 1/31/2031 | 2,000,000 | 1,752,800 |
1,752,800 | |||
Utilities — 0.8% | |||
Electric Utilities — 0.8% | |||
b,e | AES Espana BV, 5.70% due 5/4/2028 | 2,000,000 | 1,831,240 |
e | Comision Federal de Electricidad, 5.00% due 9/29/2036 | 3,530,000 | 3,144,806 |
4,976,046 | |||
Total Corporate Bonds (Cost $108,964,056) | 107,610,306 | ||
Other Government — 0.4% | |||
b,e | Finance Department Government of Sharjah, 4.00% due 7/28/2050 | 3,500,000 | 2,331,000 |
Total Other Government (Cost $2,310,158) | 2,331,000 | ||
U.S. Treasury Securities — 0.6% | |||
United States Treasury Inflation Indexed Bonds, 0.75%, 2/15/2042 | 4,084,890 | 3,319,199 | |
Total U.S. Treasury Securities (Cost $3,322,374) | 3,319,199 | ||
U.S. Government Agencies — 0.2% | |||
b,d,f | Farm Credit Bank of Texas, Series 4, 5.70% (5-Yr. CMT + 5.42%), 9/15/2025 | 1,000,000 | 950,000 |
Total U.S. Government Agencies (Cost $1,037,594) | 950,000 | ||
Mortgage Backed — 7.0% | |||
b,d | Barclays Mortgage Loan Trust, Whole Loan Securities Trust CMO, Series 2022-INV1 Class A3, 4.53% due 2/25/2062 | 1,734,875 | 1,610,843 |
Citigroup Mortgage Loan Trust, Whole Loan Securities Trust CMO, | |||
b,d | Series 2021-J3 Class B4, 2.859% due 9/25/2051 | 350,000 | 160,803 |
b,d | Series 2021-J3 Class B6, 2.859% due 9/25/2051 | 200,000 | 60,041 |
CSMC Trust, CMBS, | |||
b,d | Series 2020-522F Class A, 9.215% (TSFR1M + 3.85%) due 9/16/2025 | 2,000,000 | 1,188,408 |
b,d | Series 2021-BPNY Class A, 9.191% (TSFR1M + 3.83%) due 8/15/2026 | 2,000,000 | 1,756,175 |
CSMC Trust, Whole Loan Securities Trust CMO, | |||
b,d | Series 2021-NQM8 Class M1, 3.256% due 10/25/2066 | 3,000,000 | 1,856,779 |
b,d | Series 2022-NQM5 Class A3, 5.169% due 5/25/2067 | 1,489,543 | 1,420,209 |
Federal Home Loan Mtg Corp., | |||
d | Pool 760027, 4.38% (5-Yr. CMT + 1.380%) due 11/1/2047 | 311,018 | 301,853 |
d | Pool 841463, 2.155% (2.18% - SOFR30A) due 7/1/2052 | 3,404,598 | 2,964,009 |
Federal Home Loan Mtg Corp., UMBS Collateral, Pool SD8373, 6.00% due 11/1/2053 | 3,941,291 | 4,000,651 | |
Federal National Mtg Assoc., | |||
d | Pool BJ2784, 4.975% (5-Yr. CMT + 1.600%) due 12/1/2047 | 146,024 | 144,491 |
d | Pool BJ4423, 4.985% (5-Yr. CMT + 1.360%) due 1/1/2048 | 238,131 | 234,953 |
d | Pool BK4138, 5.475% (5-Yr. CMT + 1.600%) due 4/1/2048 | 384,177 | 384,810 |
d | Pool BN7152, 5.16% (H15T1Y + 2.16%) due 11/1/2047 | 367,875 | 370,285 |
d | Pool BN7153, 4.41% (H15T1Y + 2.16%) due 4/1/2048 | 647,097 | 663,369 |
d | Pool BP0632, 4.445% (H15T1Y + 2.07%) due 7/1/2049 | 113,047 | 112,887 |
d | Pool CB2214, 1.539% (2.20% - SOFR30A) due 11/1/2051 | 2,767,528 | 2,464,518 |
Federal National Mtg Assoc., UMBS Collateral, Pool MA5166 6.00% due 10/1/2053 | 1,365,254 | 1,385,816 | |
b,d | GCAT Trust, Whole Loan Securities Trust CMO, Series 2021-CM2 Class A1, 2.352% due 8/25/2066 | 925,387 | 845,450 |
b,d | Homeward Opportunities Fund I Trust, Whole Loan Securities Trust CMO, Series 2020-2 Class B3, 5.467% due 5/25/2065 | 3,000,000 | 2,699,468 |
