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Share Name | Share Symbol | Market | Type |
---|---|---|---|
STAAR Surgical Company | NASDAQ:STAA | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 45.54 | 37.33 | 72.86 | 0 | 09:09:35 |
1. Name and Address of Reporting Person * Francese James E | 2. Issuer Name and Ticker or Trading Symbol STAAR SURGICAL CO [ STAA ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Sr. VP, Comm. Ops., NA, APAC |
3. Date of Earliest Transaction
(MM/DD/YYYY)
| ||
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
1.Title of Security (Instr. 3) | 2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 11/23/2020 | M | 14815 | A | $7.35 | 66198 | D | |||
Common Stock | 11/23/2020 | M | 4144 | A | $15.54 | 70342 | D | |||
Common Stock | 11/23/2020 | S | 18959 | D | $80.13 (1) | 51383 | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Common Stock Options | $7.35 | 11/23/2020 | M | 14815 | 4/7/2016 | 4/6/2025 | Common Stock | 14815 | $0.00 | 2185 | D | ||||
Common Stock Options | $15.54 | 11/23/2020 | M | 4144 | 3/7/2015 | 3/6/2024 | Common Stock | 4144 | $0.00 | 0 | D |
Explanation of Responses: | |
(1) | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.49 to $81.93, inclusive. |
Reporting Owners | |||||
Reporting Owner Name / Address | |||||
Director | 10% Owner | Officer | Other | ||
Francese James E 25651 ATLANTIC OCEAN DRIVE LAKE FOREST, CA 92630 | Sr. VP, Comm. Ops., NA, APAC |
Signatures | ||
/s/ Samuel Gesten as attorney-in-fact for James Francese | 11/25/2020 | |
**Signature of Reporting Person | Date |
1 Year STAAR Surgical Chart |
1 Month STAAR Surgical Chart |
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