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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Security National Financial Corporation | NASDAQ:SNFCA | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.04 | 0.61% | 6.61 | 6.61 | 6.64 | 6.64 | 6.61 | 6.63 | 10,453 | 18:36:09 |
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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OMB APPROVAL
OMB Number: 3235-0287 Estimated average burden hours per response... 0.5 |
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1. Name and Address of Reporting Person
*
QUIST SCOTT M |
2. Issuer Name
and
Ticker or Trading Symbol
SECURITY NATIONAL FINANCIAL CORP [ SNFCA ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__ X __ Director __ X __ 10% Owner __ X __ Officer (give title below) _____ Other (specify below) Chairman of Board; Pres; CEO |
7 WANDERWOOD WAY |
3. Date of Earliest Transaction
(MM/DD/YYYY)
|
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SANDY, UT 84092 |
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_ X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
||||||||||
1.Title of Security
(Instr. 3) |
2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Class C Common Stock | 10/13/2016 | M | 127629 | A | $1.12 | 852425 (1) | D | |||
Class C Common Stock | 10/13/2016 | F | 22654 | D | $6.31 | 829771 (1) | D | |||
Class A Common Stock | 10/13/2016 | S | 29393 (2) | D | $6.31 | 6616 (3) | D |
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) |
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1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (right to buy) | $1.12 (4) | 12/2/2011 | M | 127629 (4) | 3/2/2012 | 12/2/2016 | Class C Common Stock | 127629 (4) | $1.12 (4) | 0 (4) | D | ||||
Employee Stock Option (right to buy) | $1.38 (5) | 4/13/2012 | A | 121551 (5) | 7/13/2012 | 4/13/2017 | Class C Common Stock | 121551 (5) | $1.38 (5) | 121551 (5) | D | ||||
Employee Stock Option (right to buy) | $4.55 (6) | 12/6/2013 | A | 57881 (6) | 3/6/2014 | 12/6/2018 | Class C Common Stock | 57881 (6) | $4.55 (6) | 57881 (6) | D | ||||
Employee Stock Option (right to buy) | $4.26 (7) | 7/2/2014 | A | 55125 (7) | 10/2/2014 | 7/2/2019 | Class C Common Stock | 55125 (7) | $4.26 (7) | 55125 (7) | D | ||||
Employee Stock Option (right to buy) | $4.98 (8) | 12/5/2014 | A | 110250 (8) | 3/5/2015 | 12/5/2019 | Class C Common Stock | 110250 (8) | $4.98 (8) | 110250 (8) | D | ||||
Employee Stock Option (right to buy) | $7.02 (9) | 12/4/2015 | A | 105000 (9) | 3/4/2016 | 12/4/2020 | Class C Common Stock | 105000 (9) | $7.02 (9) | 105000 (9) | D | ||||
Employee Stock Option (right to buy) | $7.73 (10) | 12/2/2016 | A | 80000 (10) | 3/2/2017 (10) | 12/2/2021 | Class C Common Stock | 80000 (10) | $7.73 (10) | 80000 (10) | D |
Reporting Owners
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Reporting Owner Name / Address |
|
||||
Director | 10% Owner | Officer | Other | ||
QUIST SCOTT M
7 WANDERWOOD WAY SANDY, UT 84092 |
X | X | Chairman of Board; Pres; CEO |
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Signatures
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||
/s/Scott M. Quist | 4/5/2017 | |
** Signature of Reporting Person |
Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
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