ADVFN Logo ADVFN

We could not find any results for:
Make sure your spelling is correct or try broadening your search.

Trending Now

Toplists

It looks like you aren't logged in.
Click the button below to log in and view your recent history.

Hot Features

Registration Strip Icon for discussion Register to chat with like-minded investors on our interactive forums.

STKL SunOpta Inc

5.605
0.125 (2.28%)
03 May 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
SunOpta Inc NASDAQ:STKL NASDAQ Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.125 2.28% 5.605 5.40 6.84 5.67 5.465 5.53 1,279,201 21:10:17

Statement of Changes in Beneficial Ownership (4)

20/03/2020 7:51pm

Edgar (US Regulatory)


FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Buick Mike
2. Issuer Name and Ticker or Trading Symbol

SunOpta Inc. [ STKL ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
SVP and GM
(Last)          (First)          (Middle)

7301 OHMS LANE SUITE 600
3. Date of Earliest Transaction (MM/DD/YYYY)

3/18/2020
(Street)

EDINA, MN 55439
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units  (1)3/18/2020  A   70000     (2) (3)Common Shares 70000 $0.00 70000 D  

Explanation of Responses:
(1) Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock.
(2) The Restricted Stock Units vest in three equal annual installments beginning on March 18, 2021, subject to the continued employment of the reporting person through each such vesting date.
(3) The Restricted Stock Units do not have an expiration date.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Buick Mike
7301 OHMS LANE SUITE 600
EDINA, MN 55439


SVP and GM

Signatures
/s/ Jill Barnett, attorney-in-fact3/20/2020
**Signature of Reporting PersonDate

1 Year SunOpta Chart

1 Year SunOpta Chart

1 Month SunOpta Chart

1 Month SunOpta Chart

Your Recent History

Delayed Upgrade Clock