b,d | Homeward Opportunities Fund Trust, Whole Loan Securities Trust CMO, Series 2022-1 A Class A1, 5.082% due 7/25/2067 | 1,358,254 | 1,325,502 |
b | Houston Galleria Mall Trust, CMBS, Series 2015-HGLR Class A1A2, 3.087% due 3/5/2037 | 2,000,000 | 1,913,322 |
JPMorgan Mortgage Trust, Whole Loan Securities Trust CMO, | |||
b,d | Series 2021-11 Class B5, 3.024% due 1/25/2052 | 712,426 | 455,089 |
b,d | Series 2021-11 Class B6, 2.828% due 1/25/2052 | 852,715 | 362,748 |
b,d | Series 2023-3 Class A4B, 5.50% due 10/25/2053 | 1,817,169 | 1,798,043 |
Thornburg Income Builder Opportunities Trust | December 31, 2023 (Unaudited) |
Issuer-Description | SHARES/ PRINCIPAL AMOUNT | VALUE | |
Mello Mortgage Capital Acceptance, Whole Loan Securities Trust CMO, | |||
b,d,g | Series 2021-INV2 Class AX1, 0.123% due 8/25/2051 | $100,944,066 | $ 482,593 |
b,d,g | Series 2021-INV2 Class AX4, 0.70% due 8/25/2051 | 6,916,507 | 266,730 |
b,d | Series 2021-INV2 Class B5, 3.323% due 8/25/2051 | 313,360 | 204,069 |
b,d | Series 2021-INV2 Class B6, 3.081% due 8/25/2051 | 1,515,892 | 643,608 |
b,d,g | Series 2021-INV3 Class AX1, 0.163% due 10/25/2051 | 26,254,223 | 178,909 |
b,d,g | Series 2021-INV3 Class AX4, 0.55% due 10/25/2051 | 2,131,025 | 56,808 |
b,d | Series 2021-INV3 Class B5, 3.213% due 10/25/2051 | 95,186 | 62,227 |
b,d | Series 2021-INV3 Class B6, 3.022% due 10/25/2051 | 414,177 | 181,077 |
b,d | MFA Trust, Whole Loan Securities Trust CMO, Series 2022-INV1 Class A3, 4.25% due 4/25/2066 | 750,000 | 604,112 |
New Residential Mortgage Loan Trust, Whole Loan Securities Trust CMO, | |||
b,d,g | Series 2021-INV1 Class AX1, 0.75% due 6/25/2051 | 32,468,520 | 1,171,825 |
b,d | Series 2021-INV1 Class B5, 3.25% due 6/25/2051 | 363,885 | 241,840 |
b,d | Series 2021-INV1 Class B6, 3.235% due 6/25/2051 | 651,744 | 324,851 |
Sequoia Mortgage Trust, Whole Loan Securities Trust CMO, | |||
b,d | Series 2021-9 Class A1, 2.50% due 1/25/2052 | 2,295,633 | 1,879,431 |
b,d | Series 2023-3 Class A1, 6.00% due 9/25/2053 | 1,425,342 | 1,425,342 |
b,d | Starwood Mortgage Residential Trust, Whole Loan Securities Trust CMO, Series 2021-6 Class M1, 3.386% due 11/25/2066 | 1,500,000 | 864,162 |
Wells Fargo Mortgage Backed Securities Trust, Whole Loan Securities Trust CMO, | |||
b,d,g | Series 2021-INV1 Class AIO2, 0.50% due 8/25/2051 | 27,897,988 | 728,218 |
b,d | Series 2021-INV1 Class B4, 3.314% due 8/25/2051 | 502,284 | 361,332 |
b,d | Series 2021-INV1 Class B5, 3.314% due 8/25/2051 | 397,044 | 264,304 |
b,d | Series 2021-INV1 Class B6, 3.314% due 8/25/2051 | 305,891 | 111,279 |
Total Mortgage Backed (Cost $41,679,979) | 40,533,239 | ||
Loan Participations — 0.0% | |||
Software & Services — 0.0% | |||
Information Technology Services — 0.0% | |||
h | Vericast Corp., 13.36% (SOFR + 7.75%) due 6/16/2026 | 5,683 | 5,281 |
5,281 | |||
Total Loan Participations (Cost $0) | 5,281 | ||
Short-Term Investments — 10.4% | |||
