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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Stock Yards Bancorp Inc | NASDAQ:SYBT | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.34 | 0.73% | 46.97 | 45.86 | 48.46 | 47.78 | 46.74 | 47.10 | 41,610 | 22:57:15 |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 144
NOTICE OF PROPOSED SALE OF SECURITIES
PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
ATTENTION: |
Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to execute sale or executing a sale directly with a market maker |
1 (a) NAME OF ISSUER (Please type or print) |
(b) IRS IDENT. NO. |
(c) S.E.C. FILE NO. |
|
|
Stock Yards Bancorp Inc. |
61-0354170 |
1-13661 |
|
|
1 (d) ADDRESS OF ISSUER |
STREET |
CITY |
STATE |
ZIP CODE |
(e) TELEPHONE NO. |
|
P.O. Box 32890 |
|
Louisville |
Kentucky |
40232-2890 |
AREA CODE |
NUMBER |
|
|
|
|
|
502 |
625-9187 |
2 (a) NAME OF PERSON FOR WHOSE ACCOUNT THE SECURITIES ARE TO BE SOLD |
|
(b) RELATIONSHIP TO ISSUER |
(c) ADDRESS STREET |
CITY |
STATE |
ZIP CODE |
Kathy Thompson |
|
SR EVP |
6804 Fairway View Ct. |
Prospect |
KY |
40059 |
INSTRUCTION: The person filing this notice should contact the issuer to obtain the I.R.S. Identification Number and the S.E.C. File Number.
INSTRUCTIONS:
1. |
(a) Name of issuer |
3. |
(a) Title of the class of securities to be sold |
|
(b) Issuer’s I.R.S. Identification Number |
|
(b) Name and address of each broker through whom the securities are intended to be sold |
|
(c) Issuer’s S.E.C. file number, if any |
|
(c) Number of shares or other units to be sold (if debt securities, give the aggregate face amount) |
|
(d) Issuer’s address, including zip code |
|
(d) Aggregate market value of the securities to be sold as of a specified date within 10 days prior to the filing of this notice |
|
(e) Issuer’s telephone number, including area code |
|
(e) Number of shares or other units of the class outstanding, or if debt securities the face amount thereof outstanding, asshown by the most recent report or statement published by the issuer |
2. |
(a) Name of person for whose account the securities are to be sold |
|
(f) Approximate date on which the securities are to be sold |
|
(b) Such person’s relationship to the issuer (e.g., officer, director, 10%stockholder, or member of immediate family of any of the foregoing) |
|
(g) Name of each securities exchange, if any, on which the securities are intended to be sold |
|
(c) Such person’s address, including zip code |
|
|
|
(d) Such person’s address, including zip code |
|
|
TABLE I - SECURITIES TO BE SOLD
Furnish the following information with respect to the acquisition of the securities to be sold
and with respect to the payment of all or any part of the purchase price or other consideration therefor:
Title of the Class |
Date you Acquired |
Nature of Acquisition Transaction |
Name of Person from Whom Acquired (If gift, also give date donor acquired) |
Amount of Securities Acquired |
Date of Payment |
Nature of Payment |
Common Common Common |
2/2010 2/2011 11/2011 |
Restricted Stock Award - Vest Restricted Stock Award – Vest Exercise of Incentive Stock Option |
Stock Yards Bancorp, Inc. |
383 1069 2748 |
2/2010 2/2011 11/2011 |
Vested grants settled in stock |
INSTRUCTIONS: If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.
TABLE II - SECURITIES SOLD DURING THE PAST 3 MONTHS
Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.
Name and Address of Seller |
Title of Securities Sold |
Date of Sale |
Amount of Securities Sold |
Gross Proceeds |
Kathy Thompson 6804 Fairway View Ct. Prospect, KY 40059 |
Common Common Common Common |
6/25/19 6/20/19 6/5/19 8/15/2019 |
5,800 2,609 1,500 2800 |
203,116 90,036 51,060 100,156 |
REMARKS:
|
8/23/2019 |
|
|
/s/ Kathy Thompson |
|
DATE OF NOTICE |
|
|
(SIGNATURE) |
|
|
|
|
Kathy Thompson |
|
DATE OF PLAN ADOPTION OR GIVING OF INSTRUCTION, IF RELYING ON RULE 10B5-1 |
|
|
The notice shall be signed by the person for whose account the securities are to be sold. At least one copy of the notice shall be manually signed. Any copies not manually signed shall bear typed or printed signatures. |
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)
1 Year Stock Yards Bancorp Chart |
1 Month Stock Yards Bancorp Chart |
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