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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Sunworks Inc | NASDAQ:SUNW | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 0.06 | 0.0578 | 0.0579 | 0 | 01:00:00 |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of ss.240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. [ ]
The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act.
Page 2 of 5 Pages -------------------------- -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON: Abe Emard -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] -------------------------------------------------------------------------------- 3 SEC USE ONLY -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS Conversion of Promissory Note -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States of America -------------------------------------------------------------------------------- Number of 7 SOLE VOTING POWER Shares 26,250,000 Beneficially ---------------------------------------------------- owned by 8 SHARED VOTING POWER Each 0 Reporting ---------------------------------------------------- Person 9 SOLE DISPOSITIVE POWER with 26,250,000 ---------------------------------------------------- 10 SHARED DISPOSITIVE POWER 0 |
This statement on Schedule 13D relates to shares of common stock, $0.001 par value, of Solar3D, Inc., a Delaware corporation. The address of the principal executive offices of Solar3D, Inc. is 26 West Mission Avenue, Suite 8, Santa Barbara, California 93101.
This statement on Schedule 13D is being filed on behalf of Abe Emard, an individual. The address of Mr. Emard is 1358 Blue Oaks Boulevard, Suite 300, Roseville, California 95678.
Mr. Emard has not, during the last five years, been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors).
Mr. Emard has not, during the last five years, been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws.
Mr. Emard converted the entire outstanding balance of a convertible promissory note issued to him by Solar3D, Inc. in the outstanding amount of $525,000 at a conversion price of $0.02 per share as payment for the shares.
Mr. Emard does not currently have any plans or proposals, either individually or collectively with another person, which relate to or would result in:
(a) The acquisition by any person of additional securities of Solar3D, Inc. or the disposition of securities of Solar3D, Inc.
(b) An extraordinary corporate transaction, such as a merger, reorganization or liquidation, involving Solar3D, Inc. or any of its subsidiaries.
(c) A sale or transfer of a material amount of assets of Solar3D, Inc. or any of its subsidiaries.
(d) Any change in the present board of directors or management of Solar3D, Inc. including any plans or proposals to change the number or term of directors or to fill any existing vacancies on the board, other than as mutually agreed by Mr. Emard and Solar3D, Inc.
(e) Any material change in the present capitalization or dividend policy of Solar3D, Inc.
(f) Any other material change in Solar3D, Inc.'s business or corporate structure.
(g) Changes in Solar3D, Inc.'s charter, bylaws or instruments corresponding thereto or other actions which may impede the acquisition of control of Solar3D, Inc. by any person.
(h) Causing a class of securities of Solar3D, Inc. to be delisted from a national securities exchange or to cease to be authorized to be quoted in an inter-dealer system of a registered national securities association.
(i) A class of equity securities of Solar3D, Inc. becoming eligible for termination of registration pursuant to Section 12(g)(4) of the Act.
(j) Any action similar to any of those enumerated above in (a) through (i).
The percentages of outstanding shares of Solar3D, Inc. common stock reported below are based on the statement that as of July 22, 2014 there were 298,730,412 shares of Solar3D, Inc. common stock outstanding.
(a) Mr. Emard beneficially owns or may be deemed to beneficially own shares of Solar3D, Inc. common stock as follows:
No. of Shares % of Class ----------------- ------------- Common Shares 26,250,000 8.79% ----------------- ------------- 26,250,000 8.79% |
(b) For information regarding the number of shares of Solar3D, Inc. common stock as to which Mr. Emard holds or may be deemed to hold, reference is made to items (7) - (12) of the cover page for this statement on Schedule 13D.
(c) Other than as set forth herein, there have been no transactions in shares of Solar3D, Inc. common stock effected by Mr. Emard during the past 60 days.
(d) No person other than Mr. Emard has the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the shares of Solar3D, Inc. common stock reported as being beneficially owned (or which may be deemed to be beneficially owned) by Mr. Emard.
(e) Not applicable.
Mr. Emard has no contracts, arrangements, understandings or relationships (legal or otherwise) with other persons with respect to the securities of Solar3D, Inc., other than as described in this statement on Schedule 13D.
None.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: August 1, 2014 /s/ Abe Emard ----------------------------------------- Abe Emard |
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