i | Thornburg Capital Management Fund | 6,037,676 | 60,376,756 |
Total Short-Term Investments (Cost $60,376,756) | 60,376,756 | ||
Total Investments — 98.5% (Cost $626,830,286) | $571,713,952 | ||
Other Assets Less Liabilities — 1.5% | 8,579,403 | ||
Net Assets — 100.0% | $580,293,355 |
OUTSTANDING WRITTEN OPTIONS CONTRACTS AT DECEMBER 31, 2023 | |||||||||
CONTRACT DESCRIPTION | CONTRACT PARTY* | CONTRACT AMOUNT | EXERCISE PRICE | EXPIRATION DATE | NOTIONAL AMOUNT | PREMIUMS RECEIVED USD | VALUE USD | ||
WRITTEN CALL OPTIONS – (0.2)% | |||||||||
BANKS – (0.1)% | |||||||||
ING Groep NV | GST | 233,000 | EUR | 13.50 | 1/19/2024 | EUR | 3,151,558 | $ 60,368 | $ (67,139) |
Mitsubishi UFJ Financial Group, Inc. | JPM | 374,100 | JPY | 1,250.00 | 1/24/2024 | JPY | 453,222,150 | 49,141 | (50,181) |
109,509 | (117,320) | ||||||||
CONSUMER STAPLES DISTRIBUTION & RETAIL – (0.0)% | |||||||||
Tesco plc | JPM | 650,700 | GBP | 2.90 | 1/19/2024 | GBP | 1,890,283 | 22,853 | (44,154) |
INSURANCE – (0.0)% | |||||||||
Assicurazioni Generali SpA | GST | 127,920 | EUR | 19.50 | 1/19/2024 | EUR | 2,443,912 | 30,980 | (20,411) |
NN Group NV | GST | 78,394 | EUR | 35.50 | 1/19/2024 | EUR | 2,802,585 | 45,423 | (71,642) |
76,403 | (92,053) |
Thornburg Income Builder Opportunities Trust | December 31, 2023 (Unaudited) |
OUTSTANDING WRITTEN OPTIONS CONTRACTS AT DECEMBER 31, 2023 | |||||||||
CONTRACT DESCRIPTION | CONTRACT PARTY* | CONTRACT AMOUNT | EXERCISE PRICE | EXPIRATION DATE | NOTIONAL AMOUNT | PREMIUMS RECEIVED USD | VALUE USD | ||
MATERIALS – (0.0)% | |||||||||
Glencore plc | GST | 475,000 | GBP | 4.80 | 1/19/2024 | GBP | 2,242,475 | $ 54,596 | $ (50,294) |
OCI NV | GST | 83,700 | EUR | 27.00 | 1/19/2024 | EUR | 2,196,288 | 47,583 | (45,083) |
102,179 | (95,377) | ||||||||
MEDIA & ENTERTAINMENT – (0.0)% | |||||||||
Meta Platforms, Inc. | GST | 16,100 | USD | 360.00 | 1/19/2024 | USD | 5,698,756 | 55,223 | (100,607) |
PHARMACEUTICALS, BIOTECHNOLOGY & LIFE SCIENCES – (0.0)% | |||||||||
Novartis AG | UAG | 33,094 | CHF | 87.00 | 1/19/2024 | CHF | 2,808,688 | 42,633 | (15,481) |
Sandoz Group AG | UAG | 11,418 | CHF | 27.00 | 1/19/2024 | CHF | 308,971 | 5,754 | (8,980) |
48,387 | (24,461) | ||||||||
SOFTWARE & SERVICES – (0.0)% | |||||||||
ServiceNow, Inc. | GST | 2,500 | USD | 700.00 | 1/19/2024 | USD | 1,766,225 | 50,000 | (52,298) |
TECHNOLOGY HARDWARE & EQUIPMENT – (0.1)% | |||||||||
Lotes Co. Ltd. | JPM | 83,000 | TWD | 1,000.00 | 1/17/2024 | TWD | 88,810,000 | 22,398 | (234,336) |
Lotes Co. Ltd. | BOA | 82,000 | TWD | 1,000.00 | 1/17/2024 | TWD | 87,740,000 | 42,193 | (231,513) |
64,591 | (465,849) | ||||||||
TELECOMMUNICATION SERVICES – (0.0)% | |||||||||
Orange SA | UAG | 379,022 | EUR | 11.25 | 1/19/2024 | EUR | 3,905,443 | 61,853 | (2,302) |
TOTAL WRITTEN CALL OPTIONS | $590,998 | $(994,421) | |||||||
WRITTEN PUT OPTIONS – (0.0)% | |||||||||
ENERGY – (0.0)% | |||||||||
Shell plc | JPM | 89,700 | EUR | 29.50 | 1/19/2024 | EUR | 2,673,060 | $ 33,226 | $ (30,916) |
