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SPKEP Spark Energy Inc

25.96
0.00 (0.00%)
Last Updated: 01:00:00
Delayed by 15 minutes
Name Symbol Market Type
Spark Energy Inc NASDAQ:SPKEP NASDAQ Preference Share
  Price Change % Change Price Bid Price Offer Price High Price Low Price Open Price Traded Last Trade
  0.00 0.00% 25.96 25.81 26.15 0 01:00:00

Amended Statement of Beneficial Ownership (3/a)

12/11/2020 9:54pm

Edgar (US Regulatory)


FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response...
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Evans Nick W Jr
2. Date of Event Requiring Statement (MM/DD/YYYY)
5/25/2016 

3. Issuer Name and Ticker or Trading Symbol

Spark Energy, Inc. [SPKE]
(Last)        (First)        (Middle)

12140 WICKCHESTER LANE, SUITE 100
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__X__ Director                          _____ 10% Owner
_____ Officer (give title below)        _____ Other (specify below)
(Street)

HOUSTON, TX 77079      

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed(MM/DD/YYYY)
5/27/2016 

6. Individual or Joint/Group Filing(Check Applicable Line)

_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Class A Common Stock 20827 (1)I By Spouse 

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares

Explanation of Responses:
(1) These shares were omitted from the reporting person's original Form 3, and also were omitted from subsequent Form 4s filed by the reporting person after his original Form 3 was filed. The shares are shown giving effect to the Issuer's stock split, which occurred on June 16, 2017.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Evans Nick W Jr
12140 WICKCHESTER LANE
SUITE 100
HOUSTON, TX 77079
X



Signatures
/s/ Nick W. Evans Jr., by Dominique R. Colvard, Attorney-in-fact11/12/2020
**Signature of Reporting PersonDate

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