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Share Name | Share Symbol | Market | Type |
---|---|---|---|
STAAR Surgical Company | NASDAQ:STAA | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
-0.03 | -0.07% | 45.51 | 45.60 | 47.00 | 46.90 | 45.12 | 46.27 | 367,232 | 22:30:00 |
1. Name and Address of Reporting Person * ANDREWS DEBORAH J | 2. Issuer Name and Ticker or Trading Symbol STAAR SURGICAL CO [ STAA ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Chief Financial Officer |
3. Date of Earliest Transaction
(MM/DD/YYYY)
| ||
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
1.Title of Security (Instr. 3) | 2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 1/21/2020 | M | 20000 | A | $11.00 | 52101 | D | |||
Common Stock | 1/21/2020 | M | 20000 | A | $5.34 | 72101 | D | |||
Common Stock | 1/21/2020 | M | 10000 | A | $15.54 | 82101 | D | |||
Common Stock | 1/21/2020 | M | 15000 | A | $7.35 | 97101 | D | |||
Common Stock | 1/21/2020 | M | 9000 | A | $7.36 | 106101 | D | |||
Common Stock | 1/21/2020 | M | 4583 | A | $9.30 | 110684 | D | |||
Common Stock | 1/21/2020 | M | 17360 | A | $15.25 | 128044 | D | |||
Common Stock | 1/21/2020 | M | 7291 | A | $16.15 | 135335 | D | |||
Common Stock | 1/21/2020 | M | 3370 | A | $29.80 | 138705 | D | |||
Common Stock | 1/21/2020 | S | 106604 | D | $42.20 (1) | 32101 | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Common Stock Options | $11.00 | 1/21/2020 | M | 20000 | (2)(3) | 3/1/2022 | Common Stock | 20000 | $0.00 | 0 | D | ||||
Common Stock Options | $5.34 | 1/21/2020 | M | 20000 | (2) | 3/3/2023 | Common Stock | 20000 | $0.00 | 0 | D | ||||
Common Stock Options | $15.54 | 1/21/2020 | M | 10000 | (4) | 3/6/2024 | Common Stock | 10000 | $0.00 | 0 | D | ||||
Common Stock Options | $7.35 | 1/21/2020 | M | 15000 | (5) | 4/6/2025 | Common Stock | 15000 | $0.00 | 0 | D | ||||
Common Stock Options | $7.36 | 1/21/2020 | M | 9000 | (6) | 4/3/2026 | Common Stock | 9000 | $0.00 | 0 | D | ||||
Common Stock Options | $9.30 | 1/21/2020 | M | 4583 | (7) | 3/20/2027 | Common Stock | 4583 | $0.00 | 139 | D | ||||
Common Stock Options | $15.25 | 1/21/2020 | M | 17360 | (8) | 11/12/2027 | Common Stock | 17360 | $0.00 | 695 | D | ||||
Common Stock Options | $16.15 | 1/21/2020 | M | 7291 | (9) | 3/14/2028 | Common Stock | 7291 | $0.00 | 347 | D | ||||
Common Stock Options | $29.80 | 1/21/2020 | M | 3370 | (10) | 6/13/2021 | Common Stock | 3370 | $0.00 | 188 | D |
Remarks: This Form 4 reflects the exercise and sale by Ms. Andrews of Stock Options of the Company pursuant to instructions contained in a pre-established Rule 10b5-1 plan. |
Reporting Owners | |||||
Reporting Owner Name / Address | |||||
Director | 10% Owner | Officer | Other | ||
ANDREWS DEBORAH J 25651 ATLANTIC OCEAN DRIVE LAKE FOREST, CA 92630 | Chief Financial Officer |
Signatures | ||
/s/ Samuel Gesten as attorney-in-fact for Deborah Andrews | 1/23/2020 | |
**Signature of Reporting Person | Date |
1 Year STAAR Surgical Chart |
1 Month STAAR Surgical Chart |
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