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  1. Home
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  6. South Plains Financial Inc (SPFI)

  7. South Plains Financial Inc (SPFI) News

SPFI South Plains Financial Inc

29.82
0.63 (2.16%)
16 Jul 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
South Plains Financial Inc NASDAQ:SPFI NASDAQ Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.63 2.16% 29.82 11.94 47.76 30.00 29.29 29.52 57,599 00:50:02

Annual Statement of Changes in Beneficial Ownership (5)

15/02/2022 9:55pm

Edgar (US Regulatory)


FORM 5
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
[X] Form 3 Holdings Reported
[ ] Form 4 Transactions Reported UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

                                                                                  
OMB APPROVAL
OMB Number: 3235-0362
Estimated average burden
hours per response... 1.0                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Griffith Curtis C		2. Issuer Name and Ticker or Trading Symbol

SOUTH PLAINS FINANCIAL, INC. [SPFI]		 5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__X__ Director                    __X__ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
Chairman & CEO
(Last)          (First)          (Middle)

5219 CITY BANK PARKWAY		3. Statement for Issuer's Fiscal Year Ended (MM/DD/YYYY)
12/31/2021 
(Street)

LUBBOCK, TX 79407-3544
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed(MM/DD/YYYY)
 
6. Individual or Joint/Group Filing(Check Applicable Line)

_X_ Form Filed by One Reporting Person
___ Form Filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)		2. Trans. Date2A. Deemed Execution Date, if any3. Trans. Code
(Instr. 8)		4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)		5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)		6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)		7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Amount(A) or (D)Price
Common Stock        1523350 (1)D  
Common Stock        99762 I By ESOP (2)
Common Stock        151 I By 401(k) (3)
Common Stock   3    45360 I By spouse (4)
Common Stock        435000 I By CCG Trust (5)
Common Stock        87000 I By RTW Trust (6)
Common Stock        87000 I By BLW Trust (7)
Common Stock        87000 I By WHW Trust (8)
Common Stock        87000 I By SSG Trust (9)
Common Stock        87000 I By JBG Trust (10)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)		2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date
(MM/DD/YYYY)		7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)		8. Price of Derivative Security
(Instr. 5)		9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year
(Instr. 4)		10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)		11. Nature of Indirect Beneficial Ownership
(Instr. 4)
(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
(1) Includes restricted stock units that may be settled only by delivery of an equal number of shares of common stock and which are subject to vesting and forfeiture conditions.
(2) Shares held by the South Plains Financial, Inc. Employee Stock Option Ownership Plan ("ESOP") and allocated to the Reporting Person's account.
(3) Shares held in the Reporting Person's account under the City Bank 401(k) Plan.
(4) This Form 5 is being filed to include shares owned directly by the Reporting Person's spouse that were unintentionally omitted from the Initial Statement of Beneficial Ownership of Securities on Form 3 filed by the Reporting Person on March 9, 2019. These shares were also unintentionally omitted from the Reporting Person's subsequent Section 16 filings. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.
(5) Shares held in the Curtis C. Griffith 2021 Irrevocable Trust ("CCG Trust"), over which the Reporting Person's Spouse, who shares the Reporting Person's household, serves as trustee. The members of the Reporting Person's immediate family are the beneficiaries of this trust. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.
(6) Shares held in the Richard Thomas White 2021 Trust ("RTW Trust"), over which the Reporting Person serves as trustee. A member of the Reporting Person's immediate family is the beneficiary of this trust.
(7) Shares held in the Birdie Lucille White 2021 Trust ("BLW Trust"), over which the Reporting Person serves as trustee. A member of the Reporting Person's immediate family is the beneficiary of this trust.
(8) Shares held in the William Hogan White 2021 Trust ("WHW Trust"), over which the Reporting Person serves as trustee. A member of the Reporting Person's immediate family is the beneficiary of this trust.
(9) Shares held in the Sydney Suzanne Griffith 2021 Trust ("SSG Trust"), over which the Reporting Person serves as trustee. A member of the Reporting Person's immediate family is the beneficiary of this trust.
(10) Shares held in the Johnathan Brockway Griffith 2021 Trust ("JBG Trust"), over which the Reporting Person serves as trustee. A member of the Reporting Person's immediate family is the beneficiary of this trust.
Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Griffith Curtis C
5219 CITY BANK PARKWAY
LUBBOCK, TX 79407-3544		XXChairman & CEO
Signatures
/s/ By Mikella D. Newsom as Attorney-in-Fact for Curtis C Griffith2/15/2022
**Signature of Reporting PersonDate

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