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STKL SunOpta Inc

5.12
-0.15 (-2.85%)
After Hours
Last Updated: 00:01:38
Delayed by 15 minutes
Share Name Share Symbol Market Type
SunOpta Inc NASDAQ:STKL NASDAQ Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  -0.15 -2.85% 5.12 5.08 5.35 5.325 5.115 5.24 495,279 00:01:38

Initial Statement of Beneficial Ownership (3)

26/09/2019 5:10pm

Edgar (US Regulatory)


FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Reijn Barend

2. Date of Event Requiring Statement (MM/DD/YYYY)
9/16/2019 

3. Issuer Name and Ticker or Trading Symbol

SunOpta Inc. [STKL]

(Last)        (First)        (Middle)

100 ENTERPRISE WAY, SUITE B 101

4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                          _____ 10% Owner
___X___ Officer (give title below)        _____ Other (specify below)
General Manager of CPG Fruit /

(Street)

SCOTTS VALLEY, CA 95066      

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed(MM/DD/YYYY)

 

6. Individual or Joint/Group Filing(Check Applicable Line)

_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person


Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Common Shares 31288 D  

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option (Right to Buy) 5/12/2015 5/12/2025 Common Shares 5000 $10.08 D  
Stock Option (Right to Buy) 5/7/2013 5/7/2023 Common Shares 800 $7.36 D  
Stock Option (Right to Buy) 5/13/2014 5/13/2024 Common Shares 4000 $11.30 D  
Stock Option (Right to Buy) 5/24/2019 5/24/2026 Common Shares 3333 $3.27 D  
Stock Option (Right to Buy) 5/24/2020 5/24/2027 Common Shares 9465 $9.50 D  
Stock Option (Right to Buy) 5/24/2020 5/24/2027 Common Shares 2586 $9.50 D  
Performance Stock Units 5/24/2020  (1)Common Shares 13497  (2)D  
Restricted Stock Units 5/24/2020  (3)Common Shares 3599  (4)D  

Explanation of Responses:
(1) The Performance Stock Units do not have an expiration date.
(2) Each Performance Stock Unit represents a contingent right to receive one share of STKL common stock.
(3) The Restricted Stock Units do not have an expiration date.
(4) Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock.

Remarks:
Exhibit List:
Exhibit 24: Power of Attorney

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Reijn Barend
100 ENTERPRISE WAY
SUITE B 101
SCOTTS VALLEY, CA 95066


General Manager of CPG Fruit

Signatures
/s/ Jill Barnett, attorney-in-fact9/26/2019
**Signature of Reporting PersonDate

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