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STKL SunOpta Inc

5.12
-0.15 (-2.85%)
After Hours
Last Updated: 21:10:17
Delayed by 15 minutes
Share Name Share Symbol Market Type
SunOpta Inc NASDAQ:STKL NASDAQ Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  -0.15 -2.85% 5.12 5.08 5.35 5.325 5.115 5.24 495,823 21:10:17

Initial Statement of Beneficial Ownership (3)

20/09/2019 9:11pm

Edgar (US Regulatory)


FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Largey David

2. Date of Event Requiring Statement (MM/DD/YYYY)
9/13/2019 

3. Issuer Name and Ticker or Trading Symbol

SunOpta Inc. [STKL]

(Last)        (First)        (Middle)

7301 OHMS LANE, SUITE 600

4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                          _____ 10% Owner
___X___ Officer (give title below)        _____ Other (specify below)
Chief Quality Officer /

(Street)

EDINA, MN 55439      

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed(MM/DD/YYYY)

 

6. Individual or Joint/Group Filing(Check Applicable Line)

_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person


Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Common Shares 17659 D  

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Performance Stock Units 4/12/2020  (1)Common Shares 40201  (2)D  
Performance Stock Units 5/24/2020  (1)Common Shares 52816  (2)D  
Restricted Stock Units 3/5/2020  (3)Common Shares 2000  (4)D  
Restricted Stock Units 5/24/2020  (3)Common Shares 3521  (4)D  
Stock Option (Right to Buy) 5/24/2020 5/24/2027 Common Shares 10526 $9.50 D  
Stock Option (Right to Buy) 5/24/2020 5/24/2027 Common Shares 13052 $9.50 D  

Explanation of Responses:
(1) The Performance Stock Units do not have an expiration date.
(2) Each Performance Stock Unit represents a contingent right to receive one share of STKL common stock.
(3) The Restricted Stock Units do not have an expiration date.
(4) Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock.

Remarks:
Exhibit 24 - Power of Attorney

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Largey David
7301 OHMS LANE
SUITE 600
EDINA, MN 55439


Chief Quality Officer

Signatures
/s/ Jill Barnett, attorney-in-fact9/20/2019
**Signature of Reporting PersonDate

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