Equinor ASA | GST | 100,000 | NOK | 300.00 | 2/9/2024 | NOK | 32,215,000 | 36,676 | (44,018) |
69,902 | (74,934) | ||||||||
PHARMACEUTICALS, BIOTECHNOLOGY & LIFE SCIENCES – (0.0)% | |||||||||
AbbVie, Inc. | GST | 37,500 | USD | 155.00 | 1/5/2024 | USD | 5,811,375 | 66,375 | (42,372) |
AstraZeneca plc | GST | 22,500 | GBP | 100.00 | 1/19/2024 | GBP | 2,385,000 | 45,622 | (10,038) |
Pfizer, Inc. | GST | 126,600 | USD | 27.50 | 1/19/2024 | USD | 3,644,814 | 39,246 | (23,443) |
151,243 | (75,853) | ||||||||
TELECOMMUNICATION SERVICES – (0.0)% | |||||||||
Vodafone Group plc | JPM | 3,472,500 | GBP | 0.66 | 2/16/2024 | GBP | 2,380,746 | 76,730 | (83,001) |
UTILITIES – (0.0)% | |||||||||
Enel SpA | GST | 353,000 | EUR | 6.70 | 1/19/2024 | EUR | 2,375,690 | 33,403 | (26,990) |
TOTAL WRITTEN PUT OPTIONS | $331,278 | $(260,778) | |||||||
TOTAL | $922,276 | $(1,255,199) | |||||||
* | Counterparties include JPMorgan Chase Bank, N.A. (“JPM”), UBS AG ("UAG"), Bank of America ("BOA") and Goldman Sachs International ("GST"). |
Thornburg Income Builder Opportunities Trust | December 31, 2023 (Unaudited) |
Footnote Legend | |
a | Non-income producing. |
b | Securities exempt from registration under Rule 144A of the Securities Act of 1933, as amended. These securities are restricted but liquid and may only be resold in the ordinary course of business in transactions exempt from registration, normally to qualified institutional buyers. As of December 31, 2023, the aggregate value of these securities in the Trust’s portfolio was $128,906,833, representing 22.21% of the Trust’s net assets. |
c | Security currently fair valued by the Valuation and Pricing Committee. |
d | Variable, floating, step, or fixed to floating rate securities are securities for which interest rate changes are based on changes in a designated base rate or on a predetermined schedule. The rates shown are those in effect on December 31, 2023. |
e | Yankee bond denominated in U.S. dollars and is issued in the U.S. by foreign banks and corporations. |
f | Securities are perpetual and, thus, do not have a predetermined maturity date. The date shown, if applicable, reflects the next call date. |
g | Interest only. |
h | The stated coupon rate represents the greater of the SOFR or the SOFR floor rate plus a spread at December 31, 2023. |
i | Investment in Affiliates. |
Thornburg Income Builder Opportunities Trust | December 31, 2023 (Unaudited) |
Thornburg Income Builder Opportunities Trust | December 31, 2023 (Unaudited) |
Market Value 9/30/23 | Purchases at Cost | Sales Proceeds | Realized Gain (Loss) | Change in Unrealized Appr./(Depr.) | Market Value 12/31/23 | Dividend Income | |
Thornburg Capital Mgmt. Fund | $32,557,057 | $59,002,801 | $(31,183,102) | $- | $- | $60,376,756 | $556,082 |
1 Year Thomburg Income Builder ... Chart |
1 Month Thomburg Income Builder ... Chart